U.S. Supreme Court
AKRON v. AKRON CENTER FOR REPRODUCTIVE HEALTH, 462 U.S. 416
(1983)
462 U.S. 416
CITY OF AKRON v. AKRON CENTER FOR REPRODUCTIVE HEALTH, INC.,
ET AL.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
No. 81-746.
Argued November 30, 1982
Decided June 15, 1983*
An Akron, Ohio, ordinance, inter alia, (1) requires all abortions performed
after the first trimester of pregnancy to be performed in a hospital ( 1870.03);
(2) prohibits a physician from performing an abortion on an unmarried minor
under the age of 15 unless he obtains the consent of one of her parents or
unless the minor obtains an order from a court having jurisdiction over her that
the abortion be performed ( 1870.05(B)); (3) requires that the attending
physician inform his patient of the status of her pregnancy, the development of
her fetus, the date of possible viability, the physical and emotional
complications that may result from an abortion, and the availability of agencies
to provide her with assistance and information with respect to birth control,
adoption, and childbirth ( 1870.06(B)), and also inform her of the particular
risks associated with her pregnancy and the abortion technique to be employed (
1870.06(C)); (4) prohibits a physician from performing an abortion until 24
hours after the pregnant woman signs a consent form ( 1870.07); and (5) requires
physicians performing abortions to ensure that fetal remains are disposed of in
a "humane and sanitary manner" ( 1870.16). A violation of the ordinance is
punishable as a misdemeanor. Respondents and cross-petitioners filed an action
in Federal District Court against petitioners and cross-respondents, challenging
the ordinance. The District Court invalidated 1870.05(B), 1870.06(B), and
1870.16, but upheld 1870.03, 1870.06(C), and 1870.07. The Court of Appeals
affirmed as to 1870.03, 1870.05(B), 1870.06(B), and 1870.16, but reversed as to
1870.06(C) and 1870.07.
Held:
1. Section 1870.03 is unconstitutional. Pp. 431-439.
(a) While a State's interest in health regulation becomes compelling at
approximately the end of the first trimester, the State's regulation may be
upheld only if it is reasonably designed to further that interest. If during
a substantial portion of the second trimester the State's regulation
[462 U.S. 416, 417]
departs from accepted medical practice, it may not be upheld simply because it
may be reasonable for the remaining portion of the trimester. Rather, the
State is obligated to make a reasonable effort to limit the effect of its
regulations to the period in the trimester during which its health interest
may be furthered. Pp. 433-434.
(b) It cannot be said that the lines drawn in 1870.03 are reasonable. By
preventing the performance of dilatation-and-evacuation abortions in an
appropriate nonhospital setting, Akron has imposed a heavy and unnecessary
burden on women's access to a relatively inexpensive, otherwise accessible,
and safe abortion procedure. Section 1870.03 has the effect of inhibiting
the vast majority of abortions after the first trimester and therefore
unreasonably infringes upon a woman's constitutional right to obtain an
abortion. Pp. 434-439.
2. Section 1870.05(B) is unconstitutional as making a blanket determination
that all minors under the age of 15 are too immature to make an abortion
decision or that an abortion never may be in the minor's best interests
without parental approval. Under circumstances where the Ohio statute
governing juvenile proceedings does not mention minors' abortions nor
suggest that the Ohio Juvenile Court has authority to inquire into a minor's
maturity or emancipation, 1870.05(B), as applied in juvenile proceedings, is
not reasonably susceptible of being construed to create an opportunity for
case-by-case evaluations of the maturity of pregnant minors. Pp. 439-442.
3. Sections 1870.06(B) and 1870.06(C) are unconstitutional. Pp. 442-449.
(a) The validity of an informed consent requirement rests on the State's
interest in protecting the pregnant woman's health. But this does not mean
that a State has unreviewable authority to decide what information a woman
must be given before she chooses to have an abortion. A State may not adopt
regulations designed to influence the woman's informed choice between
abortion or childbirth. Pp. 442-444.
(b) Section 1870.06(B) attempts to extend the State's interest in ensuring
"informed consent" beyond permissible limits, and intrudes upon the
discretion of the pregnant woman's physician. While a State may require a
physician to make certain that his patient understands the physical and
emotional implications of having an abortion, 1870.06(B) goes far beyond
merely describing the general subject matter relevant to informed consent.
By insisting upon recitation of a lengthy and inflexible list of
information, the section unreasonably has placed obstacles in the path of
the physician. Pp. 444-445.
(c) With respect to 1870.06(C)'s requirement that the "attending physician"
must inform the woman of the specified information, it is unreasonable for a
State to insist that only a physician is competent to
[462 U.S. 416, 418] provide the information and counseling relevant
to informed consent. Pp. 446-449.
4. Section 1870.07 is unconstitutional. Akron has failed to demonstrate
that any legitimate state interest is furthered by an arbitrary and
inflexible waiting period. There is no evidence that the abortion procedure
will be performed more safely. Nor does it appear that the State's
legitimate concern that the woman's decision be informed is reasonably
served by requiring a 24-hour delay as a matter of course. Pp. 449-451.
5. Section 1870.16 violates the Due Process Clause by failing to give a
physician fair notice that his contemplated conduct is forbidden. Pp.
451-452.
651 F.2d 1198, affirmed in part and reversed in part.
[Footnote *] Together with No. 81-1172,
Akron Center for Reproductive Health, Inc., et al. v. City of Akron et al., also
on certiorari to the same court.
POWELL, J., delivered the opinion of the Court, in which BURGER, C. J., and
BRENNAN, MARSHALL, BLACKMUN, and STEVENS, JJ., joined. O'CONNOR, J., filed a
dissenting opinion, in which WHITE and REHNQUIST, JJ., joined, post, p. 452.
Alan G. Segedy argued the cause for petitioner in No. 81-746 and respondent
in No. 81-1172. With him on the briefs was Robert D. Pritt. Mr. Segedy and
Robert A. Destro filed a brief for Seguin et al., respondents under this Court's
Rule 19.6, in support of petitioner in No. 81-746 and respondent in No. 81-1172.
Solicitor General Lee argued the cause for the United States as amicus
curiae. With him on the brief were Assistant Attorney General McGrath and Deputy
Solicitor General Geller.
Stephan Landsman argued the cause for respondents in No. 81-746 and
petitioners in No. 81-1172. With him on the briefs were Janet Benshoof, Suzanne
M. Lynn, Nan D. Hunter, Lois J. Lipton, and Gordon Beggs.Fn
Fn [462 U.S. 416, 418] Briefs of amici
curiae urging reversal were filed by Delores V. Horan for Feminists for Life;
and by Lynn D. Wardle for the United Families Foundation et al.
Briefs of amici curiae urging affirmance were filed by Bruce J. Ennis, Jr.,
and Donald N. Bersoff for the American Psychological Association;
[462 U.S. 416, 419] and by Sylvia A. Law, Nadine Taub, and Ellen J.
Winner for the Committee for Abortion Rights and Against Sterilization Abuse et
al.
Briefs of amici curiae were filed by M. Carolyn Cox and Lynn Bregman for the
American College of Obstetricians and Gynecologists et al.; by David B. Hopkins
for the American Public Health Association; by Dennis J. Horan, Victor G.
Rosenblum, Patrick A. Trueman, and Thomas J. Marzen for Americans United for
Life; for California Women Lawyers et al.; by Charles E. Rice for the Catholic
League for Religious and Civil Rights; by Rhonda Copelon for Certain Religious
Organizations; by Jack R. Bierig for the College of American Pathologists; by
Ronald J. Suster for Lawyers for Life; by Alan Ernest for the Legal Defense Fund
for Unborn Children; by Judith Levin for the National Abortion Federation; by
Jack Greenberg, James M. Nabrit III, and Judith Reed for the NAACP Legal Defense
and Educational Fund, Inc.; by Phyllis N. Segal, Judith I. Avner, and Jemera
Rone for the National Organization for Women et al.; by Eve W. Paul and Dara
Klassel for the Planned Parenthood Federation of America, Inc., et al.; by James
Arthur Gleason for Womankind, Inc.; by Nancy Reardan for Women Lawyers of
Sacramento et al; and by Susan Frelich Appleton and Paul Brest for Certain Law
Professors. [462 U.S. 416, 419]
JUSTICE POWELL delivered the opinion of the Court.
In this litigation we must decide the constitutionality of several provisions
of an ordinance enacted by the city of Akron, Ohio, to regulate the performance
of abortions. Today we also review abortion regulations enacted by the State of
Missouri, see Planned Parenthood Assn. of Kansas City, Mo., Inc. v. Ashcroft,
post, p. 476, and by the State of Virginia, see Simopoulos v. Virginia, post, p.
506.
These cases come to us a decade after we held in Roe v. Wade, 410 U.S. 113
(1973), that the right of privacy, grounded in the concept of personal liberty
guaranteed by the Constitution, encompasses a woman's right to decide whether to
terminate her pregnancy. Legislative responses to the Court's decision have
required us on several occasions, and again today, to define the limits of a
State's authority to regulate the performance of abortions. And arguments
continue to be made, in these cases as well, that we erred in interpreting the
Constitution. Nonetheless, the doctrine of [462 U.S. 416, 420] stare decisis, while perhaps never
entirely persuasive on a constitutional question, is a doctrine that demands
respect in a society governed by the rule of law.1
We respect it today, and reaffirm Roe v. Wade.
[462 U.S. 416, 421]
I
In February 1978 the City Council of Akron enacted Ordinance
No. 160-1978, entitled "Regulation of Abortions."2 [462 U.S. 416, 422] The
ordinance sets forth 17 provisions that regulate the performance of abortions,
see Akron Codified Ordinances, ch. 1870, 5 of which are at issue in this case:
(i) Section 1870.03 requires that all abortions performed after the first
trimester of pregnancy be performed in a hospital.3
(ii) Section 1870.05 sets forth requirements for notification of and consent
by parents before abortions may be performed on unmarried minors.4 [462 U.S. 416, 423]
(iii) Section 1870.06 requires that the attending physician make certain
specified statements to the patient "to insure that the consent for an abortion
is truly informed consent."5
[462 U.S. 416, 424]
(iv) Section 1870.07 requires a 24-hour waiting period between the time the
woman signs a consent form and the time the abortion is performed.6
(v) Section 1870.16 requires that fetal remains be "disposed of in a humane
and sanitary manner."7 [462 U.S. 416, 425]
A violation of any section of the ordinance is punishable as a criminal
misdemeanor. 1870.18. If any provision is invalidated, it is to be severed from
the remainder of the ordinance.8 The
ordinance became effective on May 1, 1978.
On April 19, 1978, a lawsuit challenging virtually all of the ordinance's
provisions was filed in the District Court for the Northern District of Ohio.
