U.S. Supreme Court
CRUZAN v. DIRECTOR, MDH, 497 U.S. 261 (1990)
497 U.S. 261
CRUZAN, BY HER PARENTS AND CO-GUARDIANS CRUZAN ET UX.
v. DIRECTOR, MISSOURI DEPARTMENT OF HEALTH, ET AL.
CERTIORARI TO THE SUPREME COURT OF MISSOURI
No. 88-1503.
Argued December 6, 1989
Decided June 25, 1990
Petitioner Nancy Cruzan is incompetent, having sustained severe injuries in
an automobile accident, and now lies in a Missouri state hospital in what is
referred to as a persistent vegetative state: generally, a condition in which a
person exhibits motor reflexes but evinces no indications of significant
cognitive function. The State is bearing the cost of her care. Hospital
employees refused, without court approval, to honor the request of Cruzan's
parents, copetitioners her, to terminate her artificial nutrition and hydration,
since that would result in death. A state trial court authorized the
termination, finding that a person in Cruzan's condition has a fundamental right
under the State and Federal Constitutions to direct or refuse the withdrawal of
death-prolonging procedures, and that Cruzan's expression to a former housemate
that she would not wish to continue her life if sick or injured unless she could
live at least halfway normally suggested that she would not wish to continue on
with her nutrition and hydration. The State Supreme Court reversed. While
recognizing a right to refuse treatment embodied in the common-law doctrine of
informed consent, the court questioned its applicability in this case. It also
declined to read into the State Constitution a broad right to privacy that would
support an unrestricted right to refuse treatment and expressed doubt that the
Federal Constitution embodied such a right. The court then decided that the
State Living Will statute embodied a state policy strongly favoring the
preservation of life, and that Cruzan's statements to her housemate were
unreliable for the purpose of determining her intent. It rejected the argument
that her parents were entitled to order the termination of her medical
treatment, concluding that no person can assume that choice for an incompetent
in the absence of the formalities required by the Living Will statute or clear
and convincing evidence of the patient's wishes.
Held:
1. The United States Constitution does not forbid Missouri to require
that evidence of an incompetent's wishes as to the withdrawal of
life-sustaining treatment be proved by clear and convincing evidence. Pp.
269-285. [497 U.S. 261, 262]
(a) Most state courts have based a right to refuse treatment on the
common law right to informed consent, see, e.g., In re Storar, 52 N.Y.2d
363, 438 N.Y.S.2d 266, 420 N.E.2d 64, or on both that right and a
constitutional privacy right, see, e.g., Superintendent of Belchertown State
School v. Saikewicz, 373 Mass. 728, 370 N.E.2d 417. In addition to relying
on state constitutions and the common law, state courts have also turned to
state statutes for guidance, see, e.g., Conservatorship of Drabick, 200
Cal.App. 3d 185, 245 Cal.Rptr. 840. However, these sources are not available
to this Court, where the question is simply whether the Federal Constitution
prohibits Missouri from choosing the rule of law which it did. Pp. 269-278.
(b) A competent person has a liberty interest under the Due Process Clause
in refusing unwanted medical treatment. Cf., e.g., Jacobson v.
Massachusetts, 197 U.S. 11, 24-30. However, the question whether that
constitutional right has been violated must be determined by balancing the
liberty interest against relevant state interests. For purposes of this
case, it is assumed that a competent person would have a constitutionally
protected right to refuse lifesaving hydration and nutrition. This does not
mean that an incompetent person should possess the same right, since such a
person is unable to make an informed and voluntary choice to exercise that
hypothetical right or any other right. While Missouri has in effect
recognized that, under certain circumstances, a surrogate may act for the
patient in electing to withdraw hydration and nutrition and thus cause
death, it has established a procedural safeguard to assure that the
surrogate's action conforms as best it may to the wishes expressed by the
patient while competent. Pp. 280-285.
(c) It is permissible for Missouri, in its proceedings, to apply a clear
and convincing evidence standard, which is an appropriate standard when the
individual interests at stake are both particularly important and more
substantial than mere loss of money, Santosky v. Kramer, 455 U.S. 745, 756.
Here, Missouri has a general interest in the protection and preservation of
human life, as well as other, more particular interests, at stake. It may
legitimately seek to safeguard the personal element of an individual's
choice between life and death. The State is also entitled to guard against
potential abuses by surrogates who may not act to protect the patient.
Similarly, it is entitled to consider that a judicial proceeding regarding
an incompetent's wishes may not be adversarial, with the added guarantee of
accurate factfinding that the adversary process brings with it. The State
may also properly decline to make judgments about the "quality" of a
particular individual's life, and simply assert an unqualified interest in
the preservation of human life to be weighed against the constitutionally
protected interests of the individual. It is self-evident that these
interests are more substantial, both on [497 U.S. 261, 263] an individual and societal level,
than those involved in a common civil dispute. The clear and convincing
evidence standard also serves as a societal judgment about how the risk of
error should be distributed between the litigants. Missouri may permissibly
place the increased risk of an erroneous decision on those seeking to
terminate life-sustaining treatment. An erroneous decision not to terminate
results in a maintenance of the status quo, with at least the potential that
a wrong decision will eventually be corrected or its impact mitigated by an
event such as an advancement in medical science or the patient's unexpected
death. However, an erroneous decision to withdraw such treatment is not
susceptible of correction. Although Missouri's proof requirement may have
frustrated the effectuation of Cruzan's not-fully-expressed desires, the
Constitution does not require general rules to work flawlessly. Pp. 280-285.
2. The State Supreme Court did not commit constitutional error in
concluding that the evidence adduced at trial did not amount to clear and
convincing proof of Cruzan's desire to have hydration and nutrition
withdrawn. The trial court had not adopted a clear and convincing evidence
standard, and Cruzan's observations that she did not want to live life as a
"vegetable" did not deal in terms with withdrawal of medical treatment or of
hydration and nutrition. P. 285.
3. The Due Process Clause does not require a State to accept the
"substituted judgment" of close family members in the absence of substantial
proof that their views reflect the patient's. This Court's decision
upholding a State's favored treatment of traditional family relationships,
Michael H. v. Gerald D., 491 U.S. 110, may not be turned into a
constitutional requirement that a State must recognize the primacy of these
relationships in a situation like this. Nor may a decision upholding a
State's right to permit family decisionmaking, Parham v. J.R., 442 U.S. 584,
be turned into a constitutional requirement that the State recognize such
decisionmaking. Nancy Cruzan's parents would surely be qualified to exercise
such a right of "substituted judgment" were it required by the Constitution.
However, for the same reasons that Missouri may require clear and convincing
evidence of a patient's wishes, it may also choose to defer only to those
wishes, rather than confide the decision to close family members. Pp.
285-287.
760 S.W.2d 408, affirmed.
REHNQUIST, C.J., delivered the opinion of the Court, in which WHITE,
O'CONNOR, SCALIA, and KENNEDY, JJ., joined. O'CONNOR, J., post, p. 287, and
SCALIA, J., post, p. 292, filed concurring opinions. BRENNAN, J., filed a
dissenting opinion, in which MARSHALL and BLACKMUN,
[497 U.S. 261, 264] JJ., joined, post, p. 301. STEVENS, J., filed a
dissenting opinion, post, p. 330.
William H. Colby argued the cause for petitioners. With him on the briefs
were David J. Waxse, Walter E. Williams, Edward J. Kelly III, John A. Powell,
and Steven R. Shapiro.
Robert L. Presson, Assistant Attorney General of Missouri, argued the cause
for respondent Director, Missouri Department of Health, et al. With him on the
brief were William L. Webster, Attorney General, and Robert Northcutt.
Thad C. McCanse, pro se, and David B. Mouton filed a brief for respondent
guardian ad litem.
Solicitor General Starr argued the cause for the United States as amicus
curiae urging affirmance. With him on the brief were Acting Assistant Attorney
General Schiffer, Deputy Solicitor General Merrill, and Brian J. Martin.*
[Footnote *] Briefs of amici curiae urging
reversal were filed for the AIDS Civil Rights Project by Walter R. Allan; for
the American Academy of Neurology by John H. Pickering; for the American College
of Physicians by Nancy J. Bregstein; for the American Geriatrics Society by
Keith R. Anderson; for the American Hospital Association by Paul W. Armstrong;
for the American Medical Association et al. by Rex E. Lee, Carter G. Phillips,
Elizabeth H. Esty, Jack R. Bierig, Russell M. Pelton, Paul G. Gebhard, Laurie R.
Rockett, and Henry Hart; for the Colorado Medical Society et al. by Garth C.
Grissom; for Concern for Dying by Henry Putzel III and George J. Annas; for the
Evangelical Lutheran Church in America by Susan D. Reece Martyn and Henry J.
Bourguignon; for the General Board of Church and Society of the United Methodist
Church by Thomas S. Martin and Magda Lopez; for Missouri Hospitals et al. by
Mark A. Thornhill, E.J. Holland, Jr., and John C. Shepherd; for the National
Hospice Organization by Barbara F. Mishkin and Walter A. Smith, Jr.; for the
National Academy of Elder Law Attorneys by Robert K. Huffman; for the Society of
Critical Care Medicine et al. by Stephan E. Lawton; for the Society for the
Right to Die, Inc., by Fenella Rouse; for Wisconsin Bioethicists et al. by Robyn
S. Shapiro, Charles H. Barr, and Jay A. Gold; for Barbara Burgoon et al. by
Vicki Gottlich, Leslie Blair Fried, and Stephanie M. Edelstein; and for John E.
McConnell et al. by Stephen A. Wise.
Briefs of amici curiae urging affirmance were filed for Agudath Israel of
America by David Zwiebel; for the American Academy of Medical Ethics by James
Bopp, Jr.; for the Association of American Physicians and
[497 U.S. 261, 265]
Surgeons et al. by Edward R. Grant and Kent Masterson Brown; for the Association
for Retarded Citizens of the United States et al. by James Bopp, Jr., Thomas J.
Marzen, and Stanley S. Herr; for the Catholic Lawyers Guild of the Archdiocese
of Boston, Inc., by Calum B, Anderson and Leonard F. Zandrow, Jr.; for the
District Attorney of Milwaukee County, Wisconsin, by E. Michael McCann, pro se,
and John M. Stoiber; for Doctors for Life et al. by David O. Danis and Gerard F.
Hempstead; for Families for Life et al. by Robert L. Mauro; for Focus on the
Family et al. by Clarke D. Forsythe, Paul Benjamin Linton, and H. Robert
Showers; for Free Speech Advocates et al. by Thomas Patrick Monaghan and Jay
Alan Sekulow; for the International Anti-Euthanasia Task Force et al. by Jordan
Lorence; for the Knights of Columbus by James H. Burnley IV, Robert J. Cynkar,
and Carl A. Anderson; for the National Right to Life Committee, Inc., by James
Bopp, Jr.; for the New Jersey Right to Life Committee, Inc., et al. by Donald D.
Campbell and Anne M. Perone; for the Rutherford Institute et al. by John W.
Whitehead, James J. Knicely, David E. Morris, William B. Hollberg, Amy
Dougherty, Thomas W. Strahan, William Bonner, John F. Southworth, Jr., and W.
Charles Bundren; for the United States Catholic Conference by Mark E. Chopko and
Phillip H. Harris; for the Value of Life Committee, Inc., by Walter M. Weber;
and for Elizabeth Sadowski et al. by Robert L. Mauro.
Briefs of amici curiae were filed for the American Nurses Association et al.
by Diane Trace Warlick; and for SSM Health Care System et al. by J. Jerome
Mansmann and Melanie DiPietro. [497 U.S. 261,
265]
CHIEF JUSTICE REHNQUIST delivered the opinion of the Court.
Petitioner Nancy Beth Cruzan was rendered incompetent as a result of severe
injuries sustained during an automobile accident. Copetitioners Lester and Joyce
Cruzan, Nancy's parents and coguardians, sought a court order directing the
withdrawal of their daughter's artificial feeding and hydration equipment after
it became apparent that she had virtually no chance of recovering her cognitive
faculties. The Supreme Court of Missouri held that, because there was no clear
and convincing evidence of Nancy's desire to have life-sustaining treatment
withdrawn under such circumstances, her parents lacked authority to effectuate
such a request. We granted certiorari, 492 U.S. 917 (1989), and now affirm.
[497 U.S. 261, 266]
On the night of January 11, 1983, Nancy Cruzan lost control of her car as she
traveled down Elm Road in Jasper County, Missouri. The vehicle overturned, and
Cruzan was discovered lying face down in a ditch without detectable respiratory
or cardiac function. Paramedics were able to restore her breathing and heartbeat
at the accident site, and she was transported to a hospital in an unconscious
state. An attending neurosurgeon diagnosed her as having sustained probable
cerebral contusions compounded by significant anoxia (lack of oxygen). The
Missouri trial court in this case found that permanent brain damage generally
results after 6 minutes in an anoxic state; it was estimated that Cruzan was
deprived of oxygen from 12 to 14 minutes. She remained in a coma for
approximately three weeks, and then progressed to an unconscious state in which
she was able to orally ingest some nutrition. In order to ease feeding and
further the recovery, surgeons implanted a gastrostomy feeding and hydration
tube in Cruzan with the consent of her then husband. Subsequent rehabilitative
efforts proved unavailing. She now lies in a Missouri state hospital in what is
commonly referred to as a persistent vegetative state: generally, a condition in
which a person exhibits motor reflexes but evinces no indications of significant
cognitive function.1 The State of Missouri is bearing the cost
of her care. [497 U.S. 261, 267]
After it had become apparent that Nancy Cruzan had virtually no chance of
regaining her mental faculties, her parents asked hospital employees to
terminate the artificial nutrition and hydration procedures. All agree that such
a [497 U.S. 261, 268] removal would cause
her death. The employees refused to honor the request without court approval.
The parents then sought and received authorization from the state trial court
for termination. The court found that a person in Nancy's condition had a
fundamental right under the State and Federal Constitutions to refuse or direct
the withdrawal of "death prolonging procedures." App. to Pet. for Cert. A99. The
court also found that Nancy's "expressed thoughts at age twenty-five in somewhat
serious conversation with a housemate friend that, if sick or injured, she would
not wish to continue her life unless she could live at least halfway normally
suggests that, given her present condition, she would not wish to continue on
with her nutrition and hydration." Id., at A97-A98.
The Supreme Court of Missouri reversed by a divided vote. The court
recognized a right to refuse treatment embodied in the common law doctrine of
informed consent, but expressed skepticism about the application of that
doctrine in the circumstances of this case. Cruzan v. Harmon, 760 S.W.2d 408,
416-417 (1988) (en banc). The court also declined to read a broad right of
privacy into the State Constitution which would "support the right of a person
to refuse medical treatment in every circumstance," and expressed doubt as to
whether such a right existed under the United States Constitution. Id., at
417-418. It then decided that the Missouri Living Will statute, Mo.Rev.Stat.
459.010 et seq. (1986), embodied a state policy strongly favoring the
preservation of life. 760 S.W.2d, at 419-420. The court found that Cruzan's
statements to her roommate regarding her desire to live or die under certain
conditions were "unreliable for the purpose of determining her intent," id., at
424, "and thus insufficient to support the coguardians['] claim to exercise
substituted judgment on Nancy's behalf." Id., at 426. It rejected the argument
that Cruzan's parents were entitled to order the termination of her medical
treatment, [497 U.S. 261, 269]
concluding that "no person can assume that choice for an incompetent in the
absence of the formalities required under Missouri's Living Will statutes or the
clear and convincing, inherently reliable evidence absent here." Id., at 425.
The court also expressed its view that "[b]road policy questions bearing on life
and death are more properly addressed by representative assemblies" than
judicial bodies. Id., at 426.
We granted certiorari to consider the question of whether Cruzan has a right
under the United States Constitution which would require the hospital to
withdraw life-sustaining treatment from her under these circumstances.
At common law, even the touching of one person by another without consent and
without legal justification was a battery. See W. Keeton, D. Dobbs, R. Keeton, &
D. Owen, Prosser and Keeton on Law of Torts 9, pp. 39-42 (5th ed. 1984). Before
the turn of the century, this Court observed that "[n]o right is held more
sacred, or is more carefully guarded by the common law, than the right of every
individual to the possession and control of his own person, free from all
restraint or interference of others, unless by clear and unquestionable
authority of law." Union Pacific R. Co. v. Botsford, 141 U.S. 250, 251 (1891).
This notion of bodily integrity has been embodied in the requirement that
informed consent is generally required for medical treatment. Justice Cardozo,
while on the Court of Appeals of New York, aptly described this doctrine: "Every
human being of adult years and sound mind has a right to determine what shall be
done with his own body, and a surgeon who performs an operation without his
patient's consent commits an assault, for which he is liable in damages."
Schloendorff v. Society of New York Hospital, 211 N.Y. 125, 129-30, 105 N.E. 92,
93 (1914). The informed consent doctrine has become firmly entrenched in
American tort law. See Dobbs, Keeton, & Owen, supra, 32, pp. 189-192; F.
Rozovsky, Consent to Treatment, A Practical Guide 1-98 (2d ed. 1990). [497 U.S. 261, 270]
The logical corollary of the doctrine of informed consent is that the patient
generally possesses the right not to consent, that is, to refuse treatment.
Until about 15 years ago and the seminal decision in In re Quinlan, 70 N.J. 10,
355 A.2d 647, cert. denied sub nom. Garger v. New Jersey, 429 U.S. 922 (1976),
the number of right-to-refuse-treatment decisions were relatively few.2 Most of the earlier cases involved patients who refused medical
treatment forbidden by their religious beliefs, thus implicating First Amendment
rights as well as common law rights of self-determination.3 More recently, however, with the advance of medical technology
capable of sustaining life well past the point where natural forces would have
brought certain death in earlier times, cases involving the right to refuse
life-sustaining treatment have burgeoned. See 760 S.W.2d at 412, n. 4
(collecting 54 reported decisions from 1976 through 1988).
In the Quinlan case, young Karen Quinlan suffered severe brain damage as the
result of anoxia, and entered a persistent vegetative state. Karen's father
sought judicial approval to disconnect his daughter's respirator. The New Jersey
Supreme Court granted the relief, holding that Karen had a right of privacy
grounded in the Federal Constitution to terminate treatment. In re Quinlan, 70
N.J. at 38-42, 355 A.2d at 662-664. Recognizing that this right was not
absolute, however, the court balanced it against asserted state interests.
Noting that the State's interest "weakens and the individual's right to privacy
grows as the degree of bodily invasion increases and the prognosis dims," the
court concluded that the state interests had to give way in that case. Id., at [497 U.S. 261, 271] 41, 355 A.2d at 664. The
court also concluded that the "only practical way" to prevent the loss of
Karen's privacy right due to her incompetence was to allow her guardian and
family to decide "whether she would exercise it in these circumstances." Ibid.
After Quinlan, however, most courts have based a right to refuse treatment
either solely on the common law right to informed consent or on both the common
law right and a constitutional privacy right. See L. Tribe, American
Constitutional Law 15-11, p. 1365 (2d ed. 1988). In Superintendent of
Belchertown State School v. Saikewicz, 373 Mass. 728, 370 N.E.2d 417 (1977), the
Supreme Judicial Court of Massachusetts relied on both the right of privacy and
the right of informed consent to permit the withholding of chemotherapy from a
profoundly-retarded 67-year-old man suffering from leukemia. Id., at 737-738,
370 N.E.2d at 424. Reasoning that an incompetent person retains the same rights
as a competent individual "because the value of human dignity extends to both,"
the court adopted a "substituted judgment" standard whereby courts were to
determine what an incompetent individual's decision would have been under the
circumstances. Id., at 745, 752-753, 757-758, 370 N.E.2d at 427, 431, 434.
Distilling certain state interests from prior case law - the preservation of
life, the protection of the interests of innocent third parties, the prevention
of suicide, and the maintenance of the ethical integrity of the medical
profession - the court recognized the first interest as paramount and noted it
was greatest when an affliction was curable, "as opposed to the State interest
where, as here, the issue is not whether, but when, for how long, and at what
cost to the individual [a] life may be briefly extended." Id., at 742, 370
N.E.2d at 426.
In In re Storar, 52 N.Y.2d 363, 438 N.Y.S.2d 266, 420 N.E.2d 64, cert.
denied, 454 U.S. 858 (1981), the New York Court of Appeals declined to base a
right to refuse treatment on a constitutional privacy right. Instead, it found
such a right "adequately [497 U.S. 261, 272] supported" by the informed
consent doctrine. Id., at 376-377, 420 N.E.2d at 70. In In re Eichner (decided
with In re Storar, supra), an 83-year-old man who had suffered brain damage from
anoxia entered a vegetative state and was thus incompetent to consent to the
removal of his respirator. The court, however, found it unnecessary to reach the
question of whether his rights could be exercised by others, since it found the
evidence clear and convincing from statements made by the patient when competent
that he "did not want to be maintained in a vegetative coma by use of a
respirator." Id., at 380, 420 N.E.2d at 72. In the companion Storar case, a
52-year-old man suffering from bladder cancer had been profoundly retarded
during most of his life. Implicitly rejecting the approach taken in Saikewicz,
supra, the court reasoned that, due to such life-long incompetency, "it is
unrealistic to attempt to determine whether he would want to continue
potentially life-prolonging treatment if he were competent." 52 N.Y.2d at 380,
420 N.E.2d at 72. As the evidence showed that the patient's required blood
transfusions did not involve excessive pain and, without them, his mental and
physical abilities would deteriorate, the court concluded that it should not
"allow an incompetent patient to bleed to death because someone, even someone as
close as a parent or sibling, feels that this is best for one with an incurable
disease." Id., at 382, 420 N.E.2d, at 73.
Many of the later cases build on the principles established in Quinlan,
Saikewicz and Storar/Eichner. For instance, in In re Conroy, 98 N.J. 321, 486
A.2d 1209 (1985), the same court that decided Quinlan considered whether a
nasogastric feeding tube could be removed from an 84-year-old incompetent
nursing-home resident suffering irreversible mental and physical ailments. While
recognizing that a federal right of privacy might apply in the case, the court,
contrary to its approach in Quinlan, decided to base its decision on the common
law right to self-determination and informed consent. [497 U.S. 261, 273] 98 N.J. at 348, 486 A.2d at 1223. "On
balance, the right to self-determination ordinarily outweighs any countervailing
state interests, and competent persons generally are permitted to refuse medical
treatment, even at the risk of death. Most of the cases that have held
otherwise, unless they involved the interest in protecting innocent third
parties, have concerned the patient's competency to make a rational and
considered choice." Id., at 353-354, 486 A.2d at 1225.
Reasoning that the right of self-determination should not be lost merely
because an individual is unable to sense a violation of it, the court held that
incompetent individuals retain a right to refuse treatment. It also held that
such a right could be exercised by a surrogate decisionmaker using a
"subjective" standard when there was clear evidence that the incompetent person
would have exercised it. Where such evidence was lacking, the court held that an
individual's right could still be invoked in certain circumstances under
objective "best interest" standards. Id., at 361-368, 486 A.2d at 1229-1233.
Thus, if some trustworthy evidence existed that the individual would have wanted
to terminate treatment, but not enough to clearly establish a person's wishes
for purposes of the subjective standard, and the burden of a prolonged life from
the experience of pain and suffering markedly outweighed its satisfactions,
treatment could be terminated under a "limited-objective" standard. Where no
trustworthy evidence existed, and a person's suffering would make the
administration of life-sustaining treatment inhumane, a "pure-objective"
standard could be used to terminate treatment. If none of these conditions
obtained, the court held it was best to err in favor of preserving life. Id., at
364-368, 486 A.2d at 1231-1233.