The plaintiffs, respondents and cross-petitioners in this Court, were three
corporations that operate abortion clinics in Akron and a physician who has
performed abortions at one of the clinics. The defendants, petitioners and
cross-respondents here, were the city of Akron and three city officials (Akron).
Two individuals (intervenors) were permitted to intervene as codefendants "in
their individual capacity as parents of unmarried minor daughters of
childbearing age." 479 F. Supp. 1172, 1181 (1979). On April 27, 1978, the
District Court preliminarily enjoined enforcement of the ordinance.
In August 1979, after hearing evidence, the District Court ruled on the
merits. It found that plaintiffs lacked standing to challenge seven provisions
of the ordinance, none of which is before this Court. The District Court
invalidated four provisions, including 1870.05 (parental notice and consent),
1870.06(B) (requiring disclosure of facts concerning the woman's pregnancy,
fetal development, the complications of abortion, and agencies available to
assist the woman), and 1870.16 (disposal of fetal remains). The court upheld the
constitutionality of the remainder of the ordinance, including 1870.03
(hospitalization for abortions after the first trimester), 1870.06(C) (requiring
disclosure of the particular risks of the woman's pregnancy and the abortion
technique to be employed), and 1870.07 (24-hour waiting period).
[462 U.S. 416, 426]
All parties appealed some portion of the District Court's judgment. The Court
of Appeals for the Sixth Circuit affirmed in part and reversed in part. 651 F.2d
1198 (1981). It affirmed the District Court's decision that 1870.03's
hospitalization requirement is constitutional. It also affirmed the ruling that
1870.05, 1870.06(B), and 1870.16 are unconstitutional. The Court of Appeals
reversed the District Court's decision on 1870.06(C) and 1870.07, finding these
provisions to be unconstitutional.
Three separate petitions for certiorari were filed. In light of the
importance of the issues presented, and in particular the conflicting decisions
as to whether a State may require that all second-trimester abortions be
performed in a hospital,9 we granted both Akron's and the plaintiffs' petitions. 456 U.S.
988 (1982). We denied the intervenors' petition, Seguin v. Akron Center for
Reproductive Health, Inc., 456 U.S. 989 (1982), but they have participated in
this Court as respondents under our Rule 19.6. We now reverse the judgment of
the Court of Appeals upholding Akron's hospitalization requirement, but affirm
the remainder of the decision invalidating the provisions on parental consent,
informed consent, waiting period, and disposal of fetal remains.
II
In Roe v. Wade, the Court held that the "right of privacy, . .
. founded in the Fourteenth Amendment's concept of personal liberty and
restrictions upon state action, . . . is broad enough to encompass a woman's
decision whether or not to terminate her pregnancy." 410 U.S., at 153. Although
the Constitution does not specifically identify this right, the
[462 U.S. 416, 427] history of this
Court's constitutional adjudication leaves no doubt that "the full scope of the
liberty guaranteed by the Due Process Clause cannot be found in or limited by
the precise terms of the specific guarantees elsewhere provided in the
Constitution." Poe v. Ullman, 367 U.S. 497, 543 (1961) (Harlan, J., dissenting
from dismissal of appeal). Central among these protected liberties is an
individual's "freedom of personal choice in matters of marriage and family
life." Roe, 410 U.S., at 169 (Stewart, J., concurring). See, e. g., Eisenstadt
v. Baird, 405 U.S. 438 (1972); Loving v. Virginia, 388 U.S. 1 (1967); Griswold
v. Connecticut, 381 U.S. 479 (1965); Pierce v. Society of Sisters, 268 U.S. 510
(1925); Meyer v. Nebraska, 262 U.S. 390 (1923). The decision in Roe was based
firmly on this long-recognized and essential element of personal liberty.
The Court also has recognized, because abortion is a medical procedure, that
the full vindication of the woman's fundamental right necessarily requires that
her physician be given "the room he needs to make his best medical judgment."
Doe v. Bolton, 410 U.S. 179, 192 (1973). See Whalen v. Roe, 429 U.S. 589,
604-605, n. 33 (1977). The physician's exercise of this medical judgment
encompasses both assisting the woman in the decisionmaking process and
implementing her decision should she choose abortion. See Colautti v. Franklin,
439 U.S. 379, 387 (1979).
At the same time, the Court in Roe acknowledged that the woman's fundamental
right "is not unqualified and must be considered against important state
interests in abortion." Roe, 410 U.S., at 154. But restrictive state regulation
of the right to choose abortion, as with other fundamental rights subject to
searching judicial examination, must be supported by a compelling state
interest. Id., at 155. We have recognized two such interests that may justify
state regulation of abortions.10 [462 U.S. 416, 428]
First, a State has an "important and legitimate interest in protecting the
potentiality of human life." Id., at 162. Although this interest exists
"throughout the course of the woman's pregnancy," Beal v. Doe, 432 U.S. 438, 446
(1977), it becomes compelling only at viability, the point at which the fetus
"has the capability of meaningful life outside the mother's womb," Roe, supra,
at 163. See Planned Parenthood of Central Missouri v. Danforth, 428 U.S. 52,
63-65 (1976). At viability this interest in protecting the potential life of the
unborn child is so important that the State may proscribe abortions altogether,
"except when it is necessary to preserve the life or health of the mother." Roe,
410 U.S., at 164.
Second, because a State has a legitimate concern with the health of women who
undergo abortions, "a State may properly assert important interests in
safeguarding health [and] [462 U.S. 416, 429]
in maintaining medical standards." Id., at 154. We held in Roe, however, that
this health interest does not become compelling until "approximately the end of
the first trimester" of pregnancy.11 Id.,
at 163. Until that time, a pregnant woman must be permitted, in consultation
with her physician, [462 U.S. 416, 430] to
decide to have an abortion and to effectuate that decision "free of interference
by the State."12 Ibid.
This does not mean that a State never may enact a regulation touching on the
woman's abortion right during the first weeks of pregnancy. Certain regulations
that have no significant impact on the woman's exercise of her right may be
permissible where justified by important state health objectives. In Danforth,
supra, we unanimously upheld two Missouri statutory provisions, applicable to
the first trimester, requiring the woman to provide her informed written consent
to the abortion and the physician to keep certain records, even though
comparable requirements were not imposed on most other medical procedures. See
428 U.S., at 65-67, 79-81. The decisive factor was that the State met its burden
of demonstrating that these regulations furthered important health-related state
concerns.13 But even these minor regulations on the
abortion procedure during the first trimester may not interfere with
physician-patient consultation or with the woman's choice between abortion and
childbirth. See id., at 81.
From approximately the end of the first trimester of pregnancy, the State
"may regulate the abortion procedure to the extent that the regulation
reasonably relates to the preservation [462 U.S.
416, 431] and protection of maternal health."14
Roe, 410 U.S., at 163. The State's discretion to regulate on this basis does
not, however, permit it to adopt abortion regulations that depart from accepted
medical practice. We have rejected a State's attempt to ban a particular
second-trimester abortion procedure, where the ban would have increased the
costs and limited the availability of abortions without promoting important
health benefits. See Danforth, 428 U.S., at 77-78. If a State requires licensing
or undertakes to regulate the performance of abortions during this period, the
health standards adopted must be "legitimately related to the objective the
State seeks to accomplish." Doe, 410 U.S., at 195.
III
Section 1870.03 of the Akron ordinance requires that any
abortion performed "upon a pregnant woman subsequent to the end of the first
trimester of her pregnancy"15 must be
[462 U.S. 416, 432] "performed in a hospital." A "hospital" is "a general
hospital or special hospital devoted to gynecology or obstetrics which is
accredited by the Joint Commission on Accreditation of Hospitals or by the
American Osteopathic Association." 1870.01(B). Accreditation by these
organizations requires compliance with comprehensive standards governing a wide
variety of health and surgical services.16 The ordinance thus prevents the performance of abortions in
outpatient facilities that are not part of an acute-care, full-service hospital.17
In the District Court plaintiffs sought to demonstrate that this
hospitalization requirement has a serious detrimental impact on a woman's
ability to obtain a second-trimester abortion in Akron and that it is not
reasonably related to the State's interest in the health of the pregnant woman.
The District Court did not reject this argument, but rather found the evidence
"not . . . so convincing that it is willing to discard the Supreme Court's
formulation in Roe" of a line between impermissible first-trimester regulation
and permissible second-trimester regulation. 479 F. Supp., at 1215. The Court of
Appeals affirmed on a similar basis. It accepted plaintiffs' argument that
Akron's hospitalization requirement did not have a reasonable health
justification during at least part of the second trimester, but declined to
"retreat from the `bright line' in Roe v. Wade." 651 F.2d, at
[462 U.S. 416, 433] 1210.18
We believe that the courts below misinterpreted this Court's prior decisions,
and we now hold that 1870.03 is unconstitutional.
A
In Roe v. Wade the Court held that after the end of the first
trimester of pregnancy the State's interest becomes compelling, and it may
"regulate the abortion procedure to the extent that the regulation reasonably
relates to the preservation and protection of maternal health." 410 U.S., at
163. We noted, for example, that States could establish requirements relating
"to the facility in which the procedure is to be performed, that is, whether it
must be in a hospital or may be a clinic or some other place of
less-than-hospital status." Ibid. In the companion case of Doe v. Bolton the
Court invalidated a Georgia requirement that all abortions be performed in a
hospital licensed by the State Board of Health and accredited by the Joint
Commission on Accreditation of Hospitals. See 410 U.S., at 201. We recognized
the State's legitimate health interests in establishing, for second-trimester
abortions, "standards for licensing all facilities where abortions may be
performed." Id., at 195. We found, however, that "the State must show more than
[was shown in Doe] in order to prove that only the full resources of [462 U.S. 416, 434] a licensed hospital, rather
than those of some other appropriately licensed institution, satisfy these
health interests." Ibid.19
We reaffirm today, see supra, at 429, n. 11, that a State's interest in
health regulation becomes compelling at approximately the end of the first
trimester. The existence of a compelling state interest in health, however, is
only the beginning of the inquiry. The State's regulation may be upheld only if
it is reasonably designed to further that state interest. See Doe, 410 U.S., at
195. And the Court in Roe did not hold that it always is reasonable for a State
to adopt an abortion regulation that applies to the entire second trimester. A
State necessarily must have latitude in adopting regulations of general
applicability in this sensitive area. But if it appears that during a
substantial portion of the second trimester the State's regulation "depart[s]
from accepted medical practice," supra, at 431, the regulation may not be upheld
simply because it may be reasonable for the remaining portion of the trimester.
Rather, the State is obligated to make a reasonable effort to limit the effect
of its regulations to the period in the trimester during which its health
interest will be furthered.
B
There can be no doubt that 1870.03's second-trimester
hospitalization requirement places a significant obstacle in the path of women
seeking an abortion. A primary burden created by the requirement is additional
cost to the woman. The Court of Appeals noted that there was testimony that a
second-trimester abortion costs more than twice as much in a
[462 U.S. 416, 435] hospital as in a clinic. See 651 F.2d, at 1209
(in-hospital abortion costs $850-$900, whereas a dilatation-and-evacuation (D&E)
abortion performed in a clinic costs $350-$400).20 Moreover, the court indicated that
second-trimester abortions were rarely performed in Akron hospitals. Ibid. (only
nine second-trimester abortions performed in Akron hospitals in the year before
trial).21 Thus, a second-trimester
hospitalization requirement may force women to travel to find available
facilities, resulting in both financial expense and additional health risk. It
therefore is apparent that a second-trimester hospitalization requirement may
significantly limit a woman's ability to obtain an abortion.
Akron does not contend that 1870.03 imposes only an insignificant burden on
women's access to abortion, but rather defends it as a reasonable health
regulation. This position had strong support at the time of Roe v. Wade, as
hospitalization for second-trimester abortions was recommended by the American
Public Health Association (APHA), see Roe, 410 U.S., at 143-146, and the
American College of Obstetricians and Gynecologist (ACOG), see Standards for
Obstetric-Gynecologic Services 65 (4th ed. 1974). Since then, however, the
safety of second-trimester abortions has increased
[462 U.S. 416, 436] dramatically.22 The principal reason is that the D&E procedure is now widely
and successfully used for second-trimester abortions.23 The Court of Appeals found that there was "an abundance of
evidence that D&E is the safest method of performing post-first trimester
abortions today." 651 F.2d, at 1209. The availability of the D&E procedure
during the interval between approximately 12 and 16 weeks of pregnancy, a period
during which other second-trimester abortion techniques generally cannot be
used,24 has meant that women desiring an early
second-trimester abortion no longer are forced to incur the health risks of
waiting until at least the 16th week of pregnancy.
For our purposes, an even more significant factor is that experience
indicates that D&E may be performed safely on an outpatient basis in appropriate
nonhospital facilities. The evidence is strong enough to have convinced the APHA
to abandon its prior recommendation of hospitalization for all second-trimester
abortions:
"Current data show that abortions occurring in the second trimester can be
safely performed by the Dilatation and Evacuation (D and E) procedure. . . .
Requirements that all abortions after 12 weeks of gestation be performed in
hospitals increase the expense and inconvenience to the woman without
contributing to the safety of the procedure." APHA Recommended Program
[462 U.S. 416, 437] Guide for Abortion Services (Revised 1979), 70
Am. J. Public Health 652, 654 (1980) (hereinafter APHA Recommended Guide).
Similarly, the ACOG no longer suggests that all second-trimester abortions be
performed in a hospital. It recommends that abortions performed in a physician's
office or outpatient clinic be limited to 14 weeks of pregnancy, but it
indicates that abortions may be performed safely in "a hospital-based or in a
free-standing ambulatory surgical facility, or in an outpatient clinic meeting
the criteria required for a free-standing surgical facility," until 18 weeks of
pregnancy. ACOG, Standards for Obstetric-Gynecologic Services 54 (5th ed. 1982).
These developments, and the professional commentary supporting them,
constitute impressive evidence that - at least during the early weeks of the
second trimester - D&E abortions may be performed as safely in an outpatient
clinic as in a full-service hospital.25 We
conclude, therefore, that "present medical knowledge," Roe, supra, at 163,
convincingly undercuts Akron's justification for requiring that all
second-trimester abortions be performed in a hospital.26 [462 U.S. 416, 438]
Akron nonetheless urges that "[t]he fact that some midtrimester abortions may
be done in a minimally equipped clinic does not invalidate the regulation."27 Brief for Respondents in No. 81-1172, p. 19. It is true that
a state abortion regulation is not unconstitutional simply because it does not
correspond perfectly in all cases to the asserted state interest. But the lines
drawn in a state regulation must be reasonable, and this cannot be said of
1870.03. By preventing the performance of D&E abortions in an appropriate
nonhospital setting, Akron has imposed a heavy, and unnecessary, burden on
women's access to a relatively inexpensive, otherwise accessible, and safe
abortion procedure.28 Section 1870.03 has "the effect of inhibiting . . . the vast
majority of abortions after the first 12 weeks," Danforth, 428 U.S., at 79, and
[462 U.S. 416, 439] therefore unreasonably infringes upon a woman's
constitutional right to obtain an abortion.
IV
We turn next to 1870.05(B), the provision prohibiting a
physician from performing an abortion on a minor pregnant woman under the age of
15 unless he obtains "the informed written consent of one of her parents or her
legal guardian" or unless the minor obtains "an order from a court having
jurisdiction over her that the abortion be performed or induced." The District
Court invalidated this provision because "[i]t does not establish a procedure by
which a minor can avoid a parental veto of her abortion decision by
demonstrating that her decision is, in fact, informed. Rather, it requires, in
all cases, both the minor's informed consent and either parental consent or a
court order." 479 F. Supp., at 1201. The Court of Appeals affirmed on the same
basis.29
The relevant legal standards are not in dispute. The Court has held that "the
State may not impose a blanket provision . . . requiring the consent of a parent
or person in loco parentis as a condition for abortion of an unmarried minor."
Danforth, supra, at 74. In Bellotti v. Baird, 443 U.S. 622 (1979) (Bellotti II),
a majority of the Court indicated that a State's interest in protecting immature
minors will sustain a requirement of a consent substitute, either parental or
judicial. See id., at 640-642 (plurality opinion for four Justices); id., at
656-657 (WHITE, J., dissenting) (expressing approval of absolute parental or
judicial consent requirement). See also Danforth, supra, at 102-105 (STEVENS,
J., concurring in part and dissenting in part). The Bellotti II plurality
cautioned, however, that the State must provide an alternative procedure whereby
a pregnant minor may demonstrate that she is sufficiently mature to make the
abortion decision herself [462 U.S. 416, 440]
or that, despite her immaturity, an abortion would be in her best interests. 443
U.S., at 643-644. Under these decisions, it is clear that Akron may not make a
blanket determination that all minors under the age of 15 are too immature to
make this decision or that an abortion never may be in the minor's best interest
without parental approval.
Akron's ordinance does not create expressly the alternative procedure
required by Bellotti II. But Akron contends that the Ohio Juvenile Court will
qualify as a "court having jurisdiction" within the meaning of 1870.05(B), and
that "it is not to be assumed that during the course of the juvenile proceedings
the Court will not construe the ordinance in a manner consistent with the
constitutional requirement of a determination of the minor's ability to make an
informed consent." Brief for Petitioner in No. 81-746, p. 28. Akron concludes
that the courts below should not have invalidated 1870.05(B) on its face. The
city relies on Bellotti v. Baird, 428 U.S. 132 (1976) (Bellotti I), in which the
Court did not decide whether a State's parental consent provisions were
unconstitutional as applied to mature minors, holding instead that "abstention
is appropriate where an unconstrued state statute is susceptible of a
construction by the state judiciary `which might avoid in whole or in part the
necessity for federal constitutional adjudication, or at least materially change
the nature of the problem.'" Id., at 146-147 (quoting Harrison v. NAACP, 360
U.S. 167, 177 (1959)). See also H. L. v. Matheson, 450 U.S. 398 (1981) (refusing
to decide whether parental notice statute would be constitutional as applied to
mature minors).30
[462 U.S. 416, 441]
We do not think that the abstention principle should have been applied here.
It is reasonable to assume, as we did in Bellotti I, supra, and Matheson, supra,
that a state court presented with a state statute specifically governing
abortion consent procedures for pregnant minors will attempt to construe the
statute consistently with constitutional requirements. This suit, however,
concerns a municipal ordinance that creates no procedures for making the
necessary determinations. Akron seeks to invoke the Ohio statute governing
juvenile proceedings, but that statute neither mentions minors' abortions nor
suggests that the Ohio Juvenile Court has authority to inquire into a minor's
maturity or emancipation.31 In these
circumstances, we do not think that the Akron ordinance, as applied in Ohio
juvenile proceedings, is reasonably susceptible of being construed to create an
"opportunity for case-by-case evaluations of the maturity of pregnant minors."
Bellotti II, supra, at 643, n. 23 (plurality [462
U.S. 416, 442]
opinion). We therefore affirm the Court of Appeals' judgment that 1870.05(B) is
unconstitutional.
V
The Akron ordinance provides that no abortion shall be
performed except "with the informed written consent of the pregnant woman, . . .
given freely and without coercion." 1870.06(A). Furthermore, "in order to insure
that the consent for an abortion is truly informed consent," the woman must be
"orally informed by her attending physician" of the status of her pregnancy, the
development of her fetus, the date of possible viability, the physical and
emotional complications that may result from an abortion, and the availability
of agencies to provide her with assistance and information with respect to birth
control, adoption, and childbirth. 1870.06(B). In addition, the attending
physician must inform her "of the particular risks associated with her own
pregnancy and the abortion technique to be employed . . . [and] other
information which in his own medical judgment is relevant to her decision as to
whether to have an abortion or carry her pregnancy to term." 1870.06(C).
The District Court found that 1870.06(B) was unconstitutional, but that
1870.06(C) was related to a valid state interest in maternal health. See 479 F.
Supp., at 1203-1204. The Court of Appeals concluded that both provisions were
unconstitutional. See 651 F.2d, at 1207. We affirm.
A
In Danforth, we upheld a Missouri law requiring a pregnant
woman to "certif[y] in writing her consent to the abortion and that her consent
is informed and freely given and is not the result of coercion." 428 U.S., at
85. We explained:
"The decision to abort . . . is an important, and often a stressful one,
and it is desirable and imperative that it be made with full knowledge of
its nature and consequences. [462 U.S. 416,
443] The woman is the one primarily concerned, and her awareness of
the decision and its significance may be assured, constitutionally, by the
State to the extent of requiring her prior written consent." Id., at 67.
We rejected the view that "informed consent" was too vague a term, construing
it to mean "the giving of information to the patient as to just what would be
done and as to its consequences. To ascribe more meaning than this might well
confine the attending physician in an undesired and uncomfortable straitjacket
in the practice of his profession." Id., at 67, n. 8.
The validity of an informed consent requirement thus rests on the State's
interest in protecting the health of the pregnant woman. The decision to have an
abortion has "implications far broader than those associated with most other
kinds of medical treatment," Bellotti II, 443 U.S., at 649 (plurality opinion),
and thus the State legitimately may seek to ensure that it has been made "in the
light of all attendant circumstances - psychological and emotional as well as
physical - that might be relevant to the well-being of the patient." Colautti v.