The court also rejected certain categorical distinctions that had been drawn
in prior refusal-of-treatment cases as lacking substance for decision purposes:
the distinction between actively hastening death by terminating treatment and
passively [497 U.S. 261, 274] allowing a person to die of a
disease; between treating individuals as an initial matter versus withdrawing
treatment afterwards; between ordinary versus extraordinary treatment; and
between treatment by artificial feeding versus other forms of life-sustaining
medical procedures. Id., at 369-374, 486 A.2d at 1233-1237. As to the last item,
the court acknowledged the "emotional significance" of food, but noted that
feeding by implanted tubes is a "medical procedur[e] with inherent risks and
possible side effects, instituted by skilled healthcare providers to compensate
for impaired physical functioning" which analytically was equivalent to
artificial breathing using a respirator. Id., at 373, 486 A.2d at 1236.4
In contrast to Conroy, the Court of Appeals of New York recently refused to
accept less than the clearly expressed wishes of a patient before permitting the
exercise of her right to refuse treatment by a surrogate decisionmaker. In re
Westchester County Medical Center on behalf of O'Connor, 72 N.Y.2d 517, 534
N.Y.S.2d 886, 531 N.E.2d 607 (1988) (O'Connor). There, the court, over the
objection of the patient's family members, granted an order to insert a feeding
tube into a 77-year-old [497 U.S. 261, 275]
woman rendered incompetent as a result of several strokes. While continuing to
recognize a common law right to refuse treatment, the court rejected the
substituted judgment approach for asserting it "because it is inconsistent with
our fundamental commitment to the notion that no person or court should
substitute its judgment as to what would be an acceptable quality of life for
another. Consequently, we adhere to the view that, despite its pitfalls and
inevitable uncertainties, the inquiry must always be narrowed to the patient's
expressed intent, with every effort made to minimize the opportunity for error."
Id., at 530, 531 N.E.2d, at 613 (citation omitted). The court held that the
record lacked the requisite clear and convincing evidence of the patient's
expressed intent to withhold life-sustaining treatment. Id., at 531-534, 531
N.E.2d, at 613-615.
Other courts have found state statutory law relevant to the resolution of
these issues. In Conservatorship of Drabick, 200 Cal.App. 3d 185, 245 Cal.Rptr.
840, cert. denied, 488 U.S. 958 (1988), the California Court of Appeal
authorized the removal of a nasogastric feeding tube from a 44-year-old man who
was in a persistent vegetative state as a result of an auto accident. Noting
that the right to refuse treatment was grounded in both the common law and a
constitutional right of privacy, the court held that a state probate statute
authorized the patient's conservator to order the withdrawal of life-sustaining
treatment when such a decision was made in good faith based on medical advice
and the conservatee's best interests. While acknowledging that "to claim that [a
patient's] `right to choose' survives incompetence is a legal fiction at best,"
the court reasoned that the respect society accords to persons as individuals is
not lost upon incompetence, and is best preserved by allowing others "to make a
decision that reflects [a patient's] interests more closely than would a purely
technological decision to do whatever is possible."5 [497 U.S. 261, 276] Id., at 208, 245 Cal.Rptr., at
854-855. See also In re Conservatorship of Torres, 357 N.W.2d 332 (Minn. 1984)
(Minnesota court had constitutional and statutory authority to authorize a
conservator to order the removal of an incompetent individual's respirator since
in patient's best interests).
In In re Estate of Longeway, 133 Ill.2d 33, 549 N.E.2d 292 (1989), the
Supreme Court of Illinois considered whether a 76-year-old woman rendered
incompetent from a series of strokes had a right to the discontinuance of
artificial nutrition and hydration. Noting that the boundaries of a federal
right of privacy were uncertain, the court found a right to refuse treatment in
the doctrine of informed consent. Id., at 43-45, 549 N.E.2d at 296-297. The
court further held that the State Probate Act impliedly authorized a guardian to
exercise a ward's right to refuse artificial sustenance in the event that the
ward was terminally ill and irreversibly comatose. Id., at 45-47, 549 N.E.2d at
298. Declining to adopt a best interests standard for deciding when it would be
appropriate to exercise a ward's right because it "lets another make a
determination of a patient's quality of life," the court opted instead for a
substituted judgment standard. Id., at 49, 549 N.E.2d at 299. Finding the
"expressed intent" standard utilized in O'Connor, supra, too rigid, the court
noted that other clear and convincing evidence of the patient's intent could be
considered. 133 Ill.2d, at 50-51, 549 N.E.2d, at 300. The court also adopted the
"consensus opinion [that] treats artificial nutrition and hydration as medical
treatment." Id., at 42, 549 N.E.2d at 296. Cf. McConnell v. Beverly
Enterprises-Connecticut, Inc., 209 Conn. 692, 705,
[497 U.S. 261, 277] 553 A.2d 596, 603 (1989) (right to withdraw
artificial nutrition and hydration found in the Connecticut Removal of Life
Support Systems Act, which "provid[es] functional guidelines for the exercise of
the common law and constitutional rights of self-determination"; attending
physician authorized to remove treatment after finding that patient is in a
terminal condition, obtaining consent of family, and considering expressed
wishes of patient).6
As these cases demonstrate, the common law doctrine of informed consent is
viewed as generally encompassing the right of a competent individual to refuse
medical treatment. Beyond that, these decisions demonstrate both similarity and
diversity in their approach to decision of what all agree is a perplexing
question with unusually strong moral and ethical overtones. State courts have
available to them for decision a number of sources - state constitutions,
statutes, and common law - which are not available to us. In this Court, the
question is simply and starkly whether the United States Constitution prohibits
Missouri from choosing the rule of decision which it did. This is the first case
in which we have been squarely presented with the issue of whether the United
States Constitution grants what is in common parlance referred to as a "right to
die." We follow the judicious counsel of our decision in Twin City Bank v.
Nebeker, 167 U.S. 196, 202 (1897), where we said that, in deciding "a question
[497 U.S. 261, 278] of such magnitude and importance . . . it is the
[better] part of wisdom not to attempt, by any general statement, to cover every
possible phase of the subject."
The Fourteenth Amendment provides that no State shall "deprive any person of
life, liberty, or property, without due process of law." The principle that a
competent person has a constitutionally protected liberty interest in refusing
unwanted medical treatment may be inferred from our prior decisions. In Jacobson
v. Massachusetts, 197 U.S. 11, 24-30 (1905), for instance, the Court balanced an
individual's liberty interest in declining an unwanted smallpox vaccine against
the State's interest in preventing disease. Decisions prior to the incorporation
of the Fourth Amendment into the Fourteenth Amendment analyzed searches and
seizures involving the body under the Due Process Clause and were thought to
implicate substantial liberty interests. See, e.g., Breithaupt v. Abram, 352
U.S. 432, 439 (1957) ("As against the right of an individual that his person be
held inviolable . . . must be set the interests of society. . . .")
Just this Term, in the course of holding that a State's procedures for
administering antipsychotic medication to prisoners were sufficient to satisfy
due process concerns, we recognized that prisoners possess "a significant
liberty interest in avoiding the unwanted administration of antipsychotic drugs
under the Due Process Clause of the Fourteenth Amendment." Washington v. Harper,
494 U.S. 210, 221-222 (1990); see also id., at 229 ("The forcible injection of
medication into a nonconsenting person's body represents a substantial
interference with that person's liberty"). Still other cases support the
recognition of a general liberty interest in refusing medical treatment. Vitek
v. Jones, 445 U.S. 480, 494 (1980) (transfer to mental hospital coupled with
mandatory behavior modification treatment implicated liberty interests); Parham
v. J.R., 442 U.S. 584, 600 (1979) ("a child, in common with adults, has a
substantial liberty [497 U.S. 261, 279] interest in not being
confined unnecessarily for medical treatment").
But determining that a person has a "liberty interest" under the Due Process
Clause does not end the inquiry;7
"whether respondent's constitutional rights have been violated must be
determined by balancing his liberty interests against the relevant state
interests." Youngberg v. Romeo, 457 U.S. 307, 321 (1982). See also Mills v.
Rogers, 457 U.S. 291, 299 (1982).
Petitioners insist that, under the general holdings of our cases, the forced
administration of life-sustaining medical treatment, and even of
artificially-delivered food and water essential to life, would implicate a
competent person's liberty interest. Although we think the logic of the cases
discussed above would embrace such a liberty interest, the dramatic consequences
involved in refusal of such treatment would inform the inquiry as to whether the
deprivation of that interest is constitutionally permissible. But for purposes
of this case, we assume that the United States Constitution would grant a
competent person a constitutionally protected right to refuse lifesaving
hydration and nutrition.
Petitioners go on to assert that an incompetent person should possess the
same right in this respect as is possessed by a competent person. They rely
primarily on our decisions in Parham v. J.R., supra, and Youngberg v. Romeo,
supra. In Parham, we held that a mentally disturbed minor child had a liberty
interest in "not being confined unnecessarily for medical treatment," 442 U.S.,
at 600, but we certainly did not intimate that such a minor child, after
commitment, would have a liberty interest in refusing treatment. In Youngberg,
we held that a seriously retarded adult had a liberty
[497 U.S. 261, 280] interest in safety and freedom from bodily restraint,
457 U.S., at 320. Youngberg, however, did not deal with decisions to administer
or withhold medical treatment.
The difficulty with petitioners' claim is that, in a sense, it begs the
question: an incompetent person is not able to make an informed and voluntary
choice to exercise a hypothetical right to refuse treatment or any other right.
Such a "right" must be exercised for her, if at all, by some sort of surrogate.
Here, Missouri has in effect recognized that, under certain circumstances, a
surrogate may act for the patient in electing to have hydration and nutrition
withdrawn in such a way as to cause death, but it has established a procedural
safeguard to assure that the action of the surrogate conforms as best it may to
the wishes expressed by the patient while competent. Missouri requires that
evidence of the incompetent's wishes as to the withdrawal of treatment be proved
by clear and convincing evidence. The question, then, is whether the United
States Constitution forbids the establishment of this procedural requirement by
the State. We hold that it does not.
Whether or not Missouri's clear and convincing evidence requirement comports
with the United States Constitution depends in part on what interests the State
may properly seek to protect in this situation. Missouri relies on its interest
in the protection and preservation of human life, and there can be no gainsaying
this interest. As a general matter, the States - indeed, all civilized nations -
demonstrate their commitment to life by treating homicide as serious crime.
Moreover, the majority of States in this country have laws imposing criminal
penalties on one who assists another to commit suicide.8 We do not think a State is required to remain
neutral in the face of an informed and voluntary decision by a physically able
adult to starve to death. [497 U.S. 261, 281]
But in the context presented here, a State has more particular interests at
stake. The choice between life and death is a deeply personal decision of
obvious and overwhelming finality. We believe Missouri may legitimately seek to
safeguard the personal element of this choice through the imposition of
heightened evidentiary requirements. It cannot be disputed that the Due Process
Clause protects an interest in life as well as an interest in refusing
life-sustaining medical treatment. Not all incompetent patients will have loved
ones available to serve as surrogate decisionmakers. And even where family
members are present, "[t]here will, of course, be some unfortunate situations in
which family members will not act to protect a patient." In re Jobes, 108 N.J.
394, 419, 529 A.2d 434, 477 (1987). A State is entitled to guard against
potential abuses in such situations. Similarly, a State is entitled to consider
that a judicial proceeding to make a determination regarding an incompetent's
wishes may very well not be an adversarial one, with the added guarantee of
accurate factfinding that the adversary process brings with it.9
See Ohio v. Akron Center for Reproductive [497
U.S. 261, 282] Health, post, at 515-516 (1990). Finally, we think a State
may properly decline to make judgments about the "quality" of life that a
particular individual may enjoy, and simply assert an unqualified interest in
the preservation of human life to be weighed against the constitutionally
protected interests of the individual.
In our view, Missouri has permissibly sought to advance these interests
through the adoption of a "clear and convincing" standard of proof to govern
such proceedings. "The function of a standard of proof, as that concept is
embodied in the Due Process Clause and in the realm of factfinding, is to
`instruct the factfinder concerning the degree of confidence our society thinks
he should have in the correctness of factual conclusions for a particular type
of adjudication.'" Addington v. Texas, 441 U.S. 418, 423 (1979) (quoting In re
Winship, 397 U.S. 358, 370 (1970) (Harlan, J., concurring)). "This Court has
mandated an intermediate standard of proof - `clear and convincing evidence' -
when the individual interests at stake in a state proceeding are both
`particularly important' and `more substantial than mere loss of money.'"
Santosky v. Kramer, 455 U.S. 745, 756 (1982) (quoting Addington, supra, at 424).
Thus, such a standard has been required in deportation proceedings, Woodby v.
INS, 385 U.S. 276 (1966), in denaturalization proceedings, Schneiderman v.
United States, 320 U.S. 118 (1943), in civil commitment proceedings, Addington,
supra, and in proceedings for the termination of parental rights. Santosky,
supra.10 Further, [497 U.S. 261, 283]
this level of proof, "or an even higher one, has traditionally been imposed in
cases involving allegations of civil fraud, and in a variety of other kinds of
civil cases involving such issues as . . . lost wills, oral contracts to make
bequests, and the like." Woodby, supra, at 285, n. 18.
We think it self-evident that the interests at stake in the instant
proceedings are more substantial, both on an individual and societal level, than
those involved in a run-of-the-mine civil dispute. But not only does the
standard of proof reflect the importance of a particular adjudication, it also
serves as "a societal judgment about how the risk of error should be distributed
between the litigants." Santosky, supra, at 755; Addington, supra, at 423. The
more stringent the burden of proof a party must bear, the more that party bears
the risk of an erroneous decision. We believe that Missouri may permissibly
place an increased risk of an erroneous decision on those seeking to terminate
an incompetent individual's life-sustaining treatment. An erroneous decision not
to terminate results in a maintenance of the status quo; the possibility of
subsequent developments such as advancements in medical science, the discovery
of new evidence regarding the patient's intent, changes in the law, or simply
the unexpected death of the patient despite the administration of
life-sustaining treatment, at least create the potential that a wrong decision
will eventually be corrected or its impact mitigated. An erroneous decision to
withdraw life-sustaining treatment, however, is not susceptible of correction.
In Santosky, one of the factors which led the Court to require proof by clear
and convincing evidence in a proceeding to terminate parental rights was that a
decision in such a case was final and irrevocable. Santosky, supra, at 759. The
same must surely be said of the decision to discontinue hydration and nutrition
of a patient such as Nancy Cruzan, which all agree will result in her death.
[497 U.S. 261, 284]
It is also worth noting that most, if not all, States simply forbid oral
testimony entirely in determining the wishes of parties in transactions which,
while important, simply do not have the consequences that a decision to
terminate a person's life does. At common law and by statute in most States, the
parol evidence rule prevents the variations of the terms of a written contract
by oral testimony. The statute of frauds makes unenforceable oral contracts to
leave property by will, and statutes regulating the making of wills universally
require that those instruments be in writing. See 2 A. Corbin, Contracts 398,
pp. 360-361 (1950); 2 W. Page, Law of Wills 19.3-19.5, pp. 61-71 (1960). There
is no doubt that statutes requiring wills to be in writing, and statutes of
frauds which require that a contract to make a will be in writing, on occasion
frustrate the effectuation of the intent of a particular decedent, just as
Missouri's requirement of proof in this case may have frustrated the
effectuation of the not-fully-expressed desires of Nancy Cruzan. But the
Constitution does not require general rules to work faultlessly; no general rule
can.
In sum, we conclude that a State may apply a clear and convincing evidence
standard in proceedings where a guardian seeks to discontinue nutrition and
hydration of a person diagnosed to be in a persistent vegetative state. We note
that many courts which have adopted some sort of substituted judgment procedure
in situations like this, whether they limit consideration of evidence to the
prior expressed wishes of the incompetent individual, or whether they allow more
general proof of what the individual's decision would have been, require a clear
and convincing standard of proof for such evidence. See, e.g., Longeway, 133
Ill.2d at 50-51, 549 N.E.2d at 300; McConnell, 209 Conn., at 707-710, 553 A.2d
at 604-605; O'Connor, 72 N.Y.2d at 529-530, 531 N.E.2d at 613; In re Gardner,
534 A.2d 947, 952-953 (Me. 1987); In re Jobes, 108 N.J. at 412-413, 529 A.2d [497 U.S. 261, 285] at 443; Leach v. Akron General
Medical Center, 68 Ohio Misc. 1, 11, 426 N.E.2d 809, 815 (1980).
The Supreme Court of Missouri held that, in this case, the testimony adduced
at trial did not amount to clear and convincing proof of the patient's desire to
have hydration and nutrition withdrawn. In so doing, it reversed a decision of
the Missouri trial court, which had found that the evidence "suggest[ed]" Nancy
Cruzan would not have desired to continue such measures, App. to Pet. for Cert.
A98, but which had not adopted the standard of "clear and convincing evidence"
enunciated by the Supreme Court. The testimony adduced at trial consisted
primarily of Nancy Cruzan's statements, made to a housemate about a year before
her accident, that she would not want to live should she face life as a
"vegetable," and other observations to the same effect. The observations did not
deal in terms with withdrawal of medical treatment or of hydration and
nutrition. We cannot say that the Supreme Court of Missouri committed
constitutional error in reaching the conclusion that it did.11
Petitioners alternatively contend that Missouri must accept the "substituted
judgment" of close family members even in the absence of substantial proof that
their views reflect [497 U.S. 261, 286]
the views of the patient. They rely primarily upon our decisions in Michael H.
v. Gerald D., 491 U.S. 110 (1989), and Parham v. J.R., 442 U.S. 584 (1979). But
we do not think these cases support their claim. In Michael H., we upheld the
constitutionality of California's favored treatment of traditional family
relationships; such a holding may not be turned around into a constitutional
requirement that a State must recognize the primacy of those relationships in a
situation like this. And in Parham, where the patient was a minor, we also
upheld the constitutionality of a state scheme in which parents made certain
decisions for mentally ill minors. Here again, petitioners would seek to turn a
decision which allowed a State to rely on family decisionmaking into a
constitutional requirement that the State recognize such decisionmaking. But
constitutional law does not work that way.
No doubt is engendered by anything in this record but that Nancy Cruzan's
mother and father are loving and caring parents. If the State were required by
the United States Constitution to repose a right of "substituted judgment" with
anyone, the Cruzans would surely qualify. But we do not think the Due Process
Clause requires the State to repose judgment on these matters with anyone but
the patient herself. Close family members may have a strong feeling - a feeling
not at all ignoble or unworthy, but not entirely disinterested, either - that
they do not wish to witness the continuation of the life of a loved one which
they regard as hopeless, meaningless, and even degrading. But there is no
automatic assurance that the view of close family members will necessarily be
the same as the patient's would have been had she been confronted with the
prospect of her situation while competent. All of the reasons previously
discussed for allowing Missouri to require clear and convincing evidence of the
patient's wishes lead us to conclude that the State may
[497 U.S. 261, 287]
choose to defer only to those wishes, rather than confide the decision to close
family members.12
The judgment of the Supreme Court of Missouri is
Affirmed.
Footnotes
[Footnote 1] The State Supreme Court, adopting much of the
trial court's findings, described Nancy Cruzan's medical condition as follows:
". . . (1) [H]er respiration and circulation are not artificially
maintained and are within the normal limits of a thirty-year-old female; (2)
she is oblivious to her environment except for reflexive responses to sound
and perhaps painful stimuli; (3) she suffered anoxia of the brain, resulting
in a massive enlargement of the ventricles filling with cerebrospinal fluid
in the area where the brain has degenerated and [her] cerebral cortical
atrophy is irreversible, permanent, progressive and ongoing; (4) her highest
cognitive brain function is exhibited by her grimacing perhaps in
recognition of ordinarily painful stimuli, indicating the experience of pain
and apparent response to sound; (5) she is a spastic quadriplegic; (6) her
four extremities are contracted with irreversible muscular and tendon damage
to all extremities; [497 U.S. 261, 267]
(7) she has no cognitive or reflexive ability to swallow food or water to
maintain her daily essential needs and . . . she will never recover her
ability to swallow sufficient [sic] to satisfy her needs. In sum, Nancy is
diagnosed as in a persistent vegetative state. She is not dead. She is not
terminally ill. Medical experts testified that she could live another thirty
years." Cruzan v. Harmon, 760 S.W.2d 408, 411 (Mo. 1988) (en banc)
(quotations omitted; footnote omitted).
In observing that Cruzan was not dead, the court referred to the following
Missouri statute:
"For all legal purposes, the occurrence of human death shall be determined
in accordance with the usual and customary standards of medical practice,
provided that death shall not be determined to have occurred unless the
following minimal conditions have been met:
"(1) When respiration and circulation are not artificially maintained,
there is an irreversible cessation of spontaneous respiration and
circulation; or
"(2) When respiration and circulation are artificially maintained, and
there is total and irreversible cessation of all brain function, including
the brain stem and that such determination is made by a licensed physician."
Mo.Rev.Stat. 194.005 (1986).
Since Cruzan's respiration and circulation were not being artificially
maintained, she obviously fit within the first proviso of the statute.
Dr. Fred Plum, the creator of the term "persistent vegetative state" and a
renowned expert on the subject, has described the "vegetative state" in the
following terms:
"`Vegetative state describes a body which is functioning entirely in terms
of its internal controls. It maintains temperature. It maintains heart beat
and pulmonary ventilation. It maintains digestive activity. It maintains
reflex activity of muscles and nerves for low level conditioned responses.
But there is no behavioral evidence of either self-awareness or awareness of
the surroundings in a learned manner.'" In re Jobes, 108 N.J. 394, 403, 529
A.2d 434, 438 (1987).
See also Brief for American Medical Association et al., as Amici Curiae 6
("The persistent vegetative state can best be understood as one of the
conditions in which patients have suffered a loss of consciousness").
[Footnote 2] See generally Karnezis, Patient's Right to
Refuse Treatment Allegedly Necessary to Sustain Life, 93 A.L.R.3d 67 (1979)
(collecting cases); Cantor, A Patient's Decision to Decline Life-Saving Medical
Treatment: Bodily Integrity Versus the Preservation of Life, 26 Rutgers L.Rev.
228, 229, and n. 5 (1973) (noting paucity of cases).
[Footnote 3] See Chapman, The Uniform Rights of the
Terminally Ill Act: Too Little, Too Late?, 42 Ark.L.Rev. 319, 324, n. 15 (1989);
see also F. Rozovsky, Consent to Treatment, A Practical Guide 415-423 (2d ed.
1984).
[Footnote 4] In a later trilogy of cases, the New Jersey
Supreme Court stressed that the analytic framework adopted in Conroy was limited
to elderly, incompetent patients with shortened life expectancies, and
established alternative approaches to deal with a different set of situations.
See In re Farrell, 108 N.J. 335, 529 A.2d 404 (1987) (37-year-old competent
mother with terminal illness had right to removal of respirator based on common
law and constitutional principles which overrode competing state interests); In
re Peter, 108 N.J. 365, 529 A.2d 419 (1987) (65-year-old woman in persistent
vegetative state had right to removal of nasogastric feeding tube - under Conroy
subjective test, power of attorney and hearsay testimony constituted clear and
convincing proof of patient's intent to have treatment withdrawn); In re Jobes,
108 N.J. 394, 529 A.2d 434 (1987) (31-year-old woman in persistent vegetative
state entitled to removal of jejunostomy feeding tube - even though hearsay
testimony regarding patient's intent insufficient to meet clear and convincing
standard of proof, under Quinlan, family or close friends entitled to make a
substituted judgment for patient).