Franklin, 439 U.S., at 394.32
This does not mean, however, that a State has unreviewable authority to decide
what information a woman must be given before she chooses to have an abortion.
It remains primarily the responsibility of the physician to ensure that
appropriate information is conveyed to his patient, depending on her particular
circumstances. Danforth's recognition of the State's interest in ensuring that
this information be given [462 U.S. 416, 444] will not justify abortion regulations
designed to influence the woman's informed choice between abortion or
childbirth.33
B
Viewing the city's regulations in this light, we believe that
1870.06(B) attempts to extend the State's interest in ensuring "informed
consent" beyond permissible limits. First, it is fair to say that much of the
information required is designed not to inform the woman's consent but rather to
persuade her to withhold it altogether. Subsection (3) requires the physician to
inform his patient that "the unborn child is a human life from the moment of
conception," a requirement inconsistent with the Court's holding in Roe v. Wade
that a State may not adopt one theory of when life begins to justify its
regulation of abortions. See 410 U.S., at 159-162. Moreover, much of the
detailed description of "the anatomical and physiological characteristics of the
particular unborn child" required by subsection (3) would involve at best
speculation by the physician.34 And subsection (5), that begins with the dubious statement
that "abortion is a major surgical procedure"35 and proceeds to describe numerous possible
[462 U.S. 416, 445] physical and psychological complications of abortion,36 is a "parade of horribles" intended to suggest that abortion
is a particularly dangerous procedure.
An additional, and equally decisive, objection to 1870.06(B) is its intrusion
upon the discretion of the pregnant woman's physician. This provision specifies
a litany of information that the physician must recite to each woman regardless
of whether in his judgment the information is relevant to her personal decision.
For example, even if the physician believes that some of the risks outlined in
subsection (5) are nonexistent for a particular patient, he remains obligated to
describe them to her. In Danforth the Court warned against placing the physician
in just such an "undesired and uncomfortable straitjacket." 428 U.S., at 67, n.
8. Consistent with its interest in ensuring informed consent, a State may
require that a physician make certain that his patient understands the physical
and emotional implications of having an abortion. But Akron has gone far beyond
merely describing the general subject matter relevant to informed consent. By
insisting upon recitation of a lengthy and inflexible list of information, Akron
unreasonably has placed "obstacles in the path of the doctor upon whom [the
woman is] entitled to rely for advice in connection with her decision." Whalen
v. Roe, 429 U.S., at 604, n. 33.37
[462 U.S. 416, 446]
C
Section 1870.06(C) presents a different question. Under this
provision, the "attending physician" must inform the woman
"of the particular risks associated with her own pregnancy and the abortion
technique to be employed including providing her with at least a general
description of the medical instructions to be followed subsequent to the
abortion in order to insure her safe recovery, and shall in addition provide
her with such other information which in his own medical judgment is
relevant to her decision as to whether to have an abortion or carry her
pregnancy to term."
The information required clearly is related to maternal health and to the
State's legitimate purpose in requiring informed consent. Nonetheless, the Court
of Appeals determined that it interfered with the physician's medical judgment
"in exactly the same way as section 1870.06(B). It requires the doctor to make
certain disclosures in all cases, regardless of his own professional judgment as
to the desirability of doing so." 651 F.2d, at 1207. This was a misapplication
of Danforth. There we construed "informed consent" to mean "the giving of
information to the patient as to just what would be done and as to its
consequences." 428 U.S., at 67, n. 8. We see no significant difference in
Akron's requirement that the woman be told of the particular risks of her
pregnancy and the abortion technique to be [462 U.S. 416, 447] used, and be given general
instructions on proper postabortion care. Moreover, in contrast to subsection
(B), 1870.06(C) merely describes in general terms the information to be
disclosed. It properly leaves the precise nature and amount of this disclosure
to the physician's discretion and "medical judgment."
The Court of Appeals also held, however, that 1870.06(C) was invalid because
it required that the disclosure be made by the "attending physician." The court
found that "the practice of all three plaintiff clinics has been for the
counseling to be conducted by persons other than the doctor who performs the
abortion," 651 F.2d, at 1207, and determined that Akron had not justified
requiring the physician personally to describe the health risks. Akron
challenges this holding as contrary to our cases that emphasize the importance
of the physician-patient relationship. In Akron's view, as in the view of the
dissenting judge below, the "attending physician" requirement "does no more than
seek to ensure that there is in fact a true physician-patient relationship even
for the woman who goes to an abortion clinic." Id., at 1217 (Kennedy, J.,
concurring in part and dissenting in part).
Requiring physicians personally to discuss the abortion decision, its health
risks, and consequences with each patient may in some cases add to the cost of
providing abortions, though the record here does not suggest that ethical
physicians will charge more for adhering to this typical element of the
physician-patient relationship. Yet in Roe and subsequent cases we have
"stressed repeatedly the central role of the physician, both in consulting with
the woman about whether or not to have an abortion, and in determining how any
abortion was to be carried out." Colautti v. Franklin, 439 U.S., at 387.
Moreover, we have left no doubt that, to ensure the safety of the abortion
procedure, the States may mandate that only physicians perform abortions. See
Connecticut v. Menillo, 423 U.S. 9, 11 (1975); Roe, 410 U.S., at 165.
[462 U.S. 416, 448]
We are not convinced, however, that there is as vital a state need for
insisting that the physician performing the abortion, or for that matter any
physician, personally counsel the patient in the absence of a request. The
State's interest is in ensuring that the woman's consent is informed and
unpressured; the critical factor is whether she obtains the necessary
information and counseling from a qualified person, not the identity of the
person from whom she obtains it.38 Akron and intervenors strongly urge that the nonphysician
counselors at the plaintiff abortion clinics are not trained or qualified to
perform this important function. The courts below made no such findings,
however, and on the record before us we cannot say that the woman's consent to
the abortion will not be informed if a physician delegates the counseling task
to another qualified individual.
In so holding, we do not suggest that the State is powerless to vindicate its
interest in making certain the "important" and "stressful" decision to abort
"[i]s made with full knowledge of its nature and consequences." Danforth, 428
U.S., at 67. Nor do we imply that a physician may abdicate his essential role as
the person ultimately responsible for the medical aspects of the decision to
perform the abortion.39 A [462 U.S. 416, 449] State may define the physician's
responsibility to include verification that adequate counseling has been
provided and that the woman's consent is informed.40
In addition, the State may establish reasonable minimum qualifications for those
people who perform the primary counseling function.41 See, e. g., Doe, 410 U.S., at 195 (State may require a
medical facility "to possess all the staffing and services necessary to perform
an abortion safely"). In light of these alternatives, we believe that it is
unreasonable for a State to insist that only a physician is competent to provide
the information and counseling relevant to informed consent. We affirm the
judgment of the Court of Appeals that 1870.06(C) is invalid.
VI
The Akron ordinance prohibits a physician from performing an
abortion until 24 hours after the pregnant woman signs a consent form. 1870.07.42 The District Court upheld this provision on the ground that
it furthered Akron's interest in ensuring "that a woman's abortion decision is
made after careful consideration of all the facts applicable to her particular
[462 U.S. 416, 450] situation." 479 F.
Supp., at 1204. The Court of Appeals reversed, finding that the inflexible
waiting period had "no medical basis," and that careful consideration of the
abortion decision by the woman "is beyond the state's power to require." 651
F.2d, at 1208. We affirm the Court of Appeals' judgment.
The District Court found that the mandatory 24-hour waiting period increases
the cost of obtaining an abortion by requiring the woman to make two separate
trips to the abortion facility. See 479 F. Supp., at 1204. Plaintiffs also
contend that because of scheduling difficulties the effective delay may be
longer than 24 hours, and that such a delay in some cases could increase the
risk of an abortion. Akron denies that any significant health risk is created by
a 24-hour waiting period, and argues that a brief period of delay - with the
opportunity for reflection on the counseling received - often will be beneficial
to the pregnant woman.
We find that Akron has failed to demonstrate that any legitimate state
interest is furthered by an arbitrary and inflexible waiting period. There is no
evidence suggesting that the abortion procedure will be performed more safely.
Nor are we convinced that the State's legitimate concern that the woman's
decision be informed is reasonably served by requiring a 24-hour delay as a
matter of course. The decision whether to proceed with an abortion is one as to
which it is important to "affor[d] the physician adequate discretion in the
exercise of his medical judgment." Colautti v. Franklin, 439 U.S., at 387. In
accordance with the ethical standards of the profession, a physician will advise
the patient to defer the abortion when he thinks this will be beneficial to her.43
But if a woman, after appropriate counseling, is prepared
[462 U.S. 416, 451] to give her written informed consent and proceed with
the abortion, a State may not demand that she delay the effectuation of that
decision.
VII
Section 1870.16 of the Akron ordinance requires physicians
performing abortions to "insure that the remains of the unborn child are
disposed of in a humane and sanitary manner." The Court of Appeals found that
the word "humane" was impermissibly vague as a definition of conduct subject to
criminal prosecution. The court invalidated the entire provision, declining to
sever the word "humane" in order to uphold the requirement that disposal be
"sanitary." See 651 F.2d, at 1211. We affirm this judgment.
Akron contends that the purpose of 1870.16 is simply "`to preclude the
mindless dumping of aborted fetuses onto garbage piles.'" Planned Parenthood
Assn. v. Fitzpatrick, 401 F. Supp. 554, 573 (ED Pa. 1975) (three-judge court)
(quoting State's characterization of legislative purpose), summarily aff'd sub
nom. Franklin v. Fitzpatrick, 428 U.S. 901 (1976).44
It is far from clear, however, that this provision has such a limited intent.
The phrase "humane and sanitary" does, as the Court of Appeals noted, suggest a
possible intent to "mandate some sort of `decent burial' of an embryo at the
earliest stages of formation." 651 F.2d, at 1211. This level of uncertainty is
fatal where criminal liability is imposed. See Colautti v. Franklin, supra, at
396. Because 1870.16 fails to give a physician "fair notice that his
contemplated conduct is forbidden," United States v. Harriss,
[462 U.S. 416, 452]
347 U.S. 612, 617 (1954), we agree that it violates the Due Process Clause.45
VIII
We affirm the judgment of the Court of Appeals invalidating
those sections of Akron's "Regulations of Abortions" ordinance that deal with
parental consent, informed consent, a 24-hour waiting period, and the disposal
of fetal remains. The remaining portion of the judgment, sustaining Akron's
requirement that all second-trimester abortions be performed in a hospital, is
reversed.
It is so ordered.