[Footnote 5] The Drabick court drew
support for its analysis from earlier, influential decisions rendered by
California courts of appeal. See Bouvia v. Superior
[497 U.S. 261, 276] Court, 179 Cal.App. 3d 1127, 225 Cal. Rptr. 297
(1986) (competent 28-year-old quadriplegic had right to removal of nasogastric
feeding tube inserted against her will); Bartling v. Superior Court, 163
Cal.App. 3d 186, 209 Cal. Rptr. 220 (1984) (competent 70-year-old, seriously-ill
man had right to the removal of respirator); Barber v. Superior Court, 147
Cal.App. 3d 1006, 195 Cal.Rptr. 484 (1983) (physicians could not be prosecuted
for homicide on account of removing respirator and intravenous feeding tubes of
patient in persistent vegetative state).
[Footnote 6] Besides the Missouri Supreme
Court in Cruzan and the courts in McConnell, Longeway, Drabick, Bouvia, Barber,
O'Connor, Conroy, Jobes, and Peter, appellate courts of at least four other
States and one Federal District Court have specifically considered and discussed
the issue of withholding or withdrawing artificial nutrition and hydration from
incompetent individuals. See Gray v. Romeo, 697 F.Supp. 580 (RI 1988); In re
Gardner, 534 A.2d 947 (Me. 1987); In re Grant, 109 Wash.2d 545, 747 P.2d 445
(1987); Brophy v. New England Sinai Hospital, Inc., 398 Mass. 417, 497 N.E.2d
626 (1986); Corbett v. D'Alessandro, 487 So.2d 368 (Fla.App. 1986). All of these
courts permitted or would permit the termination of such measures based on
rights grounded in the common law, or in the State or Federal Constitution.
[Footnote 7] Although many state courts
have held that a right to refuse treatment is encompassed by a generalized
constitutional right of privacy, we have never so held. We believe this issue is
more properly analyzed in terms of a Fourteenth Amendment liberty interest. See
Bowers v. Hardwick, 478 U.S. 186, 194-195 (1986).
[Footnote 8] See Smith, All's Well That
Ends Well: Toward a Policy of Assisted Rational Suicide or Merely Enlightened
Self-Determination?, 22 U.C. D. L.Rev. 275, 290-291, n. 106 (1989) (compiling
statutes).
[Footnote 9] Since Cruzan was a patient at
a state hospital when this litigation commenced, the State has been involved as
an adversary from the beginning. However, it can be expected that many of these
types of disputes will arise in private institutions, where a guardian ad litem
or similar party will have been appointed as the sole representative of the
incompetent individual in the litigation. In such cases, a guardian may act in
entire good faith, and yet not maintain a position truly adversarial to that of
the family. Indeed, as noted by the court below, "[t]he guardian ad litem [in
this case] finds himself in the predicament of believing that it is in Nancy's
`best interest to have the tube feeding discontinued,' but `feeling that an
appeal should be made because our responsibility to her as attorneys and
guardians ad litem was to pursue this matter to the highest court in the state
in view of the fact that this is a case of first impression in the State of
Missouri.'" 760 S.W.2d at 410, n. 1. Cruzan's guardian ad litem has also filed a
brief in this Court urging reversal of the Missouri Supreme Court's decision.
None of this is intended to suggest that the guardian acted the least bit
improperly in this proceeding. It is only meant to illustrate the limits which
may obtain on the adversarial nature of this type of litigation.
[Footnote 10] We recognize that these
cases involved instances where the government sought to take action against an
individual. See Price Waterhouse v. Hopkins, 490 U.S. 228, 253 (1989) (plurality
opinion). Here, by contrast, the government seeks to protect the interests of an
individual as well as its own institutional interests, in life. We do not see
any reason why important individual interests should be afforded less protection
simply because the government finds itself in the position of defending them.
"[W]e find it significant that . . . the defendant rather than the plaintiff
seeks the clear and convincing standard of proof - suggesting that this standard [497 U.S. 261, 283] ordinarily serves as a shield rather
than . . . a sword." Id., at 253. That it is the government that has picked up
the shield should be of no moment.
[Footnote 11] The clear and convincing
standard of proof has been variously defined in this context as "proof
sufficient to persuade the trier of fact that the patient held a firm and
settled commitment to the termination of life supports under the circumstances
like those presented," In re Westchester County Medical Center on behalf of
O'Connor, 72 N.Y.2d 517, 534 N.Y.S.2d 886, 892, 531 N.E.2d 607, 613 (1988)
(O'Connor), and as evidence which "produces in the mind of the trier of fact a
firm belief or conviction as to the truth of the allegations sought to be
established, evidence so clear, direct and weighty and convincing as to enable
[the factfinder] to come to a clear conviction, without hesitancy, of the truth
of the precise facts in issue." In re Jobes, 108 N.J. at 407-408, 529 A.2d at
441 (quotation omitted). In both of these cases, the evidence of the patient's
intent to refuse medical treatment was arguably stronger than that presented
here. The New York Court of Appeals and the Supreme Court of New Jersey,
respectively, held that the proof failed to meet a clear and convincing
threshold. See O'Connor, supra, at 526-534, 534 531 N.E.2d at 610-615; Jobes,
supra, at 442-443.
[Footnote 12] We are not faced in this
case with the question of whether a State might be required to defer to the
decision of a surrogate if competent and probative evidence established that the
patient herself had expressed a desire that the decision to terminate life
sustaining treatment be made for her by that individual.
Petitioners also adumbrate in their brief a claim based on the Equal
Protection Clause of the Fourteenth Amendment to the effect that Missouri has
impermissibly treated incompetent patients differently from competent ones,
citing the statement in Cleburne v. Cleburne Living Center, Inc., 473 U.S. 432,
439 (1985), that the clause is "essentially a direction that all persons
similarly situated should be treated alike." The differences between the choice
made by a competent person to refuse medical treatment and the choice made for
an incompetent person by someone else to refuse medical treatment are so
obviously different that the State is warranted in establishing rigorous
procedures for the latter class of cases which do not apply to the former class.
JUSTICE O'CONNOR, concurring.
I agree that a protected liberty interest in refusing unwanted medical
treatment may be inferred from our prior decisions, see ante at 278-279, and
that the refusal of artificially delivered food and water is encompassed within
that liberty interest. See ante at 279. I write separately to clarify why I
believe this to be so.
As the Court notes, the liberty interest in refusing medical treatment flows
from decisions involving the State's invasions into the body. See ante at
278-279. Because our notions of liberty are inextricably entwined with our idea
of physical freedom and self-determination, the Court has often deemed state
incursions into the body repugnant to the interests protected by the Due Process
Clause. See, e.g., Rochin v. California, 342 U.S. 165, 172 (1952) ("Illegally
breaking into the privacy of the petitioner, the struggle to open his mouth and
remove what was there, the forcible extraction of his [497 U.S. 261, 288] stomach's contents . . . is
bound to offend even hardened sensibilities"); Union Pacific R. Co. v. Botsford,
141 U.S. 250, 251 (1891). Our Fourth Amendment jurisprudence has echoed this
same concern. See Schmerber v. California, 384 U.S. 757, 772 (1966) ("The
integrity of an individual's person is a cherished value of our society");
Winston v. Lee, 470 U.S. 753, 759 (1985) ("A compelled surgical intrusion into
an individual's body for evidence . . . implicates expectations of privacy and
security of such magnitude that the intrusion may be `unreasonable' even if
likely to produce evidence of a crime"). The State's imposition of medical
treatment on an unwilling competent adult necessarily involves some form of
restraint and intrusion. A seriously ill or dying patient whose wishes are not
honored may feel a captive of the machinery required for life-sustaining
measures or other medical interventions. Such forced treatment may burden that
individual's liberty interests as much as any state coercion. See, e.g.,
Washington v. Harper, 494 U.S. 210, 221 (1990); Parham v. J.R., 442 U.S. 584,
600 (1979) ("It is not disputed that a child, in common with adults, has a
substantial liberty interest in not being confined unnecessarily for medical
treatment").
The State's artificial provision of nutrition and hydration implicates
identical concerns. Artificial feeding cannot readily be distinguished from
other forms of medical treatment. See, e.g., Council on Ethical and Judicial
Affairs, American Medical Association, AMA Ethical Opinion 2.20, Withholding or
Withdrawing Life-Prolonging Medical Treatment, Current Opinions 13 (1989); The
Hastings Center, Guidelines on the Termination of Life-Sustaining Treatment and
the Care of the Dying 59 (1987). Whether or not the techniques used to pass food
and water into the patient's alimentary tract are termed "medical treatment," it
is clear they all involve some degree of intrusion and restraint. Feeding a
patient by means of a nasogastric tube requires a physician to pass a long
flexible tube through the patient's [497 U.S.
261, 289] nose, throat and esophagus and into the stomach. Because of the
discomfort such a tube causes, "[m]any patients need to be restrained forcibly,
and their hands put into large mittens to prevent them from removing the tube."
Major, The Medical Procedures for Providing Food and Water: Indications and
Effects, in By No Extraordinary Means: The Choice to Forgo Life-Sustaining Food
and Water 25 (J. Lynn ed. 1986). A gastrostomy tube (as was used to provide food
and water to Nancy Cruzan, see ante at 266) or jejunostomy tube must be
surgically implanted into the stomach or small intestine. Office of Technology
Assessment Task Force, Life-Sustaining Technologies and the Elderly 282 (1988).
Requiring a competent adult to endure such procedures against her will burdens
the patient's liberty, dignity, and freedom to determine the course of her own
treatment. Accordingly, the liberty guaranteed by the Due Process Clause must
protect, if it protects anything, an individual's deeply personal decision to
reject medical treatment, including the artificial delivery of food and water.
I also write separately to emphasize that the Court does not today decide the
issue whether a State must also give effect to the decisions of a surrogate
decisionmaker. See ante at 287, n. 12. In my view, such a duty may well be
constitutionally required to protect the patient's liberty interest in refusing
medical treatment. Few individuals provide explicit oral or written instructions
regarding their intent to refuse medical treatment should they become
incompetent.1 [497 U.S. 261, 290]
States which decline to consider any evidence other than such instructions may
frequently fail to honor a patient's intent. Such failures might be avoided if
the State considered an equally probative source of evidence: the patient's
appointment of a proxy to make health care decisions on her behalf. Delegating
the authority to make medical decisions to a family member or friend is becoming
a common method of planning for the future. See, e.g., Green, The Legal Status
of Consent Obtained from Families of Adult Patients to Withhold or Withdraw
Treatment, 258 JAMA 229, 230 (1987). Several States have recognized the
practical wisdom of such a procedure by enacting durable power of attorney
statutes that specifically authorize an individual to appoint a surrogate to
make medical treatment decisions.2 Some state
courts have suggested that an agent appointed pursuant to a general durable
power of attorney statute would also be empowered to make health care decisions
on behalf of the patient.3 See, e.g., In re Peter, 108 N.J. 365, 378-379,
529 [497 U.S. 261, 291] A.2d 419, 426
(1987); see also 73 Op.Md. Atty. Gen. No. 88-046 (1988) (interpreting Md. Est. &
Trusts Code Ann. 13-601 to 13-602 (1974), as authorizing a delegatee to make
health care decisions). Other States allow an individual to designate a proxy to
carry out the intent of a living will.4 These
procedures for surrogate decisionmaking, which appear to be rapidly gaining in
acceptance, may be a [497 U.S. 261, 292]
valuable additional safeguard of the patient's interest in directing his medical
care. Moreover, as patients are likely to select a family member as a surrogate,
see 2 President's Commission for the Study of Ethical Problems in Medicine and
Biomedical and Behavioral Research, Making Health Care Decisions 240 (1982),
giving effect to a proxy's decisions may also protect the "freedom of personal
choice in matters of . . . family life." Cleveland Board of Education v.
LaFleur, 414 U.S. 632, 639 (1974).
Today's decision, holding only that the Constitution permits a State to
require clear and convincing evidence of Nancy Cruzan's desire to have
artificial hydration and nutrition withdrawn, does not preclude a future
determination that the Constitution requires the States to implement the
decisions of a patient's duly appointed surrogate. Nor does it prevent States
from developing other approaches for protecting an incompetent individual's
liberty interest in refusing medical treatment. As is evident from the Court's
survey of state court decisions, see ante at 271-277, no national consensus has
yet emerged on the best solution for this difficult and sensitive problem. Today
we decide only that one State's practice does not violate the Constitution; the
more challenging task of crafting appropriate procedures for safeguarding
incompetents' liberty interests is entrusted to the "laboratory" of the States,
New State Ice Co. v. Liebmann, 285 U.S. 262, 311 (1932) (Brandeis, J.,
dissenting), in the first instance.
[Footnote 1] See 2 President's Commission
for the Study of Ethical Problems in Medicine and Biomedical and Behavioral
Research, Making Health Care Decisions 241-242 (1982) (36% of those surveyed
gave instructions regarding how they would like to be treated if they ever
became too sick to make decisions; 23% put those instructions in writing) (Lou
Harris Poll, September 1982); American Medical Association Surveys of Physician
and Public Opinion on Health Care Issues 29-30 (1988) (56% of those surveyed had
told family members their wishes concerning the use of life-sustaining treatment
if they entered an irreversible coma; 15% had filled out a living will
specifying those wishes).
[Footnote 2] At least 13 states and the
District of Columbia have durable power of attorney statutes expressly
authorizing the appointment of proxies for making health care decisions. See
Alaska Stat. Ann. 13.26.335, 13.26.344(l) (Supp. 1989); Cal.Civ.Code Ann. 2500
(West Supp. 1990), D.C.Code 21-2205 (1989); Idaho Code 39-4505 (Supp. 1989);
Ill.Rev.Stat., ch. 110 1/2, __ 804-1 to 804-12 (Supp. 1988), Kan.Stat.Ann.
58-625 (Supp. 1989); Me.Rev.Stat.Ann., Tit. 18-A, 5-501 (Supp. 1989);
Nev.Rev.Stat. 449.800 (Supp. 1989); Ohio Rev.Code Ann. 1337.11 et seq. (Supp.
1989); Ore.Rev.Stat. 127.510 (1989); Pa.Con.Stat.Ann., Tit. 20, 5603(h) (Purdon
Supp. 1989); R.I.Gen.Laws 23-4.10-1 et seq. (1989); Tex.Rev.Civ.Stat.ann.
4590h-1 (Vernon Supp. 1990); Vt.Stat.Ann., Tit. 14, 3451 et seq. (1989).
[Footnote 3] All 50 states and the
District of Columbia have general durable power of attorney statutes. See
Ala.Code 26-1-2 (1986); Alaska Stat.Ann. 13-26-350 to 13-26-356 (Supp. 1989);
Ariz.Rev.Stat.Ann. 14-5501 (1975); Ark.Code Ann. 28-68-201 to 28-68-203 (1987);
Cal.Civ.Code Ann. 2400 (West Supp. 1990); Colo.Rev.Stat. 15-14-501 et seq.
(1987); Conn.Gen.Stat. 45-69o (Supp. 1989); Del.Code Ann., Tit. 12, 4901-4905
(1987); D.C.Code 21-2081 et seq. (1989); Fla.Stat. 709.08 (1989); Ga.Code Ann.
10-6-36 (1989); Haw.Rev.Stat. 551D-1 to 551D-7 (Supp. 1989); Idaho Code 15-5-501
et seq. (Supp. 1989); Ill.Rev.Stat., [497 U.S.
261, 291] ch. 110 1/2, _ 802-6 (1987); Ind.Code 30-2-11-1 to 30-2-11-7
(1988); Iowa Code 633.705 (Supp. 1989); Kan.Stat.Ann. 58-610 (1983);
Ky.Rev.Stat.Ann. 386.093 (Baldwin 1983); La. Civ.Code Ann. Art. 3027 (West Supp.
1990); Me.Rev.Stat.Ann., Tit. 18-A, 5-501 et seq. (Supp. 1989); Md.Est. & Trusts
Code Ann. 13-601 to 13-602 (1974) (as interpreted by the Attorney General, see
73 Op.Md.Atty.Gen. No. 88-046 (Oct. 17, 1988)); Mass.Gen.Laws 201B:1 to 201B:7
(1988); Mich.Comp.Laws 700.495, 700.497 (1979); Minn.Stat. 523.01 et seq.
(1988); Miss.Code Ann. 87-3-13 (Supp. 1989); Mo.Rev.Stat. 404.700 (Supp. 1990);
Mont.Code Ann. 72-5-501 to 72-5-502 (1989); Neb.Rev.Stat. 30-2664 to 30-2672,
30-2667 (1985); Nev.Rev.Stat. 111.460 et seq. (1986); N.H.Rev.Stat.Ann. 506:6 et
seq. (Supp. 1989); N.J.Stat.Ann. 46:2B-8 (West 1989); N.M. Stat.Ann. 45-5-501 et
seq. (1989); N.Y.Gen. Oblig.Law 5-1602 (McKinney 1989); N.C.Gen. Stat. 32A-1 et
seq. (1987); N.D.Cent.Code 30.1-30-01 to 30.1-30-05 (Supp. 1989); Ohio Rev.Code
Ann. 1337.09 (Supp. 1989); Okla. Stat., Tit. 58, 1071-1077 (Supp. 1989); Ore.
Rev.Stat. 127.005 (1989); Pa.Stat.Ann., Tit. 20, 5601 et seq., 5602(a)(9)
(Purdon Supp. 1989); R.I.Gen.Laws 34-22-6.1 (1984); S.C.Code 62-5-501 to
62-5-502 (1987); S.D. Codified Laws 59-7-2.1 (1978); Tenn.Code Ann. 346-101 et
seq. (1984); Tex.Prob.Code Ann. 36A (Supp. 1990); Utah Code Ann. 75-5-501 et
seq. (1978); Vt.Stat.Ann., Tit. 14, 3051 et seq. (1989); Va.Code 11-9.1 et seq.
(1989); Wash.Rev.Code 11.94.020 (1989); W.Va.Code 39-4-1 et seq. (Supp. 1989);
Wis. Stat. 243.07 (1987-1988) (as interpreted by the Attorney General, see
Wis.Op.Atty.Gen. 35-88 (1988)); Wyo.Stat. 3-5-101 et seq. (1985).
[Footnote 4] Thirteen states have living
will statutes authorizing the appointment of healthcare proxies. See Ark.Code
Ann. 20-17-202 (Supp. 1989); Del.Code Ann., Tit. 16, 2502 (1983); Fla.Stat.
765.05(2) (1989); Idaho Code 39-4504 (Supp. 1989); Ind.Code 16-8-11-14(g)(2)
(1988); Iowa Code 144A.7(1)(a) (1989); La.Rev.Stat.Ann. 40:1299.58.1,
40:1299.58.3(C) (West Supp. 1990); Minn.Stat. 145B.01 et seq. (Supp. 1989); Tex.
Health & Safety Code Ann. 672.003(d) (Supp. 1990); Utah Code Ann. 75-2-1105,
75-2-1106 (Supp. 1989); Va.Code 54.1-2986(2) (1988); 1987 Wash.Laws, ch. 162
1(1)(b); Wyo.Stat. 35-22-102 (1988).
JUSTICE SCALIA, concurring.
The various opinions in this case portray quite clearly the difficult, indeed
agonizing, questions that are presented by the constantly increasing power of
science to keep the human body alive for longer than any reasonable person would
want to inhabit it. The States have begun to grapple with these problems through
legislation. I am concerned, from the tenor of today's opinions, that we are
poised to confuse that [497 U.S. 261, 293] enterprise as successfully as we have
confused the enterprise of legislating concerning abortion - requiring it to be
conducted against a background of federal constitutional imperatives that are
unknown because they are being newly crafted from Term to Term. That would be a
great misfortune.
While I agree with the Court's analysis today, and therefore join in its
opinion, I would have preferred that we announce, clearly and promptly, that the
federal courts have no business in this field; that American law has always
accorded the State the power to prevent, by force if necessary, suicide -
including suicide by refusing to take appropriate measures necessary to preserve
one's life; that the point at which life becomes "worthless," and the point at
which the means necessary to preserve it become "extraordinary" or
"inappropriate," are neither set forth in the Constitution nor known to the nine
Justices of this Court any better than they are known to nine people picked at
random from the Kansas City telephone directory; and hence, that even when it is
demonstrated by clear and convincing evidence that a patient no longer wishes
certain measures to be taken to preserve her life, it is up to the citizens of
Missouri to decide, through their elected representatives, whether that wish
will be honored. It is quite impossible (because the Constitution says nothing
about the matter) that those citizens will decide upon a line less lawful than
the one we would choose; and it is unlikely (because we know no more about
"life-and-death" than they do) that they will decide upon a line less
reasonable.
The text of the Due Process Clause does not protect individuals against
deprivations of liberty simpliciter. It protects them against deprivations of
liberty "without due process of law." To determine that such a deprivation would
not occur if Nancy Cruzan were forced to take nourishment against her will, it
is unnecessary to reopen the historically recurrent debate over whether "due
process" includes substantive restrictions. Compare Murray's Lessee v. Hoboken
Land and Improvement Co., 18 How. 272 (1856), with Scott
[497 U.S. 261, 294] v. Sandford, 19 How. 393, 450 (1857); compare Tyson &
Bro. v. Banton, 273 U.S. 418 (1927), with Olsen v. Nebraska ex rel. Western
Reference & Bond Assn., Inc., 313 U.S. 236, 246-247 (1941); compare Ferguson v.
Skrupa, 372 U.S. 726, 730 (1963), with Moore v. East Cleveland, 431 U.S. 494
(1977) (plurality opinion); see Easterbrook, Substance and Due Process, 1982
S.Ct.Rev 85; Monaghan, Our Perfect Constitution, 56 N.Y.U.L.Rev. 353 (1981). It
is at least true that no "substantive due process" claim can be maintained
unless the claimant demonstrates that the State has deprived him of a right
historically and traditionally protected against State interference. Michael H.
v. Gerald D., 491 U.S. 110, 122 (1989) (plurality opinion); Bowers v. Hardwick,
478 U.S. 186, 192 (1986); Moore, supra, at 502-503 (plurality opinion). That
cannot possibly be established here.
At common law in England, a suicide - defined as one who "deliberately puts
an end to his own existence, or commits any unlawful malicious act, the
consequence of which is his own death," 4 W. Blackstone, Commentaries *189 - was
criminally liable. Ibid. Although the States abolished the penalties imposed by
the common law (i.e., forfeiture and ignominious burial), they did so to spare
the innocent family, and not to legitimize the act. Case law at the time of the
Fourteenth Amendment generally held that assisting suicide was a criminal
offense. See Marzen, O'Dowd, Crone, & Balch, Suicide: A Constitutional Right?,
24 Duquesne L.Rev. 1, 76 (1985) ("In short, twenty-one of the thirty-seven
states, and eighteen of the thirty ratifying states, prohibited assisting
suicide. Only eight of the states, and seven of the ratifying states, definitely
did not"); see also 1 F. Wharton, Criminal Law 122 (6th rev. ed. 1868). The
System of Penal Law presented to the House of Representatives by Representative
Livingston in 1828 would have criminalized assisted suicide. E. Livingston, A
System of Penal Law, Penal Code 122 (1828). The Field Penal Code,
[497 U.S. 261, 295]
adopted by the Dakota Territory in 1877, proscribed attempted suicide and
assisted suicide. Marzen, O'Dowd, Crone, & Balch, supra, at 76-77. And most
States that did not explicitly prohibit assisted suicide in 1868 recognized,
when the issue arose in the 50 years following the Fourteenth Amendment's
ratification, that assisted and (in some cases) attempted suicide were unlawful.