Footnotes
[Footnote 1] There are especially
compelling reasons for adhering to stare decisis in applying the principles of
Roe v. Wade. That case was considered with special care. It was first argued
during the 1971 Term, and reargued - with extensive briefing - the following
Term. The decision was joined by THE CHIEF JUSTICE and six other Justices. Since
Roe was decided in January 1973, the Court repeatedly and consistently has
accepted and applied the basic principle that a woman has a fundamental right to
make the highly personal choice whether or not to terminate her pregnancy. See
Connecticut v. Menillo, 423 U.S. 9 (1975); Planned Parenthood of Central
Missouri v. Danforth, 428 U.S. 52 (1976); Bellotti v. Baird, 428 U.S. 132
(1976); Beal v. Doe, 432 U.S. 438 (1977); Maher v. Roe, 432 U.S. 464 (1977);
Colautti v. Franklin, 439 U.S. 379 (1979); Bellotti v. Baird, 443 U.S. 622
(1979); Harris v. McRae, 448 U.S. 297 (1980); H. L. v. Matheson, 450 U.S. 398
(1981).
Today, however, the dissenting opinion rejects the basic premise of Roe and
its progeny. The dissent stops short of arguing flatly that Roe should be
overruled. Rather, it adopts reasoning that, for all practical purposes, would
accomplish precisely that result. The dissent states that "[e]ven assuming that
there is a fundamental right to terminate pregnancy in some situations," the
State's compelling interests in maternal health and potential human life "are
present throughout pregnancy." Post, at 459 (emphasis in original). The
existence of these compelling interests turns out to be largely unnecessary,
however, for the dissent does not think that even one of the numerous abortion
regulations at issue imposes a sufficient burden on the "limited" fundamental
right, post, at 465, n. 10, to require heightened scrutiny. Indeed, the dissent
asserts that, regardless of cost, "[a] health regulation, such as the
hospitalization requirement, simply does not rise to the level of `official
interference' with the abortion decision." Post, at 467 (quoting Harris v.
McRae, supra, at 328 (WHITE, J., concurring)). The dissent therefore would hold
that a requirement that all abortions be performed in an acute-care, general
hospital does not impose an unacceptable burden on the abortion decision. It
requires no great familiarity with the cost and limited availability of such
hospitals to appreciate that the effect of the dissent's views would be to drive
the performance of many abortions back underground free of effective regulation
and often without the attendance of a physician.
In sum, it appears that the dissent would uphold virtually any abortion
regulation under a rational-basis test. It also appears that even where [462 U.S. 416, 421] heightened scrutiny is deemed
appropriate, the dissent would uphold virtually any abortion-inhibiting
regulation because of the State's interest in preserving potential human life.
See post, at 474 (arguing that a 24-hour waiting period is justified in part
because the abortion decision "has grave consequences for the fetus"). This
analysis is wholly incompatible with the existence of the fundamental right
recognized in Roe v. Wade.
[Footnote 2] The ordinance was prefaced by
several findings:
"WHEREAS, the citizens of Akron are entitled to the highest standard of
health care; and
"WHEREAS, abortion is a major surgical procedure which can result in
complications, and adequate equipment and personnel should be required for
its safe performance in order to insure the highest standards of care for
the protection of the life and health of the pregnant woman; and
"WHEREAS, abortion should be performed only in a hospital or in such other
special outpatient facility offering the maximum safeguards to the life and
health of the pregnant woman; and
"WHEREAS, it is the finding of Council that there is no point in time
between the union of sperm and egg, or at least the blastocyst stage and the
birth of the infant at which point we can say the unborn child is not a
human life, and that the changes occurring between implantation, a six-weeks
embryo, a six-month fetus, and a one-week-old child, or a mature adult are
merely stages of development and maturation; and
"WHEREAS, traditionally the physician has been responsible for the welfare
of both the pregnant woman and her unborn child, and that while situations
of conflict may arise between a pregnant woman's health interests and the
welfare of her unborn child, the resolution of such conflicts by inducing
abortion in no way implies that the physician has an adversary relationship
towards the unborn child; and
"WHEREAS, Council therefore wishes to affirm that the destruction of the
unborn child is not the primary purpose of abortion and that consequently
Council recognizes a continuing obligation on the part of the physician
towards the survival of a viable unborn child where this obligation can be
discharged without additional hazard to the health of the pregnant woman;
and
"WHEREAS, Council, after extensive public hearings and investigations
concludes that enactment of this ordinance is a reasonable and prudent
action which will significantly contribute to the preservation of the public
life, health, safety, morals, and welfare." Akron Ordinance No. 160-1978.
[Footnote 3] "1870.03 ABORTION IN HOSPITAL
"No person shall perform or induce an abortion upon a pregnant woman
subsequent to the end of the first trimester of her pregnancy, unless such
abortion is performed in a hospital."
Section 1870.01(B) defines "hospital" as "a general hospital or special
hospital devoted to gynecology or obstetrics which is accredited by the Joint
Commission on Accreditation of Hospitals or by the American Osteopathic
Association."
[Footnote 4] "1870.05 NOTICE AND CONSENT
"(A) No physician shall perform or induce an abortion upon an unmarried
pregnant woman under the age of 18 years without first having given at least
twenty-four (24) hours actual notice to one of the parents or the legal
guardian of the minor pregnant woman as to the intention to perform such
abortion, or if such parent or guardian cannot be reached after a reasonable
effort to find him or her, without first having given at least seventy-two
(72) hours constructive notice to one of the parents or the legal guardian
of the minor pregnant woman by certified mail to the last known address of
one of the parents or guardian, computed from the time of mailing, unless
the abortion is ordered by a court having jurisdiction over such minor
pregnant woman.
"(B) No physician shall perform or induce an abortion upon a minor pregnant
woman under the age of fifteen (15) years without first having obtained the
informed written consent of the minor pregnant woman in accordance with
Section 1870.06 of this Chapter, and
"(1) First having obtained the informed written consent of one of her
parents or her legal guardian in accordance with Section 1870.06 of this
Chapter, or
"(2) The minor pregnant woman first having obtained an order from a court
having jurisdiction over her that the abortion be performed or induced."
[Footnote 5] "1870.06 INFORMED CONSENT
"(A) An abortion otherwise permitted by law shall be performed or induced
only with the informed written consent of the pregnant woman, and one of her
parents or her legal guardian whose consent is required in accordance with
Section 1870.05(B) of this Chapter, given freely and without coercion.
"(B) In order to insure that the consent for an abortion is truly informed
consent, an abortion shall be performed or induced upon a pregnant woman
only after she, and one of her parents or her legal guardian whose consent
is required in accordance with Section 1870.05(B) of this Chapter, have been
orally informed by her attending physician of the following facts, and have
signed a consent form acknowledging that she, and the parent or legal
guardian where applicable, have been informed as follows:
"(1) That according to the best judgment of her attending physician she is
pregnant.
"(2) The number of weeks elapsed from the probable time of the conception
of her unborn child, based upon the information provided by her as to the
time of her last menstrual period or after a history and physical
examination and appropriate laboratory tests.
"(3) That the unborn child is a human life from the moment of conception
and that there has been described in detail the anatomical and physiological
characteristics of the particular unborn child at the gestational point of
development at which time the abortion is to be performed, including, but
not limited to, appearance, mobility, tactile sensitivity, including pain,
perception or response, brain and heart function, the presence of internal
organs and the presence of external members.
"(4) That her unborn child may be viable, and thus capable of surviving
outside of her womb, if more than twenty-two (22) weeks have elapsed from
the time of conception, and that her attending physician has a legal
obligation to take all reasonable steps to preserve the life and health of
her viable unborn child during the abortion.
"(5) That abortion is a major surgical procedure which can result in
serious complications, including hemorrhage, perforated uterus, infection,
menstrual disturbances, sterility and miscarriage and prematurity in
subsequent pregnancies; and that abortion may leave essentially unaffected
or may worsen any existing psychological problems she may have, and can
result in severe emotional disturbances. [462
U.S. 416, 424]
"(6) That numerous public and private agencies and services are
available to provide her with birth control information, and that her
physician will provide her with a list of such agencies and the services
available if she so requests.
"(7) That numerous public and private agencies and services are available
to assist her during pregnancy and after the birth of her child, if she
chooses not to have the abortion, whether she wishes to keep her child or
place him or her for adoption, and that her physician will provide her with
a list of such agencies and the services available if she so requests.
"(C) At the same time the attending physician provides the information
required by paragraph (B) of this Section, he shall, at least orally, inform
the pregnant woman, and one of her parents or her legal guardian whose
consent is required in accordance with Section 1870.05(B) of this Chapter,
of the particular risks associated with her own pregnancy and the abortion
technique to be employed including providing her with at least a general
description of the medical instructions to be followed subsequent to the
abortion in order to insure her safe recovery, and shall in addition provide
her with such other information which in his own medical judgment is
relevant to her decision as to whether to have an abortion or carry her
pregnancy to term.
"(D) The attending physician performing or inducing the abortion shall
provide the pregnant woman, or one of her parents or legal guardian signing
the consent form where applicable, with a duplicate copy of the consent form
signed by her, and one of her parents or her legal guardian where
applicable, in accordance with paragraph (B) of this Section."
[Footnote 6] "1870.07 WAITING PERIOD
"No physician shall perform or induce an abortion upon a pregnant woman
until twenty-four (24) hours have elapsed from the time the pregnant woman,
and one of her parents or her legal guardian whose consent is required in
accordance with Section 1870.05(B) of this Chapter, have signed the consent
form required by Section 1870.06 of this Chapter, and the physician so
certifies in writing that such time has elapsed."
[Footnote 7] "1870.16 DISPOSAL OF REMAINS
"Any physician who shall perform or induce an abortion upon a pregnant
woman shall insure that the remains of the unborn child are disposed of in a
humane and sanitary manner."
[Footnote 8] "1870.19 SEVERABILITY
"Should any provision of this Chapter be construed by any court of law to
be invalid, illegal, unconstitutional, or otherwise unenforcible, such
invalidity, illegality, unconstitutionality, or unenforcibility shall not
extend to any other provision or provisions of this Chapter."
[Footnote 9] Compare Planned Parenthood
Assn. of Kansas City, Mo., Inc. v. Ashcroft, 655 F.2d 848 (CA8), supplemented,
664 F.2d 687 (CA8 1981) (invalidating hospital requirement), with Simopoulos v.
Commonwealth, 221 Va. 1059, 277 S. E. 2d 194 (1981) (upholding hospital
requirement). Numerous States require that second-trimester abortions be
performed in hospitals. See Brief for Americans United for Life as Amicus Curiae
in Simopoulos v. Virginia, O. T. 1982, No. 81-185, p. 4, n. 1 (listing 23
States).
[Footnote 10] In addition, the Court
repeatedly has recognized that, in view of the unique status of children under
the law, the States have a "significant" [462 U.S. 416, 428] interest in certain abortion
regulations aimed at protecting children "that is not present in the case of an
adult." Planned Parenthood of Central Missouri v. Danforth, 428 U.S., at 75. See
Carey v. Population Services International, 431 U.S. 678, 693, n. 15 (1977)
(plurality opinion). The right of privacy includes "independence in making
certain kinds of important decisions," Whalen v. Roe, 429 U.S. 589, 599-600
(1977), but this Court has recognized that many minors are less capable than
adults of making such important decision. See Bellotti v. Baird, 443 U.S., at
633-635 (Bellotti II) (plurality opinion); Danforth, supra, at 102 (STEVENS, J.,
concurring in part and dissenting in part). Accordingly, we have held that the
States have a legitimate interest in encouraging parental involvement in their
minor children's decision to have an abortion. See H. L. v. Matheson, 450 U.S.
398 (1981) (parental notice); Bellotti II, supra, at 639, 648 (plurality
opinion) (parental consent). A majority of the Court, however, has indicated
that these state and parental interests must give way to the constitutional
right of a mature minor or of an immature minor whose best interests are
contrary to parental involvement. See, e. g., Matheson, 450 U.S., at 420
(POWELL, J., concurring); id., at 450-451 (MARSHALL, J., dissenting). The
plurality in Bellotti II concluded that a State choosing to encourage parental
involvement must provide an alternative procedure through which a minor may
demonstrate that she is mature enough to make her own decision or that the
abortion is in her best interest. See Bellotti II, supra, at 643-644.
[Footnote 11] Roe identified the end of
the first trimester as the compelling point because until that time - according
to the medical literature available in 1973 - "mortality in abortion may be less
than mortality in normal childbirth." 410 U.S., at 163. There is substantial
evidence that developments in the past decade, particularly the development of a
much safer method for performing second-trimester abortions, see infra, at
435-437, have extended the period in which abortions are safer than childbirth.
See, e. g., LeBolt, Grimes, & Cates, Mortality From Abortion and Childbirth: Are
the Populations Comparable?, 248 J. A. M. A. 188, 191 (1982) (abortion may be
safer than childbirth up to gestational ages of 16 weeks).
We think it prudent, however, to retain Roe's identification of the beginning
of the second trimester as the approximate time at which the State's interest in
maternal health becomes sufficiently compelling to justify significant
regulation of abortion. We note that the medical evidence suggests that until
approximately the end of the first trimester, the State's interest in maternal
health would not be served by regulations that restrict the manner in which
abortions are performed by a licensed physician. See, e. g., American College of
Obstetricians and Gynecologists (ACOG), Standards for Obstetric-Gynecologic
Services 54 (5th ed. 1982) (hereinafter ACOG Standards) (uncomplicated abortions
generally may be performed in a physician's office or an outpatient clinic up to
14 weeks from the first day of the last menstrual period); ACOG Technical
Bulletin No. 56, Methods of Mid-Trimester Abortion 4 (Dec. 1979) ("Regardless of
advances in abortion technology, midtrimester terminations will likely remain
more hazardous, expensive, and emotionally disturbing for women than earlier
abortions").
The Roe trimester standard thus continues to provide a reasonable legal
framework for limiting a State's authority to regulate abortions. Where the
State adopts a health regulation governing the performance of abortions during
the second trimester, the determinative question should be whether there is a
reasonable medical basis for the regulation. See Roe, 410 U.S., at 163. The
comparison between abortion and childbirth mortality rates may be relevant only
where the State employs a health rationale as a justification for a complete
prohibition on abortions in certain circumstances. See Danforth, supra, at 78-79
(invalidating state ban on saline abortions, a method that was "safer, with
respect to maternal mortality, than even continuation of the pregnancy until
normal childbirth").
[Footnote 12] Of course, the State
retains an interest in ensuring the validity of Roe's factual assumption that
"the first trimester abortion [is] as safe for the woman as normal childbirth at
term," an assumption that "holds true only if the abortion is performed by
medically competent personnel under conditions insuring maximum safety for the
woman." Connecticut v. Menillo, 423 U.S. 9, 11 (1975) (per curiam). On this
basis, for example, it is permissible for the States to impose criminal
sanctions on the performance of an abortion by a nonphysician. Ibid.
[Footnote 13] For example, we concluded
that recordkeeping, "if not abused or overdone, can be useful to the State's
interest in protecting the health of its female citizens, and may be a resource
that is relevant to decisions involving medical experience and judgment." 428
U.S., at 81. See infra, at 443-445 (discussing the State's interest in requiring
informed consent).
[Footnote 14] "Examples of permissible
state regulation in this area are requirements as to the qualifications of the
person who is to perform the abortion; as to the licensure of that person; as to
the facility in which the procedure is to be performed, that is, whether it must
be a hospital or may be a clinic or some other place of less-than-hospital
status; as to the licensing of the facility; and the like." Roe, supra, at
163-164.
[Footnote 15] The Akron ordinance does
not define "first trimester," but elsewhere suggests that the age of the fetus
should be measured from the date of conception. See 1870.06(B)(2) (physician
must inform woman of the number of weeks elapsed since conception);
1870.06(B)(4) (physician must inform woman that a fetus may be viable after 22
weeks from conception). An average pregnancy lasts approximately 38 weeks from
the time of conception or, as more commonly measured, 40 weeks from the
beginning of the woman's last menstrual period. Under both methods there may be
more than a 2-week deviation either way.
Because of the approximate nature of these measurements, there is no certain
method of delineating "trimesters." Frequently, the first trimester is estimated
as 12 weeks following conception, or 14 weeks following the last menstrual
period. We need not attempt to draw a precise line, as this Court - for purposes
of analysis - has identified the "compelling point" for the State's interest in
health as "approximately the end of the first trimester."
[462 U.S. 416, 432]
Roe, 410 U.S., at 163. Unless otherwise indicated, all references in this
opinion to gestational age are based on the time from the beginning of the last
menstrual period.
[Footnote 16] The Joint Commission on
Accreditation of Hospitals (JCAH), for example, has established guidelines for
the following services: dietetic, emergency, home care, nuclear medicine,
pharmaceutical, professional library, rehabilitation, social work, and special
care. See generally JCAH, Accreditation Manual for Hospitals, 1983 Edition
(1982).
[Footnote 17] Akron's ordinance
distinguishes between "hospitals" and outpatient clinics. Section 1870.02
provides that even first-trimester abortions must be performed in "a hospital or
an abortion facility." "Abortion facility" is defined as "a clinic, physician's
office, or any other place or facility in which abortions are performed, other
than a hospital." 1870.01(G).
[Footnote 18] The Court of Appeals
believed that it was bound by Gary-Northwest Indiana Women's Services, Inc. v.
Bowen, 496 F. Supp. 894 (ND Ind. 1980) (three-judge court), summarily aff'd sub
nom. Gary-Northwest Indiana Women's Services, Inc. v. Orr, 451 U.S. 934 (1981),
in which an Indiana second-trimester hospitalization requirement was upheld.
Although the District Court in that case found that "Roe does not render the
constitutionality of second trimester regulations subject to either the
availability of abortions or the improvements in medical techniques and skills,"
496 F. Supp., at 901-902, it also rested the decision on the alternative ground
that the plaintiffs had failed to provide evidence to support their theory that
it was unreasonable to require hospitalization for dilatation and evacuation
abortions performed early in the second trimester. See id., at 902-903. Our
summary affirmance therefore is not binding precedent on the hospitalization
issue. See Illinois State Board of Elections v. Socialist Workers Party, 440
U.S. 173, 180-181, 182-183 (1979).
[Footnote 19] We also found that the
additional requirement that the licensed hospital be accredited by the JCAH was
"not `based on differences that are reasonably related to the purposes of the
Act in which it is found.'" Doe, 410 U.S., at 194 (quoting Morey v. Doud, 354
U.S. 457, 465 (1957)). We concluded that, in any event, Georgia's hospital
requirement was invalid because it applied to first-trimester abortions.
[Footnote 20] National statistics
indicate a similar cost difference. In 1978 the average clinic charged $284 for
a D&E abortion, whereas the average hospital charge was $435. The hospital
charge did not include the physician's fee, which ran as high as $300. See
Rosoff, The Availability of Second-Trimester Abortion Services in the United
States, published in Second-Trimester Abortion: Perspectives After a Decade of
Experience 35 (G. Berger, W. Brenner, & L. Keith eds. 1981) (hereinafter
Second-Trimester Abortion).
[Footnote 21] The Akron situation is not
unique. In many areas of this country, few, if any, hospitals perform
second-trimester abortions. See, e. g., Planned Parenthood Assn. of Kansas City,
Mo., Inc. v. Ashcroft, 664 F.2d, at 689 (second-trimester D&E abortions
available at only one hospital in Missouri); Wolfe v. Stumbo, 519 F. Supp. 22,
23 (WD Ky. 1980) (no elective post-first-trimester abortion performed in
Kentucky hospitals); Margaret S. v. Edwards, 488 F. Supp. 181, 192 (ED La. 1980)
(no hospitals in Louisiana perform abortions after first trimester).
[Footnote 22] The death-to-case ratio
for all second-trimester abortions in this country fell from 14.4 deaths per
100,000 abortions in 1972 to 7.6 per 100,000 in 1977. See Tyler, Cates, Schulz,
Selik, & Smith, Second-Trimester Induced Abortion in the United States,
published in Second-Trimester Abortion 17-20.
[Footnote 23] At the time Roe was
decided, the D&E procedure was used only to perform first-trimester abortions.
[Footnote 24] Instillation procedures,
the primary means of performing a second-trimester abortion before the
development of D&E, generally cannot be performed until approximately the 16th
week of pregnancy because until that time the amniotic sac is too small. See
Grimes & Cates, Dilatation and Evacuation, published in Second-Trimester
Abortion 121.
[Footnote 25] See also Planned
Parenthood Assn. of Kansas City, Mo., Inc. v. Ashcroft, supra, at 690, n. 6
(discussing testimony by Dr. Willard Cates, Chief of Federal Abortion
Surveillance for the National Centers for Disease Control, that D&E
second-trimester abortions are as safely performed outside of hospitals up to
the 16th week); APHA Recommended Guide 654 (outpatient D&E is safer than all
in-hospital non-D&E abortion procedures during the second trimester).
[Footnote 26] At trial Akron relied
largely on the former position of the various medical organizations concerning
hospitalization during the second trimester. See 651 F.2d, at 1209. The revised
position of the ACOG did not occur until after trial.
Akron also argues that the safety of nonhospital D&E abortions depends on
adherence to minimum standards such as those adopted by ACOG for free-standing
surgical facilities, see ACOG Standards 51-62, and that there is no evidence
that plaintiffs' clinics operate in this manner. But the issue in this
litigation is not whether these clinics would meet such
[462 U.S. 416, 438] standards if they were prescribed by the city.