Id., at 77-100; id., at 148-242 (surveying development of States' laws). Thus,
"there is no significant support for the claim that a right to suicide is so
rooted in our tradition that it may be deemed `fundamental' or `implicit in the
concept of ordered liberty.'" Id., at 100 (quoting Palko v. Connecticut, 302
U.S. 319, 325 (1937)).
Petitioners rely on three distinctions to separate Nancy Cruzan's case from
ordinary suicide: (1) that she is permanently incapacitated and in pain; (2)
that she would bring on her death not by any affirmative act but by merely
declining treatment that provides nourishment; and (3) that preventing her from
effectuating her presumed wish to die requires violation of her bodily
integrity. None of these suffices. Suicide was not excused even when committed
"to avoid those ills which [persons] had not the fortitude to endure." 4
Blackstone, supra, at *189. "The life of those to whom life has become a burden
- of those who are hopelessly diseased or fatally wounded - nay, even the lives
of criminals condemned to death, are under the protection of the law, equally as
the lives of those who are in the full tide of life's enjoyment, and anxious to
continue to live." Blackburn v. State, 23 Ohio St. 146, 163 (1873). Thus, a man
who prepared a poison, and placed it within reach of his wife, "to put an end to
her suffering" from a terminal illness was convicted of murder, People v.
Roberts, 211 Mich. 187, 178 N.W. 690, 693 (1920); the "incurable suffering of
the suicide, as a legal question, could hardly affect the degree of criminality
. . . . " Note, 30 Yale L.J. 408, 412 (1921) (discussing Roberts). Nor would the
imminence of the patient's death have [497 U.S.
261, 296] affected liability. "The lives of all are equally under the
protection of the law, and under that protection to their last moment. . . .
[Assisted suicide] is declared by the law to be murder, irrespective of the
wishes or the condition of the party to whom the poison is administered. . . ."
Blackburn, supra, at 163; see also Commonwealth v. Bowen, 213 Mass. 356, 360
(1816).
The second asserted distinction - suggested by the recent cases canvassed by
the Court concerning the right to refuse treatment, ante at 270-277 - relies on
the dichotomy between action and inaction. Suicide, it is said, consists of an
affirmative act to end one's life; refusing treatment is not an affirmative act
"causing" death, but merely a passive acceptance of the natural process of
dying. I readily acknowledge that the distinction between action and inaction
has some bearing upon the legislative judgment of what ought to be prevented as
suicide - though even there it would seem to me unreasonable to draw the line
precisely between action and inaction, rather than between various forms of
inaction. It would not make much sense to say that one may not kill oneself by
walking into the sea, but may sit on the beach until submerged by the incoming
tide; or that one may not intentionally lock oneself into a cold storage locker,
but may refrain from coming indoors when the temperature drops below freezing.
Even as a legislative matter, in other words, the intelligent line does not fall
between action and inaction, but between those forms of inaction that consist of
abstaining from "ordinary" care and those that consist of abstaining from
"excessive" or "heroic" measures. Unlike action vs. inaction, that is not a line
to be discerned by logic or legal analysis, and we should not pretend that it
is.
But to return to the principal point for present purposes: the irrelevance of
the action-inaction distinction. Starving oneself to death is no different from
putting a gun to one's temple as far as the common law definition of suicide is
concerned; the cause of death in both cases is the suicide's conscious
[497 U.S. 261, 297] decision to "pu[t] an end to his own existence." 4
Blackstone, supra, at *189. See In re Caulk, 125 N.H. 226, 232, 480 A.2d 93, 97
(1984); State ex rel. White v. Narick, 170 W.Va. 195, 292 S.E.2d 54 (1982); Von
Holden v. Chapman, 87 App. Div.2d 66, 450 N.Y.S.2d 623 (1982). Of course, the
common law rejected the action-inaction distinction in other contexts involving
the taking of human life as well. In the prosecution of a parent for the
starvation death of her infant, it was no defense that the infant's death was
"caused" by no action of the parent, but by the natural process of starvation,
or by the infant's natural inability to provide for itself. See Lewis v. State,
72 Ga. 164 (1883); People v. McDonald, 49 Hun. 67, 1 N.Y.S. 703 (1888); (5th
Dept., App. Div. 1888); Commonwealth v. Hall, 322 Mass. 523, 528, 78 N.E.2d 644,
647 (1948) (collecting cases); F. Wharton, Law of Homicide 134-135, 304 (2d ed.
1875); 2 J. Bishop, Commentaries on the Criminal Law 686 (5th ed. 1872); J.
Hawley & M. McGregor, Criminal Law 152 (3d ed. 1899). A physician, moreover,
could be criminally liable for failure to provide care that could have extended
the patient's life, even if death was immediately caused by the underlying
disease that the physician failed to treat. Barrow v. State, 17 Okl.Cr. 340, 188
P. 351 (1920); People v. Phillips, 64 Cal.2d 574, 414 P.2d 353 (1966).
It is not surprising, therefore, that the early cases considering the claimed
right to refuse medical treatment dismissed as specious the nice distinction
between "passively submitting to death and actively seeking it. The distinction
may be merely verbal, as it would be if an adult sought death by starvation
instead of a drug. If the State may interrupt one mode of self-destruction, it
may with equal authority interfere with the other." John F. Kennedy Memorial
Hosp. v. Heston, 58 N.J. 576, 581-582, 279 A.2d 670, 672-673 (1971); see also
Application of President & Directors of Georgetown College, Inc., 118 U.S. App.
D.C. 80, 88-89, 331 F.2d 1000, [497 U.S. 261,
298] 1008-1009 (Wright, J., in chambers), cert. denied, 377 U.S. 978
(1964).
The third asserted basis of distinction - that frustrating Nancy Cruzan's
wish to die in the present case requires interference with her bodily integrity
- is likewise inadequate, because such interference is impermissible only if one
begs the question whether her refusal to undergo the treatment on her own is
suicide. It has always been lawful not only for the State, but even for private
citizens, to interfere with bodily integrity to prevent a felony. See Phillips
v. Trull, 11 Johns. 486 (N.Y. 1814); City Council v. Payne, 2 Nott & McCord 475
(S.C. 1821); Vandeveer v. Mattocks, 3 Ind. 479 (1852); T. Cooley, Law of Torts
174-175 (1879); Wilgus, Arrest Without a Warrant, 22 Mich.L.Rev. 673 (1924);
Restatement of Torts 119 (1934). That general rule has of course been applied to
suicide. At common law, even a private person's use of force to prevent suicide
was privileged. Colby v. Jackson, 12 N.H. 526, 530-531 (1842); Look v. Choate,
108 Mass. 116, 120 (1871); Commonwealth v. Mink, 123 Mass. 422, 429 (1877); In
re Doyle, 16 R.I. 537, 539, 18 A. 159, 159-160 (1889); Porter v. Ritch, 70 Conn.
235, 255, 39 A. 169, 175 (1898); Emmerich v. Thorley, 54 N.Y.S. 791, 793-794
(1898); State v. Hembd, 305 Minn. 120, 130, 232 N.W.2d 872, 878 (1975); 2 C.
Addison, Law of Torts 819 (1876); Cooley, supra, at 179-180. It is not even
reasonable, much less required by the Constitution, to maintain that, although
the State has the right to prevent a person from slashing his wrists, it does
not have the power to apply physical force to prevent him from doing so, nor the
power, should he succeed, to apply, coercively if necessary, medical measures to
stop the flow of blood. The state-run hospital, I am certain, is not liable
under 42 U.S.C. 1983 for violation of constitutional rights, nor the private
hospital liable under general tort law, if, in a State where suicide is
unlawful, it pumps out the stomach of a person who has intentionally
[497 U.S. 261, 299]
taken an overdose of barbiturates, despite that person's wishes to the contrary.
The dissents of JUSTICES BRENNAN and STEVENS make a plausible case for our
intervention here only by embracing - the latter explicitly and the former by
implication - a political principle that the States are free to adopt, but that
is demonstrably not imposed by the Constitution. "The State," says JUSTICE
BRENNAN, "has no legitimate general interest in someone's life, completely
abstracted from the interest of the person living that life, that could outweigh
the person's choice to avoid medical treatment." Post at 313 (emphasis added).
The italicized phrase sounds moderate enough, and is all that is needed to cover
the present case - but the proposition cannot logically be so limited. One who
accepts it must also accept, I think, that the State has no such legitimate
interest that could outweigh "the person's choice to put an end to her life."
Similarly, if one agrees with JUSTICE BRENNAN that "the State's general interest
in life must accede to Nancy Cruzan's particularized and intense interest in
self-determination in her choice of medical treatment," post, at 314 (emphasis
added), he must also believe that the State must accede to her "particularized
and intense interest in self-determination in her choice whether to continue
living or to die." For insofar as balancing the relative interests of the State
and the individual is concerned, there is nothing distinctive about accepting
death through the refusal of "medical treatment," as opposed to accepting it
through the refusal of food, or through the failure to shut off the engine and
get out of the car after parking in one's garage after work. Suppose that Nancy
Cruzan were in precisely the condition she is in today, except that she could be
fed and digest food and water without artificial assistance. How is the State's
"interest" in keeping her alive thereby increased, or her interest in deciding
whether she wants to continue living reduced? It seems to me, in other words,
that JUSTICE BRENNAN's position ultimately rests upon the proposition that it is
none of the State's [497 U.S. 261, 300]
business if a person wants to commit suicide. JUSTICE STEVENS is explicit on the
point: "Choices about death touch the core of liberty. . . . [N]ot much may be
said with confidence about death unless it is said from faith, and that alone is
reason enough to protect the freedom to conform choices about death to
individual conscience." Post at 343. This is a view that some societies have
held, and that our States are free to adopt if they wish. But it is not a view
imposed by our constitutional traditions, in which the power of the State to
prohibit suicide is unquestionable.
What I have said above is not meant to suggest that I would think it
desirable, if we were sure that Nancy Cruzan wanted to die, to keep her alive by
the means at issue here. I assert only that the Constitution has nothing to say
about the subject. To raise up a constitutional right here, we would have to
create out of nothing (for it exists neither in text nor tradition) some
constitutional principle whereby, although the State may insist that an
individual come in out of the cold and eat food, it may not insist that he take
medicine; and although it may pump his stomach empty of poison he has ingested,
it may not fill his stomach with food he has failed to ingest. Are there, then,
no reasonable and humane limits that ought not to be exceeded in requiring an
individual to preserve his own life? There obviously are, but they are not set
forth in the Due Process Clause. What assures us that those limits will not be
exceeded is the same constitutional guarantee that is the source of most of our
protection - what protects us, for example, from being assessed a tax of 100% of
our income above the subsistence level, from being forbidden to drive cars, or
from being required to send our children to school for 10 hours a day, none of
which horribles is categorically prohibited by the Constitution. Our salvation
is the Equal Protection Clause, which requires the democratic majority to accept
for themselves and their loved ones what they impose on you and me. This Court
need not, and has no authority to, inject itself into every field of human
activity [497 U.S. 261, 301] where irrationality and oppression
may theoretically occur, and if it tries to do so, it will destroy itself.
JUSTICE BRENNAN, with whom JUSTICE MARSHALL and JUSTICE BLACKMUN join,
dissenting.
"Medical technology has effectively created a twilight zone of suspended
animation where death commences while life, in some form, continues. Some
patients, however, want no part of a life sustained only by medical
technology. Instead, they prefer a plan of medical treatment that allows
nature to take its course and permits them to die with dignity."1
Nancy Cruzan has dwelt in that twilight zone for six years. She is oblivious
to her surroundings and will remain so. Cruzan v. Harmon, 760 S.W.2d 408, 411
(Mo. 1988). Her body twitches only reflexively, without consciousness. Ibid. The
areas of her brain that once thought, felt, and experienced sensations have
degenerated badly, and are continuing to do so. The cavities remaining are
filling with cerebrospinal fluid. The "`cerebral cortical atrophy is
irreversible, permanent, progressive and ongoing.'" Ibid. "Nancy will never
interact meaningfully with her environment again. She will remain in a
persistent vegetative state until her death." Id., at 422.2 Because she cannot swallow, her nutrition and hydration are
delivered through a tube surgically implanted in her stomach.
A grown woman at the time of the accident, Nancy had previously expressed her
wish to forgo continuing medical care under circumstances such as these. Her
family and her [497 U.S. 261, 302] friends are convinced that
this is what she would want. See n. 20, infra. A guardian ad litem appointed by
the trial court is also convinced that this is what Nancy would want. See 760
S.W.2d at 444 (Higgins, J., dissenting from denial of rehearing). Yet the
Missouri Supreme Court, alone among state courts deciding such a question, has
determined that an irreversibly vegetative patient will remain a passive
prisoner of medical technology - for Nancy, perhaps for the next 30 years. See
id., at 424, 427.
Today the Court, while tentatively accepting that there is some degree of
constitutionally protected liberty interest in avoiding unwanted medical
treatment, including life-sustaining medical treatment such as artificial
nutrition and hydration, affirms the decision of the Missouri Supreme Court. The
majority opinion, as I read it, would affirm that decision on the ground that a
State may require "clear and convincing" evidence of Nancy Cruzan's prior
decision to forgo life-sustaining treatment under circumstances such as hers in
order to ensure that her actual wishes are honored. See ante at 282-283,
286-287. Because I believe that Nancy Cruzan has a fundamental right to be free
of unwanted artificial nutrition and hydration, which right is not outweighed by
any interests of the State, and because I find that the improperly biased
procedural obstacles imposed by the Missouri Supreme Court impermissibly burden
that right, I respectfully dissent. Nancy Cruzan is entitled to choose to die
with dignity.
I
A
"[T]he timing of death - once a matter of fate - is now a
matter of human choice." Office of Technology Assessment Task Force, Life
Sustaining Technologies and the Elderly 41 (1988). Of the approximately two
million people who die each year, 80% die in hospitals and long-term care
institutions,3 [497 U.S. 261, 303]
and perhaps 70% of those after a decision to forgo life-sustaining treatment
has been made.4 Nearly every death
involves a decision whether to undertake some medical procedure that could
prolong the process of dying. Such decisions are difficult and personal.
They must be made on the basis of individual values, informed by medical
realities, yet within a framework governed by law. The role of the courts is
confined to defining that framework, delineating the ways in which
government may and may not participate in such decisions.
The question before this Court is a relatively narrow one: whether the Due
Process Clause allows Missouri to require a now-incompetent patient in an
irreversible persistent vegetative state to remain on life-support absent
rigorously clear and convincing evidence that avoiding the treatment represents
the patient's prior, express choice. See ante at 277-278. If a fundamental right
is at issue, Missouri's rule of decision must be scrutinized under the standards
this Court has always applied in such circumstances. As we said in Zablocki v.
Redhail, 434 U.S. 374, 388 (1978), if a requirement imposed by a State
"significantly interferes with the exercise of a fundamental right, it cannot be
upheld unless it is supported by sufficiently important state interests and is
closely tailored to effectuate only those interests." The Constitution imposes
on this Court the obligation to "examine carefully . . . the extent to which
[the legitimate government interests advanced] are served by the challenged
regulation." Moore v. East Cleveland, 431 U.S. 494, 499 (1977). See also Carey
v. Population Services International, 431 U.S. 678, 690 (1977) (invalidating a
requirement that bore "no relation to the State's interest"). An evidentiary
rule, just as a substantive prohibition, must meet these standards if it
significantly burdens a fundamental liberty interest. Fundamental [497 U.S. 261, 304] rights "are protected not
only against heavy-handed frontal attack, but also from being stifled by more
subtle governmental interference." Bates v. Little Rock, 361 U.S. 516, 523
(1960).
B
The starting point for our legal analysis must be whether a
competent person has a constitutional right to avoid unwanted medical care.
Earlier this Term, this Court held that the Due Process Clause of the Fourteenth
Amendment confers a significant liberty interest in avoiding unwanted medical
treatment. Washington v. Harper, 494 U.S. 210, 221-222 (1990). Today, the Court
concedes that our prior decisions "support the recognition of a general liberty
interest in refusing medical treatment." See ante at 278. The Court, however,
avoids discussing either the measure of that liberty interest or its application
by assuming, for purposes of this case only, that a competent person has a
constitutionally protected liberty interest in being free of unwanted artificial
nutrition and hydration. See ante at 279. JUSTICE O'CONNOR's opinion is less
parsimonious. She openly affirms that "the Court has often deemed state
incursions into the body repugnant to the interests protected by the Due Process
Clause," that there is a liberty interest in avoiding unwanted medical
treatment, and that it encompasses the right to be free of "artificially
delivered food and water." See ante at 287.
But if a competent person has a liberty interest to be free of unwanted
medical treatment, as both the majority and JUSTICE O'CONNOR concede, it must be
fundamental. "We are dealing here with [a decision] which involves one of the
basic civil rights of man." Skinner v. Oklahoma ex rel. Williamson, 316 U.S.
535, 541 (1942) (invalidating a statute authorizing sterilization of certain
felons). Whatever other liberties protected by the Due Process Clause are
fundamental, "those liberties that are `deeply rooted in this Nation's history
and tradition'" are among them. Bowers v. Hardwick,
[497 U.S. 261, 305]
478 U.S. 186, 192 (1986) (quoting Moore v. East Cleveland, supra, at 503
(plurality opinion)). "Such a tradition commands respect in part because the
Constitution carries the gloss of history." Richmond Newspapers, Inc. v.
Virginia, 448 U.S. 555, 589 (1980) (BRENNAN, J., concurring in judgment).
The right to be free from medical attention without consent, to determine
what shall be done with one's own body, is deeply rooted in this Nation's
traditions, as the majority acknowledges. See ante at 270. This right has long
been "firmly entrenched in American tort law" and is securely grounded in the
earliest common law. Ante, at 269. See also Mills v. Rogers, 457 U.S. 291, 294,
n. 4 (1982) ("[T]he right to refuse any medical treatment emerged from the
doctrines of trespass and battery, which were applied to unauthorized touchings
by a physician"). "Anglo-American law starts with the premise of thorough-going
self-determination. It follows that each man is considered to be master of his
own body, and he may, if he be of sound mind, expressly prohibit the performance
of lifesaving surgery or other medical treatment." Natanson v. Kline, 186 Kan.
393, 406-407, 350 P.2d 1093, 1104 (1960). "The inviolability of the person" has
been held as "sacred" and "carefully guarded" as any common law right. Union
Pacific R. Co. v. Botsford, 141 U.S. 250, 251-252 (1891). Thus, freedom from
unwanted medical attention is unquestionably among those principles "so rooted
in the traditions and conscience of our people as to be ranked as fundamental."
Snyder v. Massachusetts, 291 U.S. 97, 105 (1934).5 [497 U.S. 261, 306]
That there may be serious consequences involved in refusal of the medical
treatment at issue here does not vitiate the right under our common law
tradition of medical self-determination. It is "a well-established rule of
general law . . . that it is the patient, not the physician, who ultimately
decides if treatment - any treatment - is to be given at all. . . . The rule has
never been qualified in its application by either the nature or purpose of the
treatment, or the gravity of the consequences of acceding to or foregoing it."
Tune v. Walter Reed Army Medical Hospital, 602 F.Supp. 1452, 1455 (DC 1985). See
also Downer v. Veilleux, 322 A.2d 82, 91 (Me. 1974) ("The rationale of this rule
lies in the fact that every competent adult has the right to forego treatment,
or even cure, if it entails what for him are intolerable consequences or risks,
however unwise his sense of values may be to others").6 [497 U.S. 261, 307]
No material distinction can be drawn between the treatment to which Nancy
Cruzan continues to be subject - artificial nutrition and hydration - and any
other medical treatment. See ante at 288-289 (O'CONNOR, J., concurring). The
artificial delivery of nutrition and hydration is undoubtedly medical treatment.
The technique to which Nancy Cruzan is subject - artificial feeding through a
gastrostomy tube - involves a tube implanted surgically into her stomach through
incisions in her abdominal wall. It may obstruct the intestinal tract, erode and
pierce the stomach wall, or cause leakage of the stomach's contents into the
abdominal cavity. See Page, Andrassy, & Sandler, Techniques in Delivery of
Liquid Diets, in Nutrition in Clinical Surgery 66-67 (M. Deitel 2d ed. 1985).
The tube can cause pneumonia from reflux of the stomach's contents into the
lung. See Bernard & Forlaw, Complications and Their Prevention, in Enteral and
Tube Feeding 553 (J. Rombeau & M. Caldwell eds. 1984). Typically, and in this
case (see Tr. 377), commercially prepared formulas are used, rather than fresh
food. See Matarese, Enteral Alimentation, in Surgical Nutrition 726 (J. Fischer
ed. 1983). The type of formula and method of administration must be experimented
with to avoid gastrointestinal problems. Id., at 748. The patient must be
monitored daily by medical personnel as to weight, fluid intake and fluid
output; blood tests must be done weekly. Id., at 749, 751.
Artificial delivery of food and water is regarded as medical treatment by the
medical profession and the Federal Government.7 According to the American Academy of Neurology: [497 U.S. 261, 308]
"The artificial provision of nutrition and hydration is a form of
medical treatment . . . analogous to other forms of life-sustaining
treatment, such as the use of the respirator. When a patient is unconscious,
both a respirator and an artificial feeding device serve to support or
replace normal bodily functions that are compromised as a result of the
patient's illness." Position of the American Academy of Neurology on Certain
Aspects of the Care and Management of the Persistent Vegetative State
Patient, 39 Neurology 125 (Jan. 1989). See also Council on Ethical and
Judicial Affairs of the American Medical Association, Current Opinions,
Opinion 2.20 (1989) ("Life-prolonging medical treatment includes medication
and artificially or technologically supplied respiration, nutrition or
hydration"); President's Commission 88 (life-sustaining treatment includes
respirators, kidney dialysis machines, special feeding procedures). The
Federal Government permits the cost of the medical devices and formulas used
in enteral feeding to be reimbursed under Medicare. See Pub.L. 99-509, 9340,
note following 42 U.S.C. 1395u, p. 592 (1982 ed., Supp. V). The formulas are
regulated by the Federal Drug Administration as "medical foods," see 21
U.S.C. 360ee, and the feeding tubes are regulated as medical devices, 21 CFR
876.5980 (1989).
Nor does the fact that Nancy Cruzan is now incompetent deprive her of her
fundamental rights. See Youngberg v. Romeo, 457 U.S. 307, 315, 316, 319 (1982)
(holding that severely retarded man's liberty interests in safety, freedom from
bodily restraint and reasonable training survive involuntary commitment); Parham
v. J.R., 442 U.S. 584, 600 (1979) (recognizing a child's substantial liberty
interest in not being confined unnecessarily for medical treatment); Jackson v.
Indiana, 406 U.S. 715, 730, 738 (1972) (holding that Indiana could not violate
the due process and equal protection rights of a mentally retarded deaf mute by
committing him for an indefinite amount of time simply because he was
incompetent to stand trial on the criminal charges filed against
[497 U.S. 261, 309] him). As the majority recognizes, ante at 280, the
question is not whether an incompetent has constitutional rights, but how such
rights may be exercised. As we explained in Thompson v. Oklahoma, 487 U.S. 815
(1988), "[t]he law must often adjust the manner in which it affords rights to
those whose status renders them unable to exercise choice freely and rationally.
Children, the insane, and those who are irreversibly ill with loss of brain
function, for instance, all retain `rights,' to be sure, but often such rights
are only meaningful as they are exercised by agents acting with the best
interests of their principals in mind." Id., at 825, n. 23 (emphasis added). "To
deny [its] exercise because the patient is unconscious or incompetent would be
to deny the right." Foody v. Manchester Memorial Hospital, 40 Conn.Supp. 127,
133, 482 A.2d 713, 718 (1984).
II
A
The right to be free from unwanted medical attention is a
right to evaluate the potential benefit of treatment and its possible
consequences according to one's own values and to make a personal decision
whether to subject oneself to the intrusion. For a patient like Nancy Cruzan,
the sole benefit of medical treatment is being kept metabolically alive. Neither
artificial nutrition nor any other form of medical treatment available today can
cure or in any way ameliorate her condition.8 Irreversibly vegetative patients are devoid of thought,
[497 U.S. 261, 310] emotion and sensation; they are permanently and
completely unconscious. See n. 2, supra.9 As the President's Commission concluded in approving the
withdrawal of life support equipment from irreversibly vegetative patients:
"[T]reatment ordinarily aims to benefit a patient through preserving life,
relieving pain and suffering, protecting against disability, and returning
maximally effective functioning. If a prognosis of permanent unconsciousness
is correct, however, continued treatment cannot confer such benefits. Pain
and suffering are absent, as are joy, satisfaction, and pleasure. Disability
is total, and no return to an even minimal level of social or human
functioning is possible." President's Commission 181-182.
There are also affirmative reasons why someone like Nancy might choose to
forgo artificial nutrition and hydration under these circumstances. Dying is
personal. And it is profound. For many, the thought of an ignoble end, steeped
in decay, is abhorrent. A quiet, proud death, bodily integrity
[497 U.S. 261, 311]
intact, is a matter of extreme consequence. "In certain, thankfully rare,
circumstances the burden of maintaining the corporeal existence degrades the
very humanity it was meant to serve." Brophy v. New England Sinai Hospital,
Inc., 398 Mass. 417, 434, 497 N.E.2d 626, 635-636 (1986) (finding the subject of
the proceeding "in a condition which [he] has indicated he would consider to be
degrading and without human dignity" and holding that "[t]he duty of the State
to preserve life must encompass a recognition of an individual's right to avoid
circumstances in which the individual himself would feel that efforts to sustain
life demean or degrade his humanity"). Another court, hearing a similar case,
noted:
"It is apparent from the testimony that what was on [the patient's] mind
was not only the invasiveness of life-sustaining systems, such as the
[nasogastric] tube, upon the integrity of his body. It was also the utter
helplessness of the permanently comatose person, the wasting of a once
strong body, and the submission of the most private bodily functions to the
attention of others." In re Gardner, 534 A.2d 947, 953 (Me. 1987).
Such conditions are, for many, humiliating to contemplate,10 as is visiting a prolonged and anguished vigil on one's
parents, spouse, and children. A long, drawn-out death can have a debilitating
effect on family members. See Carnwath & Johnson, Psychiatric Morbidity Among
Spouses of Patients With Stroke, 294 Brit.Med.J. 409 (1987); Livingston,
Families Who Care, 291 Brit.Med.J. 919 (1985). For some, the idea of being
remembered in their persistent vegetative [497
U.S. 261, 312] states, rather than as they were before their illness or
accident, may be very disturbing.11
B
Although the right to be free of unwanted medical
intervention, like other constitutionally protected interests, may not be
absolute,12 no State interest could outweigh the rights of an
individual in Nancy Cruzan's position. Whatever a State's possible interests in
mandating life-support treatment under other circumstances, there is no good to
be obtained here by Missouri's insistence that Nancy Cruzan remain on
life-support systems if it is indeed her wish not to do so. Missouri does not
claim, nor could it, that society as a whole will be benefited by Nancy's
receiving medical treatment. [497 U.S. 261, 313] No third party's situation will be
improved, and no harm to others will be averted. Cf. nn. 6 and 8, supra.13
The only state interest asserted here is a general interest in the
preservation of life.14 But the State has
no legitimate general interest in someone's life, completely abstracted from the
interest of the person living that life, that could outweigh the person's choice
to avoid medical treatment. "[T]he regulation of constitutionally protected
decisions . . . must be predicated on legitimate state concerns other than
disagreement with the choice the individual has made. . . . Otherwise, the
interest in liberty protected by the Due Process Clause would be a nullity."
Hodgson v. Minnesota, post, [497 U.S. 261, 314] at 435 (1990) (Opinion of STEVENS,
J.) (emphasis added). Thus, the State's general interest in life must accede to
Nancy Cruzan's particularized and intense interest in self-determination in her
choice of medical treatment. There is simply nothing legitimately within the
State's purview to be gained by superseding her decision.
Moreover, there may be considerable danger that Missouri's rule of decision
would impair rather than serve any interest the State does have in sustaining
life. Current medical practice recommends use of heroic measures if there is a
scintilla of a chance that the patient will recover, on the assumption that the
measures will be discontinued should the patient improve. When the President's
Commission in 1982 approved the withdrawal of life support equipment from
irreversibly vegetative patients, it explained that "[a]n even more troubling
wrong occurs when a treatment that might save life or improve health is not
started because the health care personnel are afraid that they will find it very
difficult to stop the treatment if, as is fairly likely, it proves to be of
little benefit and greatly burdens the patient." President's Commission 75. A
New Jersey court recognized that families as well as doctors might be
discouraged by an inability to stop life-support measures from "even attempting
certain types of care [which] could thereby force them into hasty and premature
decisions to allow a patient to die." In re Conroy, 98 N.J. 321, 370, 486 A.2d
1209, 1234 (1985). See also Brief for American Academy of Neurology as Amicus
Curiae 9 (expressing same concern).15 [497 U.S. 261, 315]
III
This is not to say that the State has no legitimate interests
to assert here. As the majority recognizes, ante at 281-282, Missouri has a
parens patriae interest in providing Nancy Cruzan, now incompetent, with as
accurate as possible a determination of how she would exercise her rights under
these circumstances. Second, if and when it is determined that Nancy Cruzan
would want to continue treatment, the State may legitimately assert an interest
in providing that treatment. But until Nancy's wishes have been determined,
[497 U.S. 261, 316] the only state interest that may be asserted is an
interest in safe-guarding the accuracy of that determination.
Accuracy, therefore, must be our touchstone. Missouri may constitutionally
impose only those procedural requirements that serve to enhance the accuracy of
a determination of Nancy Cruzan's wishes or are at least consistent with an
accurate determination. The Missouri "safeguard" that the Court upholds today
does not meet that standard. The determination needed in this context is whether
the incompetent person would choose to live in a persistent vegetative state on
life-support or to avoid this medical treatment. Missouri's rule of decision
imposes a markedly asymmetrical evidentiary burden. Only evidence of specific
statements of treatment choice made by the patient when competent is admissible
to support a finding that the patient, now in a persistent vegetative state,
would wish to avoid further medical treatment. Moreover, this evidence must be
clear and convincing. No proof is required to support a finding that the
incompetent person would wish to continue treatment.
A
The majority offers several justifications for Missouri's
heightened evidentiary standard. First, the majority explains that the State may
constitutionally adopt this rule to govern determinations of an incompetent's
wishes in order to advance the State's substantive interests, including its
unqualified interest in the preservation of human life. See ante at 282-283 and
n. 10. Missouri's evidentiary standard, however, cannot rest on the State's own
interest in a particular substantive result. To be sure, courts have long
erected clear and convincing evidence standards to place the greater risk of
erroneous decisions on those bringing disfavored claims.16 In such cases, however, the choice to discourage
[497 U.S. 261, 317] certain claims was a
legitimate, constitutional policy choice. In contrast, Missouri has no such
power to disfavor a choice by Nancy Cruzan to avoid medical treatment, because
Missouri has no legitimate interest in providing Nancy with treatment until it
is established that this represents her choice. See supra at 312-314. Just as a
State may not override Nancy's choice directly, it may not do so indirectly
through the imposition of a procedural rule.
Second, the majority offers two explanations for why Missouri's clear and
convincing evidence standard is a means of enhancing accuracy, but neither is
persuasive. The majority initially argues that a clear and convincing evidence
standard is necessary to compensate for the possibility that such proceedings
will lack the "guarantee of accurate factfinding that the adversary process
brings with it," citing Ohio v. Akron Center for Reproductive Health, post at
515-516 (upholding a clear and convincing evidence standard for an ex parte
proceeding). Ante, at 281-282. Without supporting the Court's decision in that
case, I note that the proceeding to determine an incompetent's wishes is quite
different from a proceeding to determine whether a minor may bypass notifying
her parents before undergoing an abortion on the ground that she is mature
enough to make the decision or that the abortion is in her best interest.
[497 U.S. 261, 318]
An adversarial proceeding is of particular importance when one side has a
strong personal interest which needs to be counterbalanced to assure the court
that the questions will be fully explored. A minor who has a strong interest in
obtaining permission for an abortion without notifying her parents may come
forward whether or not society would be satisfied that she has made the decision
with the seasoned judgment of an adult. The proceeding here is of a different
nature. Barring venal motives, which a trial court has the means of ferreting
out, the decision to come forward to request a judicial order to stop treatment
represents a slowly and carefully considered resolution by at least one adult
and more frequently several adults that discontinuation of treatment is the
patient's wish.
In addition, the bypass procedure at issue in Akron, supra, is ex parte and
secret. The court may not notify the minor's parents, siblings or friends. No
one may be present to submit evidence unless brought forward by the minor
herself. In contrast, the proceeding to determine Nancy Cruzan's wishes was
neither ex parte nor secret. In a hearing to determine the treatment preferences
of an incompetent person, a court is not limited to adjusting burdens of proof
as its only means of protecting against a possible imbalance. Indeed, any
concern that those who come forward will present a one-sided view would be
better addressed by appointing a guardian ad litem, who could use the State's
powers of discovery to gather and present evidence regarding the patient's
wishes. A guardian ad litem's task is to uncover any conflicts of interest and
ensure that each party likely to have relevant evidence is consulted and brought
forward - for example, other members of the family, friends, clergy, and
doctors. See, e.g., In re Colyer, 99 Wash.2d 114, 133, 660 P.2d 738, 748-749
(1983). Missouri's heightened evidentiary standard attempts to achieve balance
by discounting evidence; the guardian ad litem technique achieves balance by
probing for additional evidence. Where, as here, the family members, [497 U.S. 261, 319] friends, doctors and guardian ad
litem agree, it is not because the process has failed, as the majority suggests.
See ante at 281, n. 9. It is because there is no genuine dispute as to Nancy's
preference.
The majority next argues that where, as here, important individual rights are
at stake, a clear and convincing evidence standard has long been held to be an
appropriate means of enhancing accuracy, citing decisions concerning what
process an individual is due before he can be deprived of a liberty interest.
See ante, at 283. In those cases, however, this Court imposed a clear and
convincing standard as a constitutional minimum on the basis of its evaluation
that one side's interests clearly outweighed the second side's interests, and
therefore the second side should bear the risk of error. See Santosky v. Kramer,
455 U.S. 745, 753, 766-767 (1982) (requiring a clear and convincing evidence
standard for termination of parental rights because the parent's interest is
fundamental, but the State has no legitimate interest in termination unless the
parent is unfit, and finding that the State's interest in finding the best home
for the child does not arise until the parent has been found unfit); Addington
v. Texas, 441 U.S. 418, 426-427 (1979) (requiring clear and convincing evidence
in an involuntary commitment hearing because the interest of the individual far
outweighs that of a State, which has no legitimate interest in confining
individuals who are not mentally ill and do not pose a danger to themselves or
others). Moreover, we have always recognized that shifting the risk of error
reduces the likelihood of errors in one direction at the cost of increasing the
likelihood of errors in the other. See Addington, supra, at 423 (contrasting
heightened standards of proof to a preponderance standard in which the two sides
"share the risk of error in roughly equal fashion" because society does not
favor one outcome over the other). In the cases cited by the majority, the
imbalance imposed by a heightened evidentiary standard was not only acceptable,
but required because the standard was deployed to protect an individual's
[497 U.S. 261, 320] exercise of a fundamental right, as the majority
admits, ante at 282-283, n. 10. In contrast, the Missouri court imposed a clear
and convincing standard as an obstacle to the exercise of a fundamental right.
The majority claims that the allocation of the risk of error is justified
because it is more important not to terminate life-support for someone who would
wish it continued than to honor the wishes of someone who would not. An
erroneous decision to terminate life-support is irrevocable, says the majority,
while an erroneous decision not to terminate "results in a maintenance of the
status quo." See ante at 283.17 But, from the point of view of the patient,
an erroneous decision in either direction is irrevocable. An erroneous decision
to terminate artificial nutrition and hydration, to be sure, will lead to
failure of that last remnant of physiological life, the brain stem, and result
in complete brain death. An erroneous decision not to terminate life-support,
however, robs a patient of the very qualities protected by the right to avoid
unwanted medical treatment. His own degraded existence is perpetuated; his
family's suffering is protracted; the memory he leaves behind becomes more and
more distorted.
Even a later decision to grant him his wish cannot undo the intervening harm.
But a later decision is unlikely in any event. "[T]he discovery of new
evidence," to which the majority [497 U.S. 261,
321] refers, ibid., is more hypothetical than plausible. The majority
also misconceives the relevance of the possibility of "advancements in medical
science," ibid., by treating it as a reason to force someone to continue medical
treatment against his will. The possibility of a medical miracle is indeed part
of the calculus, but it is a part of the patient's calculus. If current research
suggests that some hope for cure or even moderate improvement is possible within
the life-span projected, this is a factor that should be and would be accorded
significant weight in assessing what the patient himself would choose.18
B
Even more than its heightened evidentiary standard, the
Missouri court's categorical exclusion of relevant evidence dispenses with any
semblance of accurate factfinding. The court adverted to no evidence supporting
its decision, but held that no clear and convincing, inherently reliable
evidence had been presented to show that Nancy would want to avoid further
treatment. In doing so, the court failed to consider statements Nancy had made
to family members and a close friend.19 The court also failed to consider testimony [497 U.S. 261, 322] from Nancy's mother and
sister that they were certain that Nancy would want to discontinue to artificial
nutrition and hydration,20 even after the
court found that Nancy's family was loving and without malignant motive. See 760
S.W.2d at 412. The court also failed to consider the conclusions of the guardian
ad litem, appointed by the trial court, that there was clear and convincing
evidence that Nancy would want to [497 U.S. 261, 323] discontinue medical
treatment and that this was in her best interests. Id., at 444 (Higgins, J.,
dissenting from denial of rehearing); Brief for Respondent Guardian Ad Litem
2-3. The court did not specifically define what kind of evidence it would
consider clear and convincing, but its general discussion suggests that only a
living will or equivalently formal directive from the patient when competent
would meet this standard. See 760 S.W.2d at 424-425.
Too few people execute living wills or equivalently formal directives for
such an evidentiary rule to ensure adequately that the wishes of incompetent
persons will be honored.21 While it might be a wise social
policy to encourage people to furnish such instructions, no general conclusion
about a patient's choice can be drawn from the absence of formalities. The
probability of becoming irreversibly vegetative is so low that many people may
not feel an urgency to marshal formal evidence of their preferences. Some may
not wish to dwell on their own physical deterioration and mortality. Even
someone with a resolute determination to avoid life-support under circumstances
such as Nancy's would still need to know that such things as living wills exist
and how to execute one. Often legal help would be necessary, especially given
the majority's apparent willingness to permit States to insist that a person's
wishes are not truly known unless the particular medical treatment is specified.
See ante at 285. [497 U.S. 261, 324]
As a California appellate court observed: "The lack of generalized public
awareness of the statutory scheme and the typically human characteristics of
procrastination and reluctance to contemplate the need for such arrangements
however makes this a tool which will all too often go unused by those who might
desire it." Barber v. Superior Court, 147 Cal.App. 3d 1006, 1015, 195 Cal.Rptr.
484, 489 (1983). When a person tells family or close friends that she does not
want her life sustained artificially, she is "express[ing] her wishes in the
only terms familiar to her, and . . . as clearly as a lay person should be asked
to express them. To require more is unrealistic, and for all practical purposes,
it precludes the rights of patients to forego life-sustaining treatment." In re
O'Connor, 72 N.Y.2d 517, 551, 534 N.Y.S.2d 886, 905, 531 N.E.2d 607, 626 (1988)
(Simons, J., dissenting).22 When Missouri enacted a living will statute, it specifically
provided that the absence of a living will does not warrant a presumption that a
patient wishes continued medical treatment. See n. 15, supra. [497 U.S. 261, 325] Thus, apparently not even Missouri's
own legislature believes that a person who does not execute a living will fails
to do so because he wishes continuous medical treatment under all circumstances.
The testimony of close friends and family members, on the other hand, may
often be the best evidence available of what the patient's choice would be. It
is they with whom the patient most likely will have discussed such questions and
they who know the patient best. "Family members have a unique knowledge of the
patient which is vital to any decision on his or her behalf." Newman, Treatment
Refusals for the Critically and Terminally Ill: Proposed Rules for the Family,
the Physician, and the State, 3 N.Y.L.S. Human Rights Annual 35, 46 (1985). The
Missouri court's decision to ignore this whole category of testimony is also at
odds with the practices of other States. See, e.g., In re Peter, 108 N.J. 365,
529 A.2d 419 (1987); Brophy v. New England Sinai Hospital, Inc., 398 Mass. 417,
497 N.E.2d 626 (1986); In re Severns, 425 A.2d 156 (Del.Ch. 1980).
The Missouri court's disdain for Nancy's statements in serious conversations
not long before her accident, for the opinions of Nancy's family and friends as
to her values, beliefs and certain choice, and even for the opinion of an
outside objective factfinder appointed by the State, evinces a disdain for Nancy
Cruzan's own right to choose. The rules by which an incompetent person's wishes
are determined must represent every effort to determine those wishes. The rule
that the Missouri court adopted and that this Court upholds, however, skews the
result away from a determination that as accurately as possible reflects the
individual's own preferences and beliefs. It is a rule that transforms human
beings into passive subjects of medical technology.
"[M]edical care decisions must be guided by the individual patient's
interests and values. Allowing persons to determine their own medical
treatment is an important way in which society respects persons as
individuals. [497 U.S. 261, 326]
Moreover, the respect due to persons as individuals does not diminish simply
because they have become incapable of participating in treatment decisions.
. . . [I]t is still possible for others to make a decision that reflects
[the patient's] interests more closely than would a purely technological
decision to do whatever is possible. Lacking the ability to decide, [a
patient] has a right to a decision that takes his interests into account."
Conservatorship of Drabick, 200 Cal.App. 3d 185, 208, 245 Cal.Rptr. 840,
854-855, cert. denied, 488 U.S. 958 (1988).
C
I do not suggest that States must sit by helplessly if the
choices of incompetent patients are in danger of being ignored. See ante at 281.
Even if the Court had ruled that Missouri's rule of decision is
unconstitutional, as I believe it should have, States would nevertheless remain
free to fashion procedural protections to safeguard the interests of
incompetents under these circumstances. The Constitution provides merely a
framework here: protections must be genuinely aimed at ensuring decisions
commensurate with the will of the patient, and must be reliable as instruments
to that end. Of the many States which have instituted such protections, Missouri
is virtually the only one to have fashioned a rule that lessens the likelihood
of accurate determinations. In contrast, nothing in the Constitution prevents
States from reviewing the advisability of a family decision by requiring a court
proceeding or by appointing an impartial guardian ad litem.
There are various approaches to determining an incompetent patient's
treatment choice in use by the several States today, and there may be advantages
and disadvantages to each, and other approaches not yet envisioned. The choice,
in largest part, is and should be left to the States, so long as each State is
seeking, in a reliable manner, to discover what the patient would want. But with
such momentous interests in the balance, States must avoid procedures that will
prejudice [497 U.S. 261, 327]
the decision. "To err either way - to keep a person alive under circumstances
under which he would rather have been allowed to die, or to allow that person to
die when he would have chosen to cling to life - would be deeply unfortunate."
In re Conroy, 98 N.J. at 343, 486 A.2d at 1 220.
D
Finally, I cannot agree with the majority that where it is not
possible to determine what choice an incompetent patient would make, a State's
role as parens patriae permits the State automatically to make that choice
itself. See ante at 286 (explaining that the Due Process Clause does not require
a State to confide the decision to "anyone but the patient herself"). Under fair
rules of evidence, it is improbable that a court could not determine what the
patient's choice would be. Under the rule of decision adopted by Missouri and
upheld today by this Court, such occasions might be numerous. But in neither
case does it follow that it is constitutionally acceptable for the State
invariably to assume the role of deciding for the patient. A State's legitimate
interest in safeguarding a patient's choice cannot be furthered by simply
appropriating it.
The majority justifies its position by arguing that, while close family
members may have a strong feeling about the question, "there is no automatic
assurance that the view of close family members will necessarily be the same as
the patient's would have been had she been confronted with the prospect of her
situation while competent." Ibid. I cannot quarrel with this observation. But it
leads only to another question: Is there any reason to suppose that a State is
more likely to make the choice that the patient would have made than someone who
knew the patient intimately? To ask this is to answer it. As the New Jersey
Supreme Court observed: "Family members are best qualified to make substituted
judgments for incompetent patients not only because of their peculiar grasp of
the patient's approach to life, but also [497
U.S. 261, 328] because of their special bonds with him or her. . . . It
is . . . they who treat the patient as a person, rather than a symbol of a
cause." In re Jobes, 108 N.J. 394, 416, 529 A.2d 434, 445 (1987). The State, in
contrast, is a stranger to the patient.
A State's inability to discern an incompetent patient's choice still need not
mean that a State is rendered powerless to protect that choice. But I would find
that the Due Process Clause prohibits a State from doing more than that. A State
may ensure that the person who makes the decision on the patient's behalf is the
one whom the patient himself would have selected to make that choice for him.
And a State may exclude from consideration anyone having improper motives. But a
State generally must either repose the choice with the person whom the patient
himself would most likely have chosen as proxy or leave the decision to the
patient's family.23
IV
As many as 10,000 patients are being maintained in persistent
vegetative states in the United States, and the number is expected to increase
significantly in the near future. See Cranford, supra, n. 2, at 27, 31. Medical
technology, developed over the past 20 or so years, is often capable of
resuscitating people after they have stopped breathing or their hearts have
stopped beating. Some of those people are brought fully back to life. Two
decades ago, those who were not and could not swallow and digest food died.
Intravenous solutions could not provide sufficient calories to maintain people
for more than a short time. Today, various forms of artificial feeding have been
developed that are able to keep people metabolically alive for years, even
decades. See Spencer & Palmisano, Specialized Nutritional Support of
[497 U.S. 261, 329] Patients - A Hospital's Legal Duty?, 11 Quality
Rev.Bull. 160, 160-161 (1985). In addition, in this century, chronic or
degenerative ailments have replaced communicable diseases as the primary causes
of death. See R. Weir, Abating Treatment with Critically Ill Patients 12-13
(1989); President's Commission 15-16. The 80% of Americans who die in hospitals
are "likely to meet their end . . . `in a sedated or comatose state; betubed
nasally, abdominally and intravenously; and far more like manipulated objects
than like moral subjects.'"24
A fifth of all adults surviving to age 80 will suffer a progressive dementing
disorder prior to death. See Cohen & Eisdorfer, Dementing Disorders, in The
Practice of Geriatrics 194 (E. Calkins, P. Davis, & A, Ford eds. 1986).