Rather, Akron has gone much further by banning all second-trimester abortions in
all clinics, a regulation that does not reasonably further the city's interest
in promoting health. We continue to hold, as we did in Doe v. Bolton, that a
State may, "from and after the end of the first trimester, adopt standards for
licensing all facilities where abortions may be performed so long as those
standards are legitimately related to the objective the State seeks to
accomplish." 410 U.S., at 194-195. This includes standards designed to correct
any deficiencies that Akron reasonably believes exist in the clinics' present
operation.
[Footnote 27] The city thus implies that
its hospital requirement may be sustained because it is reasonable as applied to
later D&E abortions or to all second-trimester instillation abortions. We do not
hold today that a State in no circumstances may require that some abortions be
performed in a full-service hospital. Abortions performed by D&E are much safer,
up to a point in the development of the fetus, than those performed by
instillation methods. See Cates & Grimes, Morbidity and Mortality, published in
Second-Trimester Abortion 166-169. The evidence before us as to the need for
hospitalization concerns only the D&E method performed in the early weeks of the
second trimester. See 651 F.2d, at 1208-1210.
[Footnote 28] In the United States
during 1978, 82.1% of all abortions from 13-15 weeks and 24.6% of all abortions
from 16-20 weeks were performed by the D&E method. See Department of Health and
Human Services, Centers for Disease Control, Abortion Surveillance: Annual
Summary 1978, Table 14, p. 43 (1980).
[Footnote 29] The Court of Appeals
upheld 1870.05(A)'s notification requirement. See 651 F.2d, at 1206. The
validity of this ruling has not been challenged in this Court.
[Footnote 30] The Court's primary
holding in Matheson was that the pregnant minor who questioned Utah's abortion
consent requirement on the ground that it impermissibly applied to mature or
emancipated minors lacked standing to raise that argument since she had not
alleged that she or any member of her class was mature or emancipated. 450 U.S.,
at 406. No such standing problem exists here, however, as the physician
plaintiff, who is subject to potential criminal liability for failure to comply
with the requirements of 1870.05(B), has standing to raise the claims of his
minor patients. See [462 U.S. 416, 441] Danforth, 428 U.S., at 62;
Doe v. Bolton, 410 U.S., at 188-189; Bellotti II, 443 U.S., at 627, n. 5
(plurality opinion).
[Footnote 31] The Ohio Juvenile Court
has jurisdiction over any child "alleged to be a juvenile traffic offender,
delinquent, unruly, abused, neglected, or dependent." Ohio Rev. Code Ann.
2151.23 (Supp. 1982). The only category that arguably could encompass a pregnant
minor desiring an abortion would be the "neglected" child category. A neglected
child is defined as one "[w]hose parents, guardian or custodian neglects or
refuses to provide him with proper or necessary subsistence, education, medical
or surgical care, or other care necessary for his health, morals, or well
being." 2151.03. Even assuming that the Ohio courts would construe these
provisions as permitting a minor to obtain judicial approval for the "proper or
necessary . . . medical or surgical care" of an abortion, where her parents had
refused to provide that care, the statute makes no provision for a mature or
emancipated minor completely to avoid hostile parental involvement by
demonstrating to the satisfaction of the court that she is capable of exercising
her constitutional right to choose an abortion. On the contrary, the statute
requires that the minor's parents be notified once a petition has been filed,
2151.28, a requirement that in the case of a mature minor seeking an abortion
would be unconstitutional. See H. L. v. Matheson, 450 U.S., at 420 (POWELL, J.,
concurring); id., at 428, n. 3 (MARSHALL, J., dissenting).
[Footnote 32] In particular, we have
emphasized that a State's interest in protecting immature minors and in
promoting family integrity gives it a special interest in ensuring that the
abortion decision is made with understanding and after careful deliberation.
See, e. g., H. L. v. Matheson, 450 U.S., at 411; id., at 419-420 (POWELL, J.,
concurring); id., at 421-424 (STEVENS, J., concurring in judgment).
[Footnote 33] A State is not always
foreclosed from asserting an interest in whether pregnancies end in abortion or
childbirth. In Maher v. Roe, 432 U.S. 464 (1977), and Harris v. McRae, 448 U.S.
297 (1980), we upheld governmental spending statutes that reimbursed indigent
women for childbirth but not abortion. This legislation to further an interest
in preferring childbirth over abortion was permissible, however, only because it
did not add any "restriction on access to abortions that was not already there."
Maher, supra, at 474.
[Footnote 34] This description must
include, but not be limited to, "appearance, mobility, tactile sensitivity,
including pain, perception or response, brain and heart function, the presence
of internal organs and the presence of external members." The District Court
found that "there was much evidence that it is impossible to determine many of
[these] items, . . . such as the `unborn child's' sensitivity to pain." 479 F.
Supp., at 1203.
[Footnote 35] The District Court found
that "there was much evidence that rather than being `a major surgical
procedure' as the physician is required to state . . ., an abortion generally is
considered a `minor surgical procedure.'" Ibid.
[Footnote 36] Section 1870.06(B)(5)
requires the physician to state
"[t]hat abortion is a major surgical procedure which can result in serious
complications, including hemorrhage, perforated uterus, infection, menstrual
disturbances, sterility and miscarriage and prematurity in subsequent
pregnancies; and that abortion may leave essentially unaffected or may
worsen any existing psychological problems she may have, and can result in
severe emotional disturbances."
[Footnote 37] Akron has made little
effort to defend the constitutionality of 1870.06(B)(3), (4), and (5), but
argues that the remaining four subsections of the provision are valid and
severable. These four subsections require that the patient be informed by the
attending physician of the fact that she is pregnant, 1870.06(B)(1), the
gestational age of the fetus, 1870.06(B)(2), the availability of information on
birth control and [462 U.S. 416, 446]
adoption, 1870.06(B)(6), and the availability of assistance during pregnancy and
after childbirth, 1870.06(B)(7). This information, to the extent it is accurate,
certainly is not objectionable, and probably is routinely made available to the
patient. We are not persuaded, however, to sever these provisions from the
remainder of 1870.06(B). They require that all of the information be given
orally by the attending physician when much, if not all of it, could be given by
a qualified person assisting the physician. See infra, at 448-449.
[Footnote 38] We do not suggest that
appropriate counseling consists simply of a recital of pertinent medical facts.
On the contrary, it is clear that the needs of patients for information and an
opportunity to discuss the abortion decision will vary considerably. It is not
disputed that individual counseling should be available for those persons who
desire or need it. See, e. g., National Abortion Federation Standards 1 (1981)
(hereinafter NAF Standards); Planned Parenthood of Metropolitan Washington,
D.C., Inc., Guidelines for Operation, Maintenance, and Evaluation of First
Trimester Outpatient Abortion Facilities 5 (1980). Such an opportunity may be
especially important for minors alienated or separated from their parents. See
APHA Recommended Guide 654. Thus, for most patients, mere provision of a printed
statement of relevant information is not counseling.
[Footnote 39] This Court's consistent
recognition of the critical role of the physician in the abortion procedure has
been based on the model of the competent, conscientious, and ethical physician.
See Doe, 410 U.S., at 196-197. We have no occasion in this case to consider
conduct by physicians that may [462 U.S. 416,
449] depart from this model. Cf. Danforth, 428 U.S., at 91-92, n. 2
(Stewart, J., concurring).
[Footnote 40] Cf. ACOG Standards 54 ("If
counseling has been provided elsewhere, the physician performing the abortion
should verify that the counseling has taken place").
[Footnote 41] The importance of
well-trained and competent counselors is not in dispute. See, e. g., APHA
Recommended Guide 654 ("Abortion counselors may be highly skilled physicians as
well as trained, sympathetic individuals working under appropriate
supervision"); NAF Standards 2 (counselors must be trained initially at least in
the following subjects: "sexual and reproductive health; abortion technology;
contraceptive technology; short-term counseling skills; community resources and
referrals; informed consent; agency policies and practices").
[Footnote 42] This provision does not
apply if the physician certifies in writing that "there is an emergency need for
an abortion to be performed or induced such that continuation of the pregnancy
poses an immediate threat and grave risk to the life or physical health of the
pregnant woman." 1870.12.
[Footnote 43] The ACOG recommends that a
clinic allow "sufficient time for reflection prior to making an informed
decision." ACOG Standards 54. In contrast to 1870.07's mandatory waiting period,
this standard recognizes that the time needed for consideration of the decision
varies depending on [462 U.S. 416, 451]
the particular situation of the patient and how much prior counseling she has
received.
[Footnote 44] In Fitzpatrick the
District Court accepted Pennsylvania's contention that its statute governing the
"humane" disposal of fetal remains was designed only to prevent such "mindless
dumping." That decision is distinguishable because the statute did not impose
criminal liability, but merely provided for the promulgation of regulations to
implement the disposal requirement. See 401 F. Supp., at 572-573.
[Footnote 45] We are not persuaded by
Akron's argument that the word "humane" should be severed from the statute. The
uncertain meaning of the phrase "humane and sanitary" leaves doubt as to whether
the city would have enacted 1870.16 with the word "sanitary" alone. Akron
remains free, of course, to enact more carefully drawn regulations that further
its legitimate interest in proper disposal of fetal remains.
JUSTICE O'CONNOR, with whom JUSTICE WHITE and JUSTICE REHNQUIST join,
dissenting.
In Roe v. Wade, 410 U.S. 113 (1973), the Court held that the "right of
privacy . . . founded in the Fourteenth Amendment's concept of personal liberty
and restrictions upon state action . . . is broad enough to encompass a woman's
decision whether or not to terminate her pregnancy." Id., at 153. The parties in
these cases have not asked the Court to re-examine the validity of that holding
and the court below did not address it. Accordingly, the Court does not
re-examine its previous holding. Nonetheless, it is apparent from the Court's
opinion that neither sound constitutional theory nor our need to decide cases
based on the application of neutral principles can accommodate an analytical
framework that varies according to the "stages" of pregnancy, where those
stages, and their concomitant standards of review, differ according to the level
of medical technology available when a particular challenge to state regulation
occurs. The Court's analysis of the Akron regulations is inconsistent both with
[462 U.S. 416, 453] the methods of analysis employed in previous cases
dealing with abortion, and with the Court's approach to fundamental rights in
other areas.
Our recent cases indicate that a regulation imposed on "a lawful abortion `is
not unconstitutional unless it unduly burdens the right to seek an abortion.'"