"[L]aw, equity and justice must not themselves quail and be helpless in the
face of modern technological marvels presenting questions hitherto unthought
of." In re Quinlan, 70 N.J. 10, 44, 355 A.2d 647, 665, cert. denied, 429
U.S. 922 (1976). The new medical technology can reclaim those who would have
been irretrievably lost a few decades ago and restore them to active lives.
For Nancy Cruzan, it failed, and for others with wasting incurable disease
it may be doomed to failure. In these unfortunate situations, the bodies and
preferences and memories of the victims do not escheat to the State; nor
does our Constitution permit the State or any other government to commandeer
them. No singularity of feeling exists upon which such a government might
confidently rely as parens patriae. The President's Commission, after years
of research, concluded:
"In few areas of health care are people's evaluations of their
experiences so varied and uniquely personal as in their assessments of
the nature and value of the processes associated with dying. For some,
every moment of life is of inestimable value; for others, life without
[497 U.S. 261, 330] some desired level of mental or physical
ability is worthless or burdensome. A moderate degree of suffering may
be an important means of personal growth and religious experience to one
person, but only frightening or despicable to another." President's
Commission 276.
Yet Missouri and this Court have displaced Nancy's own assessment of the
processes associated with dying. They have discarded evidence of her will,
ignored her values, and deprived her of the right to a decision as closely
approximating her own choice as humanly possible. They have done so
disingenuously in her name, and openly in Missouri's own. That Missouri and this
Court may truly be motivated only by concern for incompetent patients makes no
matter. As one of our most prominent jurists warned us decades ago: "Experience
should teach us to be most on our guard to protect liberty when the government's
purposes are beneficent. . . . The greatest dangers to liberty lurk in insidious
encroachment by men of zeal, well meaning but without understanding." Olmstead
v. United States, 277 U.S. 438, 479 (1928) (Brandeis, J., dissenting).
I respectfully dissent.
[Footnote 1] Rasmussen v. Fleming, 154
Ariz. 207, 211, 741 P.2d 674, 678 (1987) (en banc).
[Footnote 2] Vegetative state patients
may react reflexively to sounds, movements and normally painful stimuli, but
they do not feel any pain or sense anybody or anything. Vegetative state
patients may appear awake, but are completely unaware. See Cranford, The
Persistent Vegetative State: The Medical Reality, 18 Hastings Ctr.Rep. 27, 28,
31 (1988).
[Footnote 3] See President's
Commission for the Study of Ethical Problems in Medicine and Biomedical and
Behavioral Research, Deciding to Forego Life [497
U.S. 261, 303] Sustaining Treatment 15, n. 1, and 17-18 (1983) (hereafter
President's Commission).
[Footnote 4] See Lipton,
Do-Not-Resuscitate Decisions in a Community Hospital: Incidence, Implications
and Outcomes, 256 JAMA 1164, 1168 (1986).
[Footnote 5] See e.g, Canterbury v.
Spence, 150 U.S. App. D.C. 263, 271, 464 F.2d 772, 780, cert. denied, 409 U.S.
1064 (1972) ("The root premise" of informed consent "is the concept, fundamental
in American jurisprudence, that `[e]very human being of adult years and sound
mind has a right to determine what shall be done with his own body'") (quoting
Schloendorff v. Society of New York Hospital, 211 N.Y. 125, 129-130, 105 N.E.
92, 93 (1914) (Cardozo, J.)). See generally Washington v. Harper, 494 U.S. 210,
241 (1990) (STEVENS, J., dissenting) ("There is no doubt . . . that a [497 U.S. 261, 306] competent individual's right
to refuse [psychotropic] medication is a fundamental liberty interest deserving
the highest order of protection").
[Footnote 6] Under traditional tort
law, exceptions have been found only to protect dependent children. See Cruzan
v. Harmon, 760 S.W.2d 408, 422, n. 17 (Mo. 1988) (citing cases where Missouri
courts have ordered blood transfusions for children over the religious objection
of parents); see also Winthrop University Hospital v. Hess, 128 Misc.2d 804, 490
N.Y.S.2d 996 (Sup.Ct. Nassau Co. 1985) (court ordered blood transfusion for
religious objector because she was the mother of an infant and had explained
that her objection was to the signing of the consent, not the transfusion
itself); Application of President & Directors of Georgetown College, Inc., 118
U.S. App. D.C. 80, 88, 331 F.2d 1000, 1008, cert. denied, 377 U.S. 978 (1964)
(blood transfusion ordered for mother of infant). Cf. In re Estate of Brooks, 32
Ill.2d 361, 373, 205 N.E.2d 435, 441-442 (1965) (finding that lower court erred
in ordering a blood transfusion for a woman - whose children were grown - and
concluding: "Even though we may consider appellant's beliefs unwise, foolish or
ridiculous, in the absence of an overriding danger to society we may not permit
interference therewith in the form of a conservatorship established in the
waning hours of her life for the sole purpose of compelling her to accept
medical treatment forbidden by her religious principles, and previously refused
by her with full knowledge of the probable consequences").
[Footnote 7] The Missouri court
appears to be alone among state courts to suggest otherwise, 760 S.W.2d at 419
and 423, although the court did not rely on a distinction between artificial
feeding and other forms of medical treatment. Id., at 423. See, e.g., Delio v.
Westchester County Medical Center, 129 App. Div.2d 1, 19, 516 N.Y.S.2d 677, 689
(1987) ("review of the decisions in other jurisdictions . . . failed to uncover
a single case in which a court confronted with an application to discontinue
feeding by artificial means has evaluated medical procedures to provide
nutrition and hydration differently from other types of life-sustaining
procedures").
[Footnote 8] While brain stem cells
can survive 15 to 20 minutes without oxygen, cells in the cerebral hemispheres
are destroyed if they are deprived of oxygen for as few as 4 to 6 minutes. See
Cranford & Smith, Some Critical Distinctions Between Brain Death and the
Persistent Vegetative State, 6 Ethics Sci. & Med. 199, 203 (1979). It is
estimated that Nancy's brain was deprived of oxygen from 12 to 14 minutes. See
ante at 266. Out of the 100,000 patients who, like Nancy, have fallen into
persistent vegetative states in the past 20 years due to loss of oxygen to the
brain, there have been only three even partial recoveries documented in the
medical literature. Brief for American Medical Association et al. as Amici
Curiae [497 U.S. 261, 310] 11-12. The longest any
person has ever been in a persistent vegetative state and recovered was 22
months. See Snyder, Cranford, Rubens, Bundlic, & Rockswold, Delayed Recovery
from Postanoxic Persistent Vegetative State, 14 Annals Neurol. 156 (1983). Nancy
has been in this state for seven years.
[Footnote 9] The American Academy of
Neurology offers three independent bases on which the medical profession rests
these neurological conclusions:
"First, direct clinical experience with these patients demonstrates that
there is no behavioral indication of any awareness of pain or suffering.
"Second, in all persistent vegetative state patients studied to date,
post-mortem examination reveals overwhelming bilateral damage to the
cerebral hemispheres to a degree incompatible with consciousness . . . .
"Third, recent data utilizing positron emission tomography indicates that
the metabolic rate for glucose in the cerebral cortex is greatly reduced in
persistent vegetative state patients, to a degree incompatible with
consciousness." Position of the American Academy of Neurology on Certain
Aspects of the Care and Management of the Persistent Vegetative State
Patient, 39 Neurology 125 (Jan. 1989).
[Footnote 10] Nancy Cruzan, for
instance, is totally and permanently disabled. All four of her limbs are
severely contracted; her fingernails cut into her wrists. App. to Pet. for Cert.
A93. She is incontinent of bowel and bladder. The most intimate aspects of her
existence are exposed to and controlled by strangers. Brief for Respondent
Guardian Ad Litem 2. Her family is convinced that Nancy would find this state
degrading. See n. 20, infra.
[Footnote 11] What general
information exists about what most people would choose or would prefer to have
chosen for them under these circumstances also indicates the importance of
ensuring a means for now-incompetent patients to exercise their right to avoid
unwanted medical treatment. A 1988 poll conducted by the American Medical
Association found that 80% of those surveyed favored withdrawal of life support
systems from hopelessly ill or irreversibly comatose patients if they or their
families requested it. New York Times, June 5, 1988, p. 14, col. 4 (citing
American Medical News, June 3, 1988, p. 9, col. 1). Another 1988 poll conducted
by the Colorado University Graduate School of Public Affairs showed that 85% of
those questioned would not want to have their own lives maintained with
artificial nutrition and hydration if they became permanently unconscious. The
Coloradoan, Sept. 29, 1988, p. 1.
Such attitudes have been translated into considerable political action. Since
1976, 40 States and the District of Columbia have enacted natural death acts,
expressly providing for self-determination under some or all of these
situations. See Brief for Society for the Right to Die, Inc. as Amicus Curiae 8;
Weiner, Privacy Family, and Medical Decision Making for Persistent Vegetative
Patients, 11 Cardozo L.Rev. 713, 720 (1990). Thirteen States and the District of
Columbia have enacted statutes authorizing the appointment of proxies for making
health care decisions. See ante at 290, n. 2 (O'CONNOR, J., concurring).
[Footnote 12] See Jacobson v.
Massachusetts, 197 U.S. 11, 26-27 (1905) (upholding a Massachusetts law imposing
fines or imprisonment on those refusing to be vaccinated as "of paramount
necessity" to that State's fight against a smallpox epidemic).
[Footnote 13] Were such interests at
stake, however, I would find that the Due Process Clause places limits on what
invasive medical procedures could be forced on an unwilling comatose patient in
pursuit of the interests of a third party. If Missouri were correct that its
interests outweigh Nancy's interest in avoiding medical procedures as long as
she is free of pain and physical discomfort, see 760 S.W.2d at 424, it is not
apparent why a State could not choose to remove one of her kidneys without
consent on the ground that society would be better off if the recipient of that
kidney were saved from renal poisoning. Nancy cannot feel surgical pain. See n.
2, supra. Nor would removal of one kidney be expected to shorten her life
expectancy. See The American Medical Association Family Medical Guide 506 (J.
Kunz ed. 1982). Patches of her skin could also be removed to provide grafts for
burn victims, and scrapings of bone marrow to provide grafts for someone with
leukemia. Perhaps the State could lawfully remove more vital organs for
transplanting into others who would then be cured of their ailments, provided
the State placed Nancy on some other life-support equipment to replace the lost
function. Indeed, why could the State not perform medical experiments on her
body, experiments that might save countless lives, and would cause her no
greater burden than she already bears by being fed through the gastrostomy tube?
This would be too brave a new world for me and, I submit, for our Constitution .
[Footnote 14] The Missouri Supreme Court
reviewed the state interests that had been identified by other courts as
potentially relevant - prevention of homicide and suicide, protection of
interests of innocent third parties, maintenance of the ethical integrity of the
medical profession, and preservation of life - and concluded that: "In this
case, only the state's interest in the preservation of life is implicated." 760
S.W.2d at 419.
[Footnote 15] In any event, the State
interest identified by the Missouri Supreme Court - a comprehensive and
"unqualified" interest in preserving life, id., at 420, 424 is not even well
supported by that State's own enactments. In the first place, Missouri has no
law requiring every person to procure any needed medical care nor a state health
insurance program to underwrite such care. Id., at 429 (Blackmar, J.,
dissenting). Second, as the state court admitted, Missouri has a living will
statute which specifically "allows and encourages the pre-planned termination of
life." Ibid.; see Mo.Rev.Stat. 459.015.1 (1986). The fact that Missouri actively
provides [497 U.S. 261, 315] for its
citizens to choose a natural death under certain circumstances suggests that the
State's interest in life is not so unqualified as the court below suggests. It
is true that this particular statute does not apply to nonterminal patients and
does not include artificial nutrition and hydration as one of the measures that
may be declined. Nonetheless, Missouri has also not chosen to require court
review of every decision to withhold or withdraw life-support made on behalf of
an incompetent patient. Such decisions are made every day, without state
participation. See 760 S.W.2d at 428 (Blackmar, J., dissenting).
In addition, precisely what implication can be drawn from the statute's
limitations is unclear, given the inclusion of a series of "interpretive"
provisions in the Act. The first such provision explains that the Act is to be
interpreted consistently with the following: "Each person has the primary right
to request or refuse medical treatment subject to the state's interest in
protecting innocent third parties, preventing homicide and suicide and
preserving good ethical standards in the medical profession." Mo.Rev.Stat.
459.055(1) (1986). The second of these subsections explains that the Act's
provisions are cumulative, and not intended to increase or decrease the right of
a patient to make decisions or lawfully effect the withholding or withdrawal of
medical care. 459.055(2). The third subsection provides that "no presumption
concerning the intention of an individual who has not executed a declaration to
consent to the use or withholding of medical procedures" shall be created.
459.055(3).
Thus, even if it were conceivable that a State could assert an interest
sufficiently compelling to overcome Nancy Cruzan's constitutional right,
Missouri law demonstrates a more modest interest at best. See generally Capital
Cities Cable, Inc. v. Crisp, 467 U.S. 691, 715 (1984) (finding that state
regulations narrow in scope indicated that State had only a moderate interest in
its professed goal).
[Footnote 16] See Colorado v. New
Mexico, 467 U.S. 310 (1984) (requiring clear and convincing evidence before one
State is permitted to divert water from another to accommodate society's
interests in stable property rights and efficient
[497 U.S. 261, 317] use of resources); New York v. New Jersey, 256 U.S.
296 (1921) (promoting federalism by requiring clear and convincing evidence
before using Court's power to control the conduct of one State at the behest of
another); Maxwell Land-Grant Case, 121 U.S. 325 (1887) (requiring clear,
unequivocal, and convincing evidence to set aside, annul or correct a patent or
other title to property issued by the Government in order to secure settled
expectations concerning property rights); Marcum v. Zaring, 406 P.2d 970 (Okla.
1965) (promoting stability of marriage by requiring clear and convincing
evidence to prove its invalidity); Stevenson v. Stein, 412 Pa. 478, 195 A.2d 268
(1963) (promoting settled expectations concerning property rights by requiring
clear and convincing evidence to prove adverse possession).
[Footnote 17] The majority's definition
of the "status quo," of course, begs the question. Artificial delivery of
nutrition and hydration represents the "status quo" only if the State has chosen
to permit doctors and hospitals to keep a patient on life-support systems over
the protests of his family or guardian. The "status quo" absent that state
interference would be the natural result of his accident or illness (and the
family's decision). The majority's definition of status quo, however, is "to a
large extent a predictable, yet accidental confluence of technology, psyche, and
inertia. The general citizenry . . . never said that it favored the creation of
coma wards where permanently unconscious patients would be tended for years and
years. Nor did the populace as a whole authorize the preeminence of doctors over
families in making treatment decisions for incompetent patients." Rhoden,
Litigating Life and Death, 102 Harv.L.Rev. 375, 433-434 (1988).
[Footnote 18] For Nancy Cruzan, no such
cure or improvement is in view. So much of her brain has deteriorated and been
replaced by fluid, see App. to Pet. for Cert. A94, that apparently the only
medical advance that could restore consciousness to her body would be a brain
transplant. Cf. n. 22, infra.
[Footnote 19] The trial court had relied
on the testimony of Athena Comer, a long-time friend, coworker and a housemate
for several months, as sufficient to show that Nancy Cruzan would wish to be
free of medical treatment under her present circumstances. App. to Pet. for
Cert. A94. Ms. Comer described a conversation she and Nancy had while living
together concerning Ms. Comer's sister, who had become ill suddenly and died
during the night. The Comer family had been told that, if she had lived through
the night, she would have been in a vegetative state. Nancy had lost a
grandmother a few months before. Ms. Comer testified that: "Nancy said she would
never want to live [as a vegetative state] because if she couldn't be normal or
even, you know, like half way, and do things for yourself, because Nancy always
did, that she didn't want to live . . . and we talked about it a lot." Tr.
388-389. She said "several times" that "she wouldn't want to [497 U.S. 261, 322] live that way because if she
was going to live, she wanted to be able to live, not to just lay in a bed and
not be able to move because you can't do anything for yourself." Id., at 390,
396. "[S]he said that she hoped that [all the] people in her family knew that
she wouldn't want to live [in a vegetative state] because she knew it was
usually up to the family whether you lived that way or not." Id., at 399.
The conversation took place approximately a year before Nancy's accident, and
was described by Ms. Comer as a "very serious" conversation that continued for
approximately half an hour without interruption. Id., at 390. The Missouri
Supreme Court dismissed Nancy's statement as "unreliable" on the ground that it
was an informally expressed reaction to other people's medical conditions. 760
S.W.2d at 424.
The Missouri Supreme Court did not refer to other evidence of Nancy's wishes
or explain why it was rejected. Nancy's sister Christy, to whom she was very
close, testified that she and Nancy had had two very serious conversations about
a year and a half before the accident A day or two after their niece was
stillborn (but would have been badly damaged if she had lived), Nancy had said
that maybe it was part of a "greater plan" that the baby had been stillborn and
did not have to face "the possible life of mere existence." Tr. 537. A month
later, after their grandmother had died after a long battle with heart problems,
Nancy said that "it was better for my grandmother not to be kind of brought back
and forth [by] medical [treatment], brought back from a critical near point of
death. . . ." Id., at 541.
[Footnote 20] Nancy's sister Christy,
Nancy's mother, and another of Nancy's friends testified that Nancy would want
to discontinue the hydration and nutrition. Christy said that "Nancy would be
horrified at the state she is in." Id., at 535. She would also "want to take
that burden away from [her family]." Id., at 544. Based on "a lifetime of
experience, [I know Nancy's wishes] are to discontinue the hydration and the
nutrition." Id., at 542. Nancy's mother testified: "Nancy would not want to be
like she is now. [I]f it were me up there or Christy or any of us, she would be
doing for us what we are trying to do for her. I know she would, . . . as her
mother." Id., at 526.
[Footnote 21] Surveys show that the overwhelming majority
of Americans have not executed such written instructions. See Emmanuel &
Emmanuel, The Medical Directive: A New Comprehensive Advance Care Document, 261
JAMA 3288 (1989) (only 9% of Americans execute advance directives about how they
would wish treatment decisions to be handled if they became incompetent);
American Medical Association Surveys of Physician and Public Opinion on Health
Care Issues 29-30 (1988) (only 15% of those surveyed had executed living wills);
2 President's Commission for the Study of Ethical Problems in Medicine and
Biomedical and Behavioral Research, Making Health Care Decisions 241-242 (1982)
(23% of those surveyed said that they had put treatment instructions in
writing).
[Footnote 22] New York is the only State besides Missouri
to deny a request to terminate life support on the ground that clear and
convincing evidence of prior, expressed intent was absent, although New York did
so in the context of very different situations. Mrs. O'Connor, the subject of In
re O'Connor, had several times expressed her desire not to be placed on
life-support if she were not going to be able to care for herself. However, both
of her daughters testified that they did not know whether their mother would
want to decline artificial nutrition and hydration under her present
circumstances. Cf. n. 13, supra. Moreover, despite damage from several strokes,
Mrs. O'Connor was conscious and capable of responding to simple questions and
requests, and the medical testimony suggested she might improve to some extent.
Cf. supra, at 301. The New York Court of Appeals also denied permission to
terminate blood transfusions for a severely retarded man with terminal cancer
because there was no evidence of a treatment choice made by the man when
competent, as he had never been competent. See In re Storar, 52 N.Y.2d 363, 438
N.Y.S.2d 266, 420 N.E.2d 64, cert. denied, 454 U.S. 858 (1981). Again, the court
relied on evidence that the man was conscious, functioning in the way he always
had, and that the transfusions did not cause him substantial pain (although it
was clear he did not like them).
[Footnote 23] Only in the exceedingly rare case where the
State cannot find any family member or friend who can be trusted to endeavor
genuinely to make the treatment choice the patient would have made does the
State become the legitimate surrogate decisionmaker.
[Footnote 24] Fadiman, The Liberation of Lolly and Gronky,
Life Magazine, Dec. 1986, p. 72 (quoting medical ethicist Joseph Fletcher).
JUSTICE STEVENS, dissenting.
Our Constitution is born of the proposition that all legitimate governments
must secure the equal right of every person to "Life, Liberty, and the pursuit
of Happiness."1 In the ordinary case, we
quite naturally assume that these three [497 U.S.
261, 331] ends are compatible, mutually enhancing, and perhaps even
coincident.
The Court would make an exception here. It permits the State's abstract,
undifferentiated interest in the preservation of life to overwhelm the best
interests of Nancy Beth Cruzan, interests which would, according to an
undisputed finding, be served by allowing her guardians to exercise her
constitutional right to discontinue medical treatment. Ironically, the Court
reaches this conclusion despite endorsing three significant propositions which
should save it from any such dilemma. First, a competent individual's decision
to refuse life-sustaining medical procedures is an aspect of liberty protected
by the Due Process Clause of the Fourteenth Amendment. See ante at 278-279.
Second, upon a proper evidentiary showing, a qualified guardian may make that
decision on behalf of an incompetent ward. See, e.g., ante at 284-285. Third, in
answering the important question presented by this tragic case, it is wise "not
to attempt by any general statement, to cover every possible phase of the
subject." See ante at 278 (citation omitted). Together, these considerations
suggest that Nancy Cruzan's liberty to be free from medical treatment must be
understood in light of the facts and circumstances particular to her.
I would so hold: in my view, the Constitution requires the State to care for
Nancy Cruzan's life in a way that gives appropriate respect to her own best
interests.
I
This case is the first in which we consider whether, and how,
the Constitution protects the liberty of seriously ill patients to be free from
life-sustaining medical treatment. So put, the question is both general and
profound. We need not, however, resolve the question in the abstract. Our
responsibility as judges both enables and compels us to treat the problem as it
is illuminated by the facts of the controversy before us.
[497 U.S. 261, 332]
The most important of those facts are these: "Clear and convincing evidence"
established that Nancy Cruzan is "oblivious to her environment except for
reflexive responses to sound and perhaps to painful stimuli"; that "she has no
cognitive or reflexive ability to swallow food or water"; that "she will never
recover" these abilities; and that her "cerebral cortical atrophy is
irreversible, permanent, progressive and ongoing." App. to Pet. for Cert.
A94-A95. Recovery and consciousness are impossible; the highest cognitive brain
function that can be hoped for is a grimace in "recognition of ordinarily
painful stimuli" or an "apparent response to sound." Id., at A95.2
After thus evaluating Nancy Cruzan's medical condition, the trial judge next
examined how the interests of third parties would be affected if Nancy's parents
were allowed to withdraw the gastrostomy tube that had been implanted in
[497 U.S. 261, 333] their daughter. His findings make it clear that the
parents' request had no economic motivation,3
and that granting their request would neither adversely affect any innocent
third parties nor breach the ethical standards of the medical profession.4 He then considered, and rejected, a religious objection to his
decision,5
and explained why he concluded that the ward's constitutional "right to liberty"
outweighed the general public policy on which the State relied:
"There is a fundamental natural right, expressed in our Constitution as the
`right to liberty,' which permits an individual to refuse or direct the
withholding or withdrawal of artificial death prolonging procedures when the
person has no more cognitive brain function than our Ward and all the
physicians agree there is no hope of further recovery while the
deterioration of the brain continues with further overall worsening physical
contractures. To the extent that the statute or public policy prohibits
withholding or withdrawal of nutrition and hydration or euthanasia or mercy
killing, if such be the definition, under all circumstances, arbitrarily and
with no exceptions, it is in violation of our Ward's constitutional rights
by depriving her of liberty without due process of
[497 U.S. 261, 334] law. To decide otherwise that medical treatment
once undertaken must be continued irrespective of its lack of success or
benefit to the patient in effect gives one's body to medical science without
their [sic] consent.
. . . .
"The Co-guardians are required only to exercise their legal authority to
act in the best interests of their Ward as they discharge their duty and are
free to act or not with this authority as they may determine." Id., at
A98-A99 (footnotes omitted).
II
Because he believed he had a duty to do so, the independent
guardian ad litem appealed the trial court's order to the Missouri Supreme
Court. In that appeal, however, the guardian advised the court that he did not
disagree with the trial court's decision. Specifically, he endorsed the critical
finding that "it was in Nancy Cruzan's best interests to have the tube feeding
discontinued."6
That important conclusion thus was not disputed by the litigants. One might
reasonably suppose that it would be dispositive: if Nancy Cruzan has no interest
in continued treatment, and if she has a liberty interest in being free from
unwanted treatment, and if the cessation of treatment would have no adverse
impact on third parties, and if no reason exists to doubt the good faith of
Nancy's parents, then what possible basis could the State have for insisting
upon continued medical treatment? Yet, instead of questioning or endorsing the
trial court's conclusions about Nancy Cruzan's interests, the State Supreme
Court largely ignored them. [497 U.S. 261, 335]
The opinion of that court referred to four different state interests that
have been identified in other somewhat similar cases, but acknowledged that only
the State's general interest in "the preservation of life" was implicated by
this case.7 It defined that interest as follows:
"The state's interest in life embraces two separate concerns: an interest
in the prolongation of the life of the individual patient and an interest in
the sanctity of life itself." Cruzan v. Harmon, 760 S.W.2d 408, 419 (1988).
Although the court did not characterize this interest as absolute, it
repeatedly indicated that it outweighs any countervailing interest that is based
on the "quality of life" of any individual patient.8 In the view of the state-court majority, [497 U.S. 261, 336] that general interest is
strong enough to foreclose any decision to refuse treatment for an incompetent
person unless that person had previously evidenced, in clear and convincing
terms, such a decision for herself. The best interests of the incompetent
individual who had never confronted the issue - or perhaps had been incompetent
since birth - are entirely irrelevant and unprotected under the reasoning of the
State Supreme Court's four-judge majority.
The three dissenting judges found Nancy Cruzan's interests compelling. They
agreed with the trial court's evaluation of state policy. In his persuasive
dissent, Judge Blackmar explained that decisions about the care of chronically
ill patients were traditionally private:
"My disagreement with the principal opinion lies fundamentally in its
emphasis on the interest of and the role of the state, represented by the
Attorney General. Decisions about prolongation of life are of recent origin.
For most of the world's history, and presently in most parts of the world,
such decisions would never arise, because the technology would not be
available. Decisions about medical treatment have customarily been made by
the patient, or by those closest to the patient if the patient, because of
youth or infirmity, is unable to make the decisions. This is nothing new in
substituted decisionmaking. The state is seldom called upon to be the
decisionmaker.
"I would not accept the assumption, inherent in the principal opinion,
that, with our advanced technology, the state must necessarily become
involved in a decision about using extraordinary measures to prolong life.
Decisions of this kind are made daily by the patient or relatives, on the
basis of medical advice and their conclusion as to what is best. Very few
cases reach court, and [497 U.S. 261, 337]
I doubt whether this case would be before us but for the fact that Nancy lies
in a state hospital. I do not place primary emphasis on the patient's
expressions, except possibly in the very unusual case, of which I find no
example in the books, in which the patient expresses a view that all
available life supports should be made use of. Those closest to the patient
are best positioned to make judgments about the patient's best interest."
Id., at 428.
Judge Blackmar then argued that Missouri's policy imposed upon dying
individuals and their families a controversial and objectionable view of life's
meaning:
"It is unrealistic to say that the preservation of life is an absolute,
without regard to the quality of life. I make this statement only in the
context of a case in which the trial judge has found that there is no chance
for amelioration of Nancy's condition. The principal opinion accepts this
conclusion. It is appropriate to consider the quality of life in making
decisions about the extraordinary medical treatment. Those who have made
decisions about such matters without resort to the courts certainly consider
the quality of life, and balance this against the unpleasant consequences to
the patient. There is evidence that Nancy may react to pain stimuli. If she
has any awareness of her surroundings, her life must be a living hell. She
is unable to express herself or to do anything at all to alter her
situation. Her parents, who are her closest relatives, are best able to feel
for her and to decide what is best for her. The state should not substitute
its decisions for theirs. Nor am I impressed with the crypto-philosophers
cited in the principal opinion, who declaim about the sanctity of any life
without regard to its quality. They dwell in ivory towers." Id., at 429.
[497 U.S. 261, 338]
Finally, Judge Blackmar concluded that the Missouri policy was illegitimate
because it treats life as a theoretical abstraction, severed from, and indeed
opposed to, the person of Nancy Cruzan.
"The Cruzan family appropriately came before the court seeking relief. The
circuit judge properly found the facts and applied the law. His factual
findings are supported by the record, and his legal conclusions by
overwhelming weight of authority. The principal opinion attempts to
establish absolutes, but does so at the expense of human factors. In so
doing, it unnecessarily subjects Nancy and those close to her to continuous
torture which no family should be forced to endure." Id., at 429-430.
Although Judge Blackmar did not frame his argument as such, it propounds a
sound constitutional objection to the Missouri majority's reasoning: Missouri's
regulation is an unreasonable intrusion upon traditionally private matters
encompassed within the liberty protected by the Due Process Clause.
The portion of this Court's opinion that considers the merits of this case is
similarly unsatisfactory. It, too, fails to respect the best interests of the
patient.9 It, too, relies on what is tantamount to a waiver rationale:
the dying patient's best interests are put to one side, and the entire inquiry
is focused on her prior expressions of intent.10 An innocent person's constitutional right to be free from
unwanted medical treatment is thereby categorically limited to those patients
who had the foresight to make an unambiguous statement
[497 U.S. 261, 339] of their wishes while competent. The Court's decision
affords no protection to children, to young people who are victims of unexpected
accidents or illnesses, or to the countless thousands of elderly persons who
either fail to decide, or fail to explain, how they want to be treated if they
should experience a similar fate. Because Nancy Beth Cruzan did not have the
foresight to preserve her constitutional right in a living will, or some
comparable "clear and convincing" alternative, her right is gone forever, and
her fate is in the hands of the state legislature instead of in those of her
family, her independent neutral guardian ad litem, and an impartial judge - all
of whom agree on the course of action that is in her best interests. The Court's
willingness to find a waiver of this constitutional right reveals a distressing
misunderstanding of the importance of individual liberty.
III
It is perhaps predictable that courts might undervalue the
liberty at stake here. Because death is so profoundly personal, public
reflection upon it is unusual. As this sad case shows, however, such reflection
must become more common if we are to deal responsibly with the modern
circumstances of death. Medical advances have altered the physiological
conditions of death in ways that may be alarming: Highly invasive treatment may
perpetuate human existence through a merger of body and machine that some might
reasonably regard as an insult to life, rather than as its continuation. But
those same advances, and the reorganization of medical care accompanying the new
science and technology, have also transformed the political and social
conditions of death: people are less likely to die at home, and more likely to
die in relatively public places such as hospitals or nursing homes.11
[497 U.S. 261, 340]
Ultimate questions that might once have been dealt with in intimacy by a
family and its physician12 have now
become the concern of institutions. When the institution is a state hospital, [497 U.S. 261, 341] as it is in this case, the government
itself becomes involved.13 Dying
nonetheless remains a part of "the life which characteristically has its place
in the home," Poe v. Ullman, 367 U.S. 497, 551 (1961) (Harlan, J., dissenting).
The "integrity of that life is something so fundamental that it has been found
to draw to its protection the principles of more than one explicitly granted
Constitutional right," id., at 551-552, and our decisions have demarcated a
"private realm of family life which the state cannot enter." Prince v.
Massachusetts, 321 U.S. 158, 166-167 (1944). The physical boundaries of the
home, of course, remain crucial guarantors of the life within it. See, e.g.,
Payton v. New York, 445 U.S. 573, 589 (1980); Stanley v. Georgia, 394 U.S. 557,
565 (1969). Nevertheless, this Court has long recognized that the liberty to
make the decisions and choices constitutive of private life is so fundamental to
our "concept of ordered liberty," Palko v. Connecticut, 302 U.S. 319, 325
(1937), that those choices must occasionally be afforded more direct protection.
[497 U.S. 261, 342] See, e.g., Meyer v. Nebraska, 262 U.S. 390 (1923);
Griswold v. Connecticut, 381 U.S. 479 (1965); Roe v. Wade, 410 U.S. 113 (1973);
Thornburgh v. American College of Obstetricians and Gynecologists, 476 U.S. 747,
772-782 (1986) (STEVENS, J., concurring).
Respect for these choices has guided our recognition of rights pertaining to
bodily integrity. The constitutional decisions identifying those rights, like
the common law tradition upon which they built,14
are mindful that the "makers of our Constitution . . . recognized the
significance of man's spiritual nature." Olmstead v. United States, 277 U.S.
438, 478 (1928) (Brandeis, J., dissenting). It may truly be said that "our
notions of liberty are inextricably entwined with our idea of physical freedom
and self-determination." Ante at 287 (O'CONNOR, J., concurring). Thus we have
construed the Due Process Clause to preclude physically invasive recoveries of
evidence not only because such procedures are "brutal" but also because they are
"offensive to human dignity." Rochin v. California, 342 U.S. 165, 174 (1952). We
have interpreted the Constitution to interpose barriers to a State's efforts to
sterilize some criminals not only because the proposed punishment would do
"irreparable injury" to bodily integrity, but because "[m]arriage and
procreation" concern "the basic civil rights of man." Skinner v. Oklahoma ex
rel. Williamson, 316 U.S. 535, 541 (1942). The sanctity, and individual privacy,
of the human body is obviously fundamental to liberty. "Every violation of a
person's bodily integrity is an invasion of his or her liberty." Washington v.
Harper, 494 U.S. 210, 237, (1990) (STEVENS, J., concurring in part and
dissenting in part). Yet, just as the constitutional protection for the
"physical curtilage of the home . . . is surely
[497 U.S. 261, 343] . . . a result of solicitude to protect the privacies
of the life within," Poe v. Ullman, 367 U.S., at 551 (Harlan, J., dissenting),
so too the constitutional protection for the human body is surely inseparable
from concern for the mind and spirit that dwell therein.
It is against this background of decisional law, and the constitutional
tradition which it illuminates, that the right to be free from unwanted
life-sustaining medical treatment must be understood. That right presupposes no
abandonment of the desire for life. Nor is it reducible to a protection against
batteries undertaken in the name of treatment, or to a guarantee against the
infliction of bodily discomfort. Choices about death touch the core of liberty.
Our duty, and the concomitant freedom, to come to terms with the conditions of
our own mortality are undoubtedly "so rooted in the traditions and conscience of
our people as to be ranked as fundamental," Snyder v. Massachusetts, 291 U.S.
97, 105 (1934), and indeed are essential incidents of the unalienable rights to
life and liberty endowed us by our Creator. See Meachum v. Fano, 427 U.S. 215,
230 (1976) (STEVENS, J., dissenting).
The more precise constitutional significance of death is difficult to
describe; not much may be said with confidence about death unless it is said
from faith, and that alone is reason enough to protect the freedom to conform
choices about death to individual conscience. We may also, however, justly
assume that death is not life's simple opposite, or its necessary terminus,15
but rather its completion. Our ethical tradition has long regarded an
appreciation of mortality as essential to understanding life's significance. It
may, in fact, be impossible to live for anything without being prepared to die
for something. Certainly there was no disdain for life in Nathan Hale's most
famous declaration or in Patrick Henry's; [497
U.S. 261, 344] their words instead bespeak a passion for life that
forever preserves their own lives in the memories of their countrymen.16
From such "honored dead we take increased devotion to that cause for which they
gave the last full measure of devotion."17
These considerations cast into stark relief the injustice, and
unconstitutionality, of Missouri's treatment of Nancy Beth Cruzan. Nancy
Cruzan's death, when it comes, cannot be an historic act of heroism; it will
inevitably be the consequence of her tragic accident. But Nancy Cruzan's
interest in life, no less than that of any other person, includes an interest in
how she will be thought of after her death by those whose opinions mattered to
her. There can be no doubt that her life made her dear to her family, and to
others. How she dies will affect how that life is remembered. The trial court's
order authorizing Nancy's parents to cease their daughter's treatment would have
permitted the family that cares for Nancy to bring to a close her tragedy and
her death. Missouri's objection to that order subordinates Nancy's body, her
family, and the lasting significance of her life to the State's own interests.
The decision we review thereby interferes with constitutional interests of the
highest order.
To be constitutionally permissible, Missouri's intrusion upon these
fundamental liberties must, at a minimum, bear a reasonable relationship to a
legitimate state end. See, e.g., Meyer v. Nebraska, 262 U.S., at 400; Doe v.
Bolton, 410 U.S. 179, 194-195, 199 (1973). Missouri asserts that its policy is
related to a state interest in the protection of life. In my view, however, it
is an effort to define life, rather than to protect it, that is the heart of
Missouri's policy. Missouri insists, without regard to Nancy Cruzan's own
interests, upon [497 U.S. 261, 345]
equating her life with the biological persistence of her bodily functions. Nancy
Cruzan, it must be remembered, is not now simply incompetent. She is in a
persistent vegetative state, and has been so for seven years. The trial court
found, and no party contested, that Nancy has no possibility of recovery, and no
consciousness.
It seems to me that the Court errs insofar as it characterizes this case as
involving "judgments about the `quality' of life that a particular individual
may enjoy," ante, at 282. Nancy Cruzan is obviously "alive" in a physiological
sense. But for patients like Nancy Cruzan, who have no consciousness and no
chance of recovery, there is a serious question as to whether the mere
persistence of their bodies is "life" as that word is commonly understood, or as
it is used in both the Constitution and the Declaration of Independence.18 The State's unflagging determination to perpetuate Nancy
Cruzan's physical existence is comprehensible only as an effort to define life's
meaning, not as an attempt to preserve its sanctity.
This much should be clear from the oddity of Missouri's definition alone.
Life, particularly human life, is not commonly thought of as a merely
physiological condition or function.19 [497 U.S. 261, 346] Its sanctity is often thought to
derive from the impossibility of any such reduction. When people speak of life,
they often mean to describe the experiences that comprise a person's history, as
when it is said that somebody "led a good life."20 They may also mean to refer to the practical manifestation
of the human spirit, a meaning captured by the familiar observation that
somebody "added life" to an assembly. If there is a shared thread among the
various opinions on this subject, it may be that life is an activity which is at
once the matrix for and an integration of a person's interests. In
[497 U.S. 261, 347] any event, absent some theological abstraction, the
idea of life is not conceived separately from the idea of a living person. Yet,
it is by precisely such a separation that Missouri asserts an interest in Nancy
Cruzan's life in opposition to Nancy Cruzan's own interests. The resulting
definition is uncommon indeed.
The laws punishing homicide, upon which the Court relies, ante, at 280, do
not support a contrary inference. Obviously, such laws protect both the life and
interests of those who would otherwise be victims. Even laws against suicide
presuppose that those inclined to take their own lives have some interest in
living, and, indeed, that the depressed people whose lives are preserved may
later be thankful for the State's intervention. Likewise, decisions that address
the "quality of life" of incompetent, but conscious, patients rest upon the
recognition that these patients have some interest in continuing their lives,
even if that interest pales in some eyes when measured against interests in
dignity or comfort. Not so here. Contrary to the Court's suggestion, Missouri's
protection of life in a form abstracted from the living is not commonplace; it
is aberrant.
Nor does Missouri's treatment of Nancy Cruzan find precedent in the various
state law cases surveyed by the majority. Despite the Court's assertion that
state courts have demonstrated "both similarity and diversity in their approach"
to the issue before us, none of the decisions surveyed by the Court interposed
an absolute bar to the termination of treatment for a patient in a persistent
vegetative state. For example, In re Westchester County Medical Center on behalf
of O'Connor, 72 N.Y.2d 517, 534 N.Y.S.2d 886, 531 N.E.2d 607 (1988), pertained
to an incompetent patient who "was not in a coma or vegetative state. She was
conscious, and capable of responding to simple questions or requests sometimes
by squeezing the questioner's hand and sometimes verbally." [497 U.S. 261, 348] Id., at 524-525, 531 N.E.2d
at 609-610. Likewise, In re Storar, 52 N.Y.2d 363, 420 N.E.2d 64 (1981),
involved a conscious patient who was incompetent because "profoundly retarded
with a mental age of about 18 months." Id., at 373, 420 N.E.2d, at 68. When it
decided In re Conroy, 98 N.J. 321, 486 A.2d 1209 (1985), the New Jersey Supreme
Court noted that "Ms. Conroy was not brain dead, comatose, or in a chronic
vegetative state," 98 N.J. at 337, 486 A.2d at 1217, and then distinguished In
re Quinlan, 70 N.J. 10, 355 A.2d 647 (1976), on the ground that Karen Quinlan
had been in a "persistent vegetative or comatose state." 98 N.J. at 358-359, 486
A.2d at 1228. By contrast, an unbroken stream of cases has authorized procedures
for the cessation of treatment of patients in persistent vegetative states.21
Considered [497 U.S. 261, 349] against the
background of other cases involving patients in persistent vegetative states,
instead of against the broader - and inapt - category of cases involving
chronically ill incompetent patients, Missouri's decision is anomalous.
[497 U.S. 261, 350]
In short, there is no reasonable ground for believing that Nancy Beth Cruzan
has any personal interest in the perpetuation of what the State has decided is
her life. As I have already suggested, it would be possible to hypothesize such
an interest on the basis of theological or philosophical conjecture. But even to
posit such a basis for the State's action is to condemn it. It is not within the
province of secular government to circumscribe the liberties of the people by
regulations designed wholly for he purpose of establishing a sectarian
definition of life. See Webster v. Reproductive Health Services, 492 U.S. 490,
566-572 (1989) (STEVENS, J., dissenting).
My disagreement with the Court is thus unrelated to its endorsement of the
clear and convincing standard of proof for cases of this kind. Indeed, I agree
that the controlling facts must be established with unmistakable clarity. The
critical question, however, is not how to prove the controlling facts but rather
what proven facts should be controlling. In my view, the constitutional answer
is clear: the best interests of the individual, especially when buttressed by
the interests of all related third parties, must prevail over any general state
policy that simply ignores those interests.22 Indeed, the only apparent secular basis for the State's
interest in life is the policy's persuasive impact upon people other than Nancy
and her family. Yet, "[a]lthough the State may properly perform a teaching
function," and although that teaching may foster respect for the sanctity of
life, the State may not pursue its project by infringing constitutionally
protected [497 U.S. 261, 351] interests for "symbolic
effect." Carey v. Population Services International, 431 U.S. 678, 715 (1977)
(STEVENS, J., concurring in part and concurring in judgment). The failure of
Missouri's policy to heed the interests of a dying individual with respect to
matters so private is ample evidence of the policy's illegitimacy.
Only because Missouri has arrogated to itself the power to define life, and
only because the Court permits this usurpation, are Nancy Cruzan's life and
liberty put into disquieting conflict. If Nancy Cruzan's life were defined by
reference to her own interests, so that her life expired when her biological
existence ceased serving any of her own interests, then her constitutionally
protected interest in freedom from unwanted treatment would not come into
conflict with her constitutionally protected interest in life. Conversely, if
there were any evidence that Nancy Cruzan herself defined life to encompass
every form of biological persistence by a human being, so that the continuation
of treatment would serve Nancy's own liberty, then once again there would be no
conflict between life and liberty. The opposition of life and liberty in this
case are thus not the result of Nancy Cruzan's tragic accident, but are instead
the artificial consequence of Missouri's effort and this Court's willingness, to
abstract Nancy Cruzan's life from Nancy Cruzan's person.
IV
Both this Court's majority and the state court's majority
express great deference to the policy choice made by the state legislature.23 That deference is, in my view, based [497 U.S. 261, 352] upon a severe error in the
Court's constitutional logic. The Court believes that the liberty interest
claimed here on behalf of Nancy Cruzan is peculiarly problematic because "[a]n
incompetent person is not able to make an informed and voluntary choice to
exercise a hypothetical right to refuse treatment or any other right." Ante at
280. The impossibility of such an exercise affords the State, according to the
Court, some discretion to interpose "a procedural requirement" that effectively
compels the continuation of Nancy Cruzan's treatment.
There is, however, nothing "hypothetical" about Nancy Cruzan's
constitutionally protected interest in freedom from unwanted treatment, and the
difficulties involved in ascertaining what her interests are do not in any way
justify the State's decision to oppose her interests with its own. As this case
comes to us, the crucial question - and the question addressed by the Court - is
not what Nancy Cruzan's interests are, but whether the State must give effect to
them. There is certainly nothing novel about the practice of permitting a next
friend to assert constitutional rights on behalf of an incompetent patient who
is unable to do so. See, e.g., Youngberg v. Romeo, 457 U.S. 307, 310 (1982);
Whitmore v. Arkansas, 495 U.S. 149, 161-164 (1990). Thus, if Nancy Cruzan's
incapacity to "exercise" her rights is to alter the balance between her
interests and the State's, there must be some further explanation of how it does
so. The Court offers two possibilities, neither of them satisfactory.
The first possibility is that the State's policy favoring life is by its
nature less intrusive upon the patient's interest than any alternative. The
Court suggests that Missouri's policy "results in a maintenance of the status
quo," and is subject to reversal, while a decision to terminate treatment "is
not susceptible [497 U.S. 261, 353] of correction" because death
is irreversible. Ante, at 283. Yet this explanation begs the question, for it
assumes either that the State's policy is consistent with Nancy Cruzan's own
interests or that no damage is done by ignoring her interests. The first
assumption is without basis in the record of this case, and would obviate any
need for the State to rely, as it does, upon its own interests rather than upon
the patient's. The second assumption is unconscionable. Insofar as Nancy Cruzan
has an interest in being remembered for how she lived rather than how she died,
the damage done to those memories by the prolongation of her death is
irreversible. Insofar as Nancy Cruzan has an interest in the cessation of any
pain, the continuation of her pain is irreversible. Insofar as Nancy Cruzan has
an interest in a closure to her life consistent with her own beliefs rather than
those of the Missouri legislature, the State's imposition of its contrary view
is irreversible. To deny the importance of these consequences is in effect to
deny that Nancy Cruzan has interests at all, and thereby to deny her personhood
in the name of preserving the sanctity of her life.
The second possibility is that the State must be allowed to define the
interests of incompetent patients with respect to life-sustaining treatment
because there is no procedure capable of determining what those interests are in
any particular case. The Court points out various possible "abuses" and
inaccuracies that may affect procedures authorizing the termination of
treatment. See ante at 281-282. The Court correctly notes that, in some cases,
there may be a conflict between the interests of an incompetent patient and the
interests of members of her family. A State's procedures must guard against the
risk that the survivors' interests are not mistaken for the patient's. Yet the
appointment of the neutral guardian ad litem, coupled with the searching inquiry
conducted by the trial judge and the imposition of the clear and convincing
standard of proof, all effectively avoided that risk in this case. Why such
procedural safeguards should not [497 U.S. 261,
354] be adequate to avoid a similar risk in other cases is a question the
Court simply ignores.
Indeed, to argue that the mere possibility of error in any case suffices to
allow the State's interests to override the particular interests of incompetent
individuals in every case, or to argue that the interests of such individuals
are unknowable and therefore may be subordinated to the State's concerns, is
once again to deny Nancy Cruzan's personhood. The meaning of respect for her
personhood, and for that of others who are gravely ill and incapacitated, is,
admittedly, not easily defined: choices about life and death are profound ones,
not susceptible of resolution by recourse to medical or legal rules. It may be
that the best we can do is to ensure that these choices are made by those who
will care enough about the patient to investigate her interests with
particularity and caution. The Court seems to recognize as much when it cautions
against formulating any general or inflexible rule to govern all the cases that
might arise in this area of the law. Ante at 277-278. The Court's deference to
the legislature is, however, itself an inflexible rule, one that the Court is
willing to apply in this case even though the Court's principal grounds for
deferring to Missouri's legislature are hypothetical circumstances not relevant
to Nancy Cruzan's interests.
On either explanation, then, the Court's deference seems ultimately to derive
from the premise that chronically incompetent persons have no constitutionally
cognizable interests at all, and so are not persons within the meaning of the
Constitution. Deference of this sort is patently unconstitutional. It is also
dangerous in ways that may not be immediately apparent. Today the State of
Missouri has announced its intent to spend several hundred thousand dollars in
preserving the life of Nancy Beth Cruzan in order to vindicate its general
policy favoring the preservation of human life. Tomorrow, another State equally
eager to champion an interest in the "quality of life" might favor a policy
designed to ensure quick [497 U.S. 261, 355]
and comfortable deaths by denying treatment to categories of marginally hopeless
cases. If the State in fact has an interest in defining life, and if the State's
policy with respect to the termination of life-sustaining treatment commands
deference from the judiciary, it is unclear how any resulting conflict between
the best interests of the individual and the general policy of the State would
be resolved.24 I believe the Constitution requires that the individual's
vital interest in liberty should prevail over the general policy in that case,
just as in this.
That a contrary result is readily imaginable under the majority's theory
makes manifest that this Court cannot defer to any State policy that drives a
theoretical wedge between a person's life, on the one hand, and that person's
liberty or happiness, on the other.25 The consequence of such a theory
[497 U.S. 261, 356] is to deny the personhood of those whose lives are
defined by the State's interests rather than their own. This consequence may be
acceptable in theology or in speculative philosophy, see Meyer, 262 U.S., at
401-402, but it is radically inconsistent with the foundation of all legitimate
government. Our Constitution presupposes a respect for the personhood of every
individual, and nowhere is strict adherence to that principle more essential
than in the Judicial Branch. See, e.g., Thornburgh v. American College of
Obstetricians and Gynecologists, 476 U.S., at 781-782 (STEVENS, J., concurring).
V
In this case, as is no doubt true in many others, the
predicament confronted by the healthy members of the Cruzan family merely adds
emphasis to the best interests finding made by the trial judge. Each of us has
an interest in the kind of memories that will survive after death. To that end,
individual decisions are often motivated by their impact on others. A member of
the kind of family identified in the trial court's findings in this case would
likely have not only a normal interest in minimizing the burden that her own
illness imposes on others but also an interest in having their memories of her
filled predominantly with thoughts about her past vitality rather than her
current condition. The meaning and completion of her life should be controlled
by persons who have her best interests at heart - not by a state legislature
concerned only with the "preservation of human life."
The Cruzan family's continuing concern provides a concrete reminder that
Nancy Cruzan's interests did not disappear with her vitality or her
consciousness. However commendable may be the State's interest in human life, it
cannot pursue that interest by aPpropriating Nancy Cruzan's life as a symbol for
its own purposes. Lives do not exist in abstraction [497 U.S. 261, 357] from persons, and to pretend
otherwise is not to honor but to desecrate the State's responsibility for
protecting life. A State that seeks to demonstrate its commitment to life may do
so by aiding those who are actively struggling for life and health. In this
endeavor, unfortunately, no State can lack for opportunities: there can be no
need to make an example of tragic cases like that of Nancy Cruzan.
I respectfully dissent.
[Footnote 1] It is stated in the
Declaration of Independence that:
"We hold these truths to be self-evident, that all men are created equal,
that they are endowed by their Creator with certain unalienable Rights, that
among these are Life, Liberty and the pursuit of Happiness. - That to secure
these rights, Governments are instituted among Men, deriving their just
powers from the consent of the governed, - That whenever any Form of
Government becomes destructive of these ends, it is the Right of the People
to alter or to abolish it, and to institute new Government, laying its
foundation on such principles and organizing its powers in such form, as to
them shall seem most likely to effect their Safety and Happiness."
[Footnote 2] The trial court found as
follows on the basis of "clear and convincing evidence:"
"1. That her respiration and circulation are not artificially maintained
and within essentially normal limits for a 30-year-old female with vital
signs recently reported as BP 130/80; pulse 78 and regular; respiration
spontaneous at 16 to 18 per minute.
"2. That she is oblivious to her environment except for reflexive responses
to sound and perhaps to painful stimuli.
"3. That she has suffered anoxia of the brain resulting in massive
enlargement of the ventricles filling with cerebrospinal fluid in the area
where the brain has degenerated. This cerebral cortical atrophy is
irreversible, permanent, progressive and ongoing.
"4. That her highest cognitive brain function is exhibited by her grimacing
perhaps in recognition of ordinarily painful stimuli, indicating the
experience of pain and her apparent response to sound.
"5. That she is spastic quadriplegic.
"6. That she has contractures of her four extremities which are slowly
progressive with irreversible muscular and tendon damage to all extremities.
"7. That she has no cognitive or reflexive ability to swallow food or water
to maintain her daily essential needs. That she will never recover her
ability to swallow sufficient to satisfy her needs." App. to Pet. for Cert.,
at A94-A95.
[Footnote 3] The only economic
considerations in this case rest with Respondent's employer, the State of
Missouri, which is bearing the entire cost of care. Our ward is an adult without
financial resources other than Social Security whose not inconsiderable medical
insurance has been exhausted since January 1986. Id., at A96.
[Footnote 4] "In this case there are no
innocent third parties requiring state protection, neither homicide nor suicide
will be committed, and the consensus of the medical witnesses indicated concerns
personal to themselves or the legal consequences of such actions rather than any
objections that good ethical standards of the profession would be breached if
the nutrition and hydration were withdrawn the same as any other artificial
death prolonging procedures the statute specifically authorizes." Id., at A98.
[Footnote 5] "Nancy's present
unresponsive and hopeless existence is not the will of the Supreme Ruler but of
man's will to forcefully feed her when she herself cannot swallow, thus fueling
respiratory and circulatory pumps to no cognitive purpose for her except sound
and perhaps pain." Id., at A97.
[Footnote 6] "Appellant guardian ad
litem advised this court:
"`we informed the [trial] court that we felt it was in Nancy Cruzan's best
interests to have the tube feeding discontinued. We now find ourselves in
the position of appealing from a judgment we basically agree with.'" Cruzan
v. Harmon, 760 S.W.2d 408, 435 (Mo. 1988) (Higgins, J., dissenting).
[Footnote 7] "Four state interests have
been identified: preservation of life, prevention of homicide and suicide, the
protection of interests of innocent third parties and the maintenance of the
ethical integrity of the medical profession. See Section 459.055(1), RSMo 1986;
Brophy, 497 N.E.2d at 634. In this case, only the state's interest in the
preservation of life is implicated." Id., at 419.
[Footnote 8] "The state's concern with
the sanctity of life rests on the principle that life is precious and worthy of
preservation without regard to its quality." Ibid.
"It is tempting to equate the state's interest in the preservation of life
with some measure of quality of life. As the discussion which follows shows,
some courts find quality of life a convenient focus when justifying the
termination of treatment. But the state's interest is not in quality of
life. The broad policy statements of the legislature make no such
distinction; nor shall we. Were quality of life at issue, persons with all
manner of handicaps might find the state seeking to terminate their lives.
Instead, the state's interest is in life; that interest is unqualified."
Id., at 420.
"As we previously stated, however, the state's interest is not in quality
of life. The state's interest is an unqualified interest in life." Id., at
422. "The argument made here, that Nancy will not recover, is but a thinly
veiled statement that her life in its present form is not worth living. Yet
a diminished quality of life does not support a decision to cause death."
Ibid.
"Given the fact that Nancy is alive and that the burdens of her treatment
are not excessive for her, we do not believe her right to refuse treatment,
whether that right proceeds from a constitutional right of privacy or a
common [497 U.S. 261, 336] law right
to refuse treatment, outweighs the immense, clear fact of life in which the
state maintains a vital interest." Id., at 424.
[Footnote 9] See especially ante at 282
("[W]e think a State may properly decline to make judgments about the `quality'
of life that a particular individual may enjoy, and simply assert an unqualified
interest in the preservation of human life to be weighed against the
constitutionally protected interests of the individual"); ante at 2853, n. 10
(stating that the government is seeking to protect "its own institutional
interests" in life).
[Footnote 10] See, e.g, ante at 284.
[Footnote 11] "Until the latter part
of this century, medicine had relatively little treatment to offer the dying,
and the vast majority of persons died at home, rather than in the hospital."
Brief for American Medical Association et al. as Amici Curiae 6. "In 1985, 83%
of deaths [of] Americans age 65 or over occurred in a hospital or nursing home.
Sager, Easterling, et al., [497 U.S. 261, 340]
Changes in the Location of Death after Passage of Medicare's Prospective Payment
System: A National Study, 320 New Eng.J.Med. 433, 435 (1989)." Id., at 6, n. 2.
According to the President's Commission for the Study of Ethical Problems in
Medicine and Biomedical and Behavioral Research:
"Just as recent years have seen alterations in the underlying causes of
death, the places where people die have also changed. For most of recorded
history, deaths (of natural causes) usually occurred in the home.
"`Everyone knew about death at first hand; there was nothing unfamiliar or
even queer about the phenomenon. People seem to have known a lot more about
the process itself than is the case today. The "deathbed" was a real place,
and the dying person usually knew where he was and when it was time to
assemble the family and call for the priest.'
"Even when people did get admitted to a medical care institution. those
whose conditions proved incurable were discharged to the care of their
families. This was not only because the health care system could no longer
be helpful, but also because alcohol and opiates (the only drugs available
to ease pain and suffering) were available without a prescription.
Institutional care was reserved for the poor or those without family
support; hospitals often aimed more at saving patients' souls than at
providing medical care.
"As medicine has been able to do more for dying patients, their care has
increasingly been delivered in institutional settings. By 1949, institutions
were the sites of 50% of all deaths; by 1958, the figure was 61%; and by
1977, over 70%. Perhaps 80% of all deaths in the United States now occur in
hospitals and long-term care institutions, such as nursing homes. The change
in where very ill patients are treated permits health care professionals to
marshall the instruments of scientific medicine more effectively. But people
who are dying may well find such a setting alienating and unsupportive."
Deciding to Forego Life Sustaining Treatment 17-18 (1983) (footnotes
omitted), quoting, Thomas, Dying as Failure, 447 Annals Am.Acad.Pol. &
Soc.Sci. 1, 3 (1980).
[Footnote 12] We have recognized that
the special relationship between patient and physician will often be encompassed
within the domain of private life protected by the Due Process Clause. See,
e.g., Griswold v. Connecticut, 381 U.S. 479, 481 (1965); Roe v. Wade, 410 U.S.
113, 152-153 (1973); Thornburgh v. American College of Obstetricians and
Gynecologists, 476 U.S. 747, 759 (1986).
[Footnote 13] The Court recognizes
that "the State has been involved as an adversary from the beginning" in this
case only because Nancy Cruzan "was a patient at a state hospital when this
litigation commenced," ante at 281, n. 9. It seems to me, however, that the
Court draws precisely the wrong conclusion from this insight. The Court
apparently believes that the absence of the State from the litigation would have
created a problem, because agreement among the family and the independent
guardian ad litem as to Nancy Cruzan's best interests might have prevented her
treatment from becoming the focus of a "truly adversarial" proceeding. Ibid. It
may reasonably be debated whether some judicial process should be required
before life-sustaining treatment is discontinued; this issue has divided the
state courts. Compare In re Estate of Longeway, 133 Ill.2d 33, 51, 549 N.E.2d
292, 300 (1989) (requiring judicial approval of guardian's decision) with In re
Hamlin, 102 Wash.2d 810, 818-819, 689 P.2d 1372, 1377-1378 (1984) (discussing
circumstances in which judicial approval is unnecessary). Cf. In re
Conservatorship of Torres, 357 N.W.2d 332, 341, n. 4 (Minn. 1984) ("At oral
argument, it was disclosed that, on an average, about 10 life support systems
are disconnected weekly in Minnesota"). I tend, however, to agree with Judge
Blackmar that the intervention of the State in these proceedings as an adversary
is not so much a cure as it is part of the disease.
[Footnote 14] See ante at 269; ante at
278. "No right is held more sacred, or is more carefully guarded by the common
law, than the right of every individual to the possession and control of his own
person, free from all restraint or interference of others, unless by clear and
unquestionable authority of law." Union Pacific R. Co. v. Botsford, 141 U.S.
250, 251 (1891).
[Footnote 15] Many philosophies and
religions have, for example, long venerated the idea that there is a "life after
death," and that the human soul endures even after the human body has perished.
Surely Missouri would not wish to define its interest in life in a way
antithetical to this tradition.
[Footnote 16] See, e.g., H. Johnston,
Nathan Hale 1776: Biography and Memorials 128-129 (1914); J. Axelrad, Patrick
Henry: The Voice of Freedom 110-111 (1947).
[Footnote 17] A. Lincoln, Gettysburg
Address, 1 Documents of American History (H. Commager ed.) (9th ed. 1973).
[Footnote 18] The Supreme Judicial
Court of Massachusetts observed in this connection: "When we balance the State's
interest in prolonging a patient's life against the rights of the patient to
reject such prolongation, we must recognize that the State's interest in life
encompasses a broader interest than mere corporeal existence. In certain
thankfully rare circumstances, the burden of maintaining the corporeal existence
degrades the very humanity it was meant to serve." Brophy v. New England Sinai
Hospital, Inc., 398 Mass. 417, 433-434, 497 N.E.2d 626, 635 (1986). The Brophy
court then stressed that this reflection upon the nature of the State's interest
in life was distinguishable from any considerations related to the quality of a
particular patient's life, considerations which the court regarded as irrelevant
to its inquiry. See also In re Eichner, 73 App. Div.2d 431, 465, 426 N.Y.S.2d
517, 543 (1980) (A patient in a persistent vegetative state "has no health, and,
in the true sense, no life for the State to protect"), modified in In re Storar,
52 N.Y.2d 363, 420 N.E.2d 64 (1981).
[Footnote 19] One learned observer
suggests, in the course of discussing persistent vegetative states, that "few of
us would accept the preservation of such a reduced level of function as a proper
goal for medicine, even though we sadly accept it as an unfortunate and
unforeseen result of treatment that had higher aspirations, and even if we
refuse actively to cause such vegetative life to cease." L. Kass, Toward a More
Natural Science 203 (1985). This assessment may be controversial. Nevertheless,
I again tend to agree with Judge Blackmar, who in his dissent from the Missouri
Supreme Court's decision contended that it would be unreasonable for the State
to assume that most people did in fact hold a view contrary to the one described
by Dr. Kass.
My view is further buttressed by the comments of the President's Commission
for the Study of Ethical Problems in Medicine and Biomedical and Behavioral
Research:
"The primary basis for medical treatment of patients is the prospect that
each individual's interests (specifically, the interest in wellbeing) will
be promoted. Thus, treatment ordinarily aims to benefit a patient through
preserving life, relieving pain and suffering, protecting against
disability, and returning maximally effective functioning. If a prognosis of
permanent unconsciousness is correct, however, continued treatment cannot
confer such benefits. Pain and suffering are absent, as are joy,
satisfaction, and pleasure. Disability is total, and no return to an even
minimal level of social or human functioning is possible." Deciding to
Forego Life-Sustaining Treatment 181-182 (1983).
[Footnote 20] It is this sense of the
word that explains its use to describe a biography: for example, Boswell's Life
of Johnson or Beveridge's The Life of John Marshall. The reader of a book so
titled would be surprised to find that it contained a compilation of biological
data.
[Footnote 21] See, e.g., In re Estate of
Longeway, 133 Ill.2d 33, 549 N.E.2d 292 (1989) (authorizing removal of a
gastronomy tube from a permanently unconscious patient after judicial approval
is obtained); McConnell v. Beverly Enterprises-Connecticut, Inc., 209 Conn. 692,
705, 553 A.2d 596, 603 (1989) (authorizing, pursuant to statute, removal of a
gastronomy tube from patient in a persistent vegetative state, where patient had
previously expressed a wish not to have treatment sustained); Gray v. Romeo, 697
F.Supp. 580 (RI 1988) (authorizing removal of a feeding tube from a patient in a
persistent vegetative state); Rasmussen v. Fleming, 154 Ariz. 207, 741 P.2d 674
(1987) (en banc) (authorizing procedures for the removal of a feeding tube from
a patient in a persistent vegetative state); In re Gardner, 534 A.2d 947 (Me.
1987) (allowing discontinuation of life-sustaining procedures for a patient in a
persistent vegetative state); In re Peter, 108 N.J. 365, 529 A.2d 419 (1987)
(authorizing procedures for cessation of treatment to elderly nursing home
patient in a persistent vegetative state); In re Jobes, 108 N.J. 394, 529 A.2d
434 (1987) (authorizing procedures for cessation of treatment to nonelderly
patient determined by "clear and convincing" evidence to be in a persistent
vegetative state); Brophy v. New England Sinai Hospital, Inc., 398 Mass. 417,
497 N.E.2d 626 (1986) (permitting removal of a feeding tube from a patient in a
persistent vegetative state); John F. Kennedy Memorial Hospital, Inc. v.
Bludworth, 452 So.2d 921 (Fla. 1984) (holding that court approval was not needed
to authorize cessation of life-support for patient in a persistent vegetative
state who had executed a living will); In re Conservatorship of Torres, 357
N.W.2d 332 (Minn. 1984) (authorizing removal of a permanently unconscious
patient from life-support systems); In re L.H.R., 253 Ga. 439, 321 S.E.2d
[497 U.S. 261, 349] 716 (1984) (allowing parents to terminate life
support for infant in a chronic vegetative state); In re Hamlin, 102 Wash.2d
810, 689 P.2d 1372 (1984) (allowing termination, without judicial intervention,
of life support for patient in a vegetative state if doctors and guardian
concur; conflicts among doctors and the guardian with respect to cessation of
treatment are to be resolved by a trial court); In re Colyer, 99 Wash.2d 114,
660 P.2d 738 (1983), modified on other grounds, In re Hamlin, 102 Wash.2d 810,
689 P.2d 1372 (1984) (allowing court-appointed guardian to authorize cessation
of treatment of patient in persistent vegetative state); In re Eichner (decided
with In re Storar), 52 N.Y.2d 363, 420 N.E.2d 64 (authorizing the removal of a
patient in a persistent vegetative state from a respirator), cert. denied, 454
U.S. 858 (1981); In re Quinlan, 70 N.J. 10, 355 A.2d 647 (authorizing, on
constitutional grounds, the removal of a patient in a persistent vegetative
state from a respirator), cert. denied, 429 U.S. 922 (1976); Corbett v.
D'Alessandro, 487 So.2d 368 (Fla.App. 1986) (authorizing removal of nasogastric
feeding tube from patient in persistent vegetative state); In re Conservatorship
of Drabick, 200 Cal.App. 3d 185, 218, 245 Cal.Rptr. 840, 861 (1988) ("Life
sustaining treatment is not `necessary' under Probate Code section 2355 if it
offers no reasonable possibility of returning the conservatee to cognitive life
and if it is not otherwise in the conservatee's best interests, as determined by
the conservator in good faith"); Delio v. Westchester County Medical Center, 129
App. Div.2d 1, 516 N.Y.S.2d 677 (1987) (authorizing discontinuation of
artificial feeding for a 33-year-old patient in a persistent vegetative state);
Leach v. Akron General Medical Center, 68 Ohio Misc. 1, 426 N.E.2d 809 (1980)
(authorizing removal of a patient in a persistent vegetative state from a
respirator); In re Severns, 425 A.2d 156 (Del.Ch. 1980) (authorizing
discontinuation of all medical support measures for a patient in a "virtual
vegetative state").
These cases are not the only ones which have allowed the cessation of
life-sustaining treatment to incompetent patients. See, e.g., Superintendent of
Belchertown State School v. Saikewicz, 373 Mass. 728, 370 N.E.2d 417 (1977)
(holding that treatment could have been withheld from a profoundly mentally
retarded patient); Bouvia v. Superior Court of Los Angeles, 179 Cal.App. 3d
1127, 225 Cal.Rptr. 297 (1986) (allowing removal of life-saving nasogastric tube
from competent, highly intelligent patient who was in extreme pain).
[Footnote 22] Although my reasoning
entails the conclusion that the best interests of the incompetent patient must
be respected even when the patient is conscious, rather than in a vegetative
state, considerations pertaining to the "quality of life," in addition to
considerations about the definition of life, might then be relevant. The State's
interest in protecting the life, and thereby the interests of the incompetent
patient, would accordingly be more forceful, and the constitutional questions
would be correspondingly complicated.
[Footnote 23] Thus, the state court
wrote:
"This State has expressed a strong policy favoring life. We believe that
policy dictates that we err on the side of preserving life. If there is to
be a change in that policy, it must come from the people through their
elected representatives. Broad policy questions bearing on life and death
issues are more properly addressed by representative assemblies. These have
vast fact and opinion gathering and synthesizing powers unavailable to
[497 U.S. 261, 352] courts; the exercise of these powers is
particularly appropriate where issues invoke the concerns of medicine,
ethics, morality, philosophy, theology and law. Assuming change is
appropriate, this issue demands a comprehensive resolution which courts
cannot provide." 760 S.W.2d, at 426.
[Footnote 24] The Supreme Judicial Court
of Massachusetts anticipated this possibility in its Brophy decision, where it
observed that the "duty of the State to preserve life must encompass a
recognition of an individual's right to avoid circumstances in which the
individual himself would feel that efforts to sustain life demean or degrade his
humanity," because otherwise the State's defense of life would be tantamount to
an effort by "the State to make decisions regarding the individual's quality of
life." 398 Mass. at 434, 497 N.E.2d, at 635. Accord, Gray v. Romeo, 697 F.Supp.,
at 588.
[Footnote 25] Judge Campbell said on
behalf of the Florida District Court of Appeal for the Second District:
"[W]e want to acknowledge that we began our deliberations in this matter,
as did those who drafted our Declaration of Independence, with the solemnity
and the gratefulness of the knowledge `that all men are . . . endowed by
their Creator with .. . Life.' It was not without considerable searching of
our hearts, souls, and minds, as well as the jurisprudence of this great
Land that we have reached our conclusions. We forcefully affirm that Life,
having been endowed by our Creator, should not be lightly taken nor
relinquished. We recognize, however, that we are also endowed with a certain
amount of dignity and the right to the `Pursuit of Happiness.' When,
therefore, it may be determined by reason of the advanced scientific and
medical technologies of this day that Life has, through causes beyond our
control, reached the unconscious and vegetative state where all that remains
is the forced function of the body's vital functions, including the
artificial sustenance of the body itself, then we recognize the right to
allow [497 U.S. 261, 356] the natural consequence of
the removal of those artificial life sustaining measures." Corbett v.
D'Alessandro, 487 So.2d, at 371.
[497 U.S. 261, 358]
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