Maher v. Roe, 432 U.S. 464, 473 (1977) (quoting Bellotti v. Baird, 428 U.S. 132,
147 (1977) (Bellotti I)). See also Harris v. McRae, 448 U.S. 297, 314 (1980). In
my view, this "unduly burdensome" standard should be applied to the challenged
regulations throughout the entire pregnancy without reference to the particular
"stage" of pregnancy involved. If the particular regulation does not "unduly
burde[n]" the fundamental right, Maher, supra, at 473, then our evaluation of
that regulation is limited to our determination that the regulation rationally
relates to a legitimate state purpose. Irrespective of what we may believe is
wise or prudent policy in this difficult area, "the Constitution does not
constitute us as `Platonic Guardians' nor does it vest in this Court the
authority to strike down laws because they do not meet our standards of
desirable social policy, `wisdom,' or `common sense.'" Plyler v. Doe, 457 U.S.
202, 242 (1982) (BURGER, C. J., dissenting).
I
The trimester or "three-stage" approach adopted by the Court
in Roe,1 and, in a modified form, employed
by the [462 U.S. 416, 454]
Court to analyze the regulations in these cases, cannot be supported as a
legitimate or useful framework for accommodating the woman's right and the
State's interests. The decision of the Court today graphically illustrates why
the trimester approach is a completely unworkable method of accommodating the
conflicting personal rights and compelling state interests that are involved in
the abortion context.
As the Court indicates today, the State's compelling interest in maternal
health changes as medical technology changes, and any health regulation must not
"depart from accepted medical practice." Ante, at 431.2 In applying this standard, the Court holds that "the safety of
second-trimester abortions has increased dramatically" since 1973, when
[462 U.S. 416, 455] Roe was decided. Ante, at 435-436 (footnote omitted).
Although a regulation such as one requiring that all second-trimester abortions
be performed in hospitals "had strong support" in 1973 "as a reasonable health
regulation," ante, at 435, this regulation can no longer stand because,
according to the Court's diligent research into medical and scientific
literature, the dilation and evacuation (D&E) procedure, used in 1973 only for
first-trimester abortions, "is now widely and successfully used for
second-trimester abortions." Ante, at 436 (footnote omitted). Further, the
medical literature relied on by the Court indicates that the D&E procedure may
be performed in an appropriate nonhospital setting for "at least . . . the early
weeks of the second trimester . . . ." Ante, at 437. The Court then chooses the
period of 16 weeks of gestation as that point at which D&E procedures may be
performed safely in a nonhospital setting, and thereby invalidates the Akron
hospitalization regulation.
It is not difficult to see that despite the Court's purported adherence to
the trimester approach adopted in Roe, the lines drawn in that decision have now
been "blurred" because of what the Court accepts as technological advancement in
the safety of abortion procedure. The State may no longer rely on a "bright
line" that separates permissible from impermissible regulation, and it is no
longer free to consider the second trimester as a unit and weigh the risks posed
by all abortion procedures throughout that trimester.3 Rather, [462 U.S. 416, 456]
the State must continuously and conscientiously study contemporary medical and
scientific literature in order to determine whether the effect of a particular
regulation is to "depart from accepted medical practice" insofar as particular
procedures and particular periods within the trimester are concerned. Assuming
that legislative bodies are able to engage in this exacting task,4 it is difficult to believe that our Constitution requires that
they do it as a prelude to protecting the health of their citizens. It is even
more difficult to believe that this Court, without the resources available to
those bodies entrusted with making legislative choices, believes itself
competent to make these inquiries and to revise these standards every time the
American College of Obstetricians and Gynecologists (ACOG) or similar group
revises its views about what is and what is not appropriate medical procedure in
this area. Indeed, the ACOG Standards on which the Court relies were changed in
1982 after trial in the present cases. Before ACOG changed its Standards in
1982, it recommended that all mid-trimester abortions be performed in a
hospital. See 651 F.2d 1198, 1209 (CA6 1981). As today's decision indicates,
medical technology is changing, and this change will necessitate our continued
functioning as the Nation's "ex officio medical board with powers to approve or
disapprove medical and operative practices and standards throughout the United
States." Planned Parenthood of Central Missouri v. Danforth, 428 U.S. 52, 99
(1976) (WHITE, J., concurring in part and dissenting in part).
Just as improvements in medical technology inevitably will move forward the
point at which the State may regulate for reasons of maternal health, different
technological improvements will move backward the point of viability at which
the [462 U.S. 416, 457] State may proscribe abortions except
when necessary to preserve the life and health of the mother.
In 1973, viability before 28 weeks was considered unusual. The 14th edition
of L. Hellman & J. Pritchard, Williams Obstetrics (1971), on which the Court
relied in Roe for its understanding of viability, stated, at 493, that
"[a]ttainment of a [fetal] weight of 1,000g [or a fetal age of approximately 28
weeks' gestation] is . . . widely used as the criterion of viability." However,
recent studies have demonstrated increasingly earlier fetal viability.5 It is certainly reasonable to believe that fetal viability in
the first trimester of pregnancy may be possible in the not too distant future.
Indeed, the Court has explicitly acknowledged that Roe left the point of
viability "flexible for anticipated advancements in medical skill." Colautti v.
Franklin, 439 U.S. 379, 387 (1979). "[W]e recognized in Roe that viability was a
matter of medical [462 U.S. 416, 458] judgment, skill, and
technical ability, and we preserved the flexibility of the term." Danforth,
supra, at 64.
The Roe framework, then, is clearly on a collision course with itself. As the
medical risks of various abortion procedures decrease, the point at which the
State may regulate for reasons of maternal health is moved further forward to
actual childbirth. As medical science becomes better able to provide for the
separate existence of the fetus, the point of viability is moved further back
toward conception. Moreover, it is clear that the trimester approach violates
the fundamental aspiration of judicial decisionmaking through the application of
neutral principles "sufficiently absolute to give them roots throughout the
community and continuity over significant periods of time . . . ." A. Cox, The
Role of the Supreme Court in American Government 114 (1976). The Roe framework
is inherently tied to the state of medical technology that exists whenever
particular litigation ensues. Although legislatures are better suited to make
the necessary factual judgments in this area, the Court's framework forces
legislatures, as a matter of constitutional law, to speculate about what
constitutes "accepted medical practice" at any given time. Without the necessary
expertise or ability, courts must then pretend to act as science review boards
and examine those legislative judgments.
The Court adheres to the Roe framework because the doctrine of stare decisis
"demands respect in a society governed by the rule of law." Ante, at 420.
Although respect for stare decisis cannot be challenged, "this Court's
considered practice [is] not to apply stare decisis as rigidly in constitutional
as in nonconstitutional cases." Glidden Co. v. Zdanok, 370 U.S. 530, 543 (1962).
Although we must be mindful of the "desirability of continuity of decision in
constitutional questions . . . when convinced of former error, this Court has
never felt constrained to follow precedent. In constitutional questions, where
correction depends upon amendment and not upon legislative action this Court
throughout its history [462 U.S. 416, 459]
has freely exercised its power to reexamine the basis of its constitutional
decisions." Smith v. Allwright, 321 U.S. 649, 665 (1944) (footnote omitted).
Even assuming that there is a fundamental right to terminate pregnancy in
some situations, there is no justification in law or logic for the trimester
framework adopted in Roe and employed by the Court today on the basis of stare
decisis. For the reasons stated above, that framework is clearly an unworkable
means of balancing the fundamental right and the compelling state interests that
are indisputably implicated.
II
The Court in Roe correctly realized that the State has
important interests "in the areas of health and medical standards" and that
"[t]he State has a legitimate interest in seeing to it that abortion, like any
other medical procedure, is performed under circumstances that insure maximum
safety for the patient." 410 U.S., at 149-150. The Court also recognized that
the State has "another important and legitimate interest in protecting the
potentiality of human life." Id., at 162 (emphasis in original). I agree
completely that the State has these interests, but in my view, the point at
which these interests become compelling does not depend on the trimester of
pregnancy. Rather, these interests are present throughout pregnancy.
This Court has never failed to recognize that "a State may properly assert
important interests in safeguarding health [and] in maintaining medical
standards." Id., at 154. It cannot be doubted that as long as a state statute is
within "the bounds of reason and [does not] assum[e] the character of a merely
arbitrary fiat . . . [then] [t]he State . . . must decide upon measures that are
needful for the protection of its people . . . ." Purity Extract and Tonic Co.
v. Lynch, 226 U.S. 192, 204-205 (1912). "There is nothing in the United States
Constitution which limits the State's power to require that medical procedures
be done safely . . . ." Sendak v. [462 U.S. 416, 460] Arnold, 429 U.S. 968, 969
(1976) (WHITE, J., dissenting). "The mode and procedure of medical diagnostic
procedures is not the business of judges." Parham v. J. R., 442 U.S. 584,
607-608 (1979). Under the Roe framework, however, the state interest in maternal
health cannot become compelling until the onset of the second trimester of
pregnancy because "until the end of the first trimester mortality in abortion
may be less than mortality in normal childbirth." 410 U.S., at 163. Before the
second trimester, the decision to perform an abortion "must be left to the
medical judgment of the pregnant woman's attending physician." Id., at 164.6
The fallacy inherent in the Roe framework is apparent: just because the State
has a compelling interest in ensuring maternal safety once an abortion may be
more dangerous than childbirth, it simply does not follow that the State has no
interest before that point that justifies state regulation to ensure that
first-trimester abortions are performed as safely as possible.7
The state interest in potential human life is likewise extant throughout
pregnancy. In Roe, the Court held that [462 U.S.
416, 461]
although the State had an important and legitimate interest in protecting
potential life, that interest could not become compelling until the point at
which the fetus was viable. The difficulty with this analysis is clear:
potential life is no less potential in the first weeks of pregnancy than it is
at viability or afterward. At any stage in pregnancy, there is the potential for
human life. Although the Court refused to "resolve the difficult question of
when life begins," id., at 159, the Court chose the point of viability - when
the fetus is capable of life independent of its mother - to permit the complete
proscription of abortion. The choice of viability as the point at which the
state interest in potential life becomes compelling is no less arbitrary than
choosing any point before viability or any point afterward. Accordingly, I
believe that the State's interest in protecting potential human life exists
throughout the pregnancy.
III
Although the State possesses compelling interests in the
protection of potential human life and in maternal health throughout pregnancy,
not every regulation that the State imposes must be measured against the State's
compelling interests and examined with strict scrutiny. This Court has
acknowledged that "the right in Roe v. Wade can be understood only by
considering both the woman's interest and the nature of the State's interference
with it. Roe did not declare an unqualified `constitutional right to an
abortion' . . . . Rather, the right protects the woman from unduly burdensome
interference with her freedom to decide whether to terminate her pregnancy."
Maher, 432 U.S., at 473-474. The Court and its individual Justices have
repeatedly utilized the "unduly burdensome" standard in abortion cases.8 [462 U.S. 416, 462]
The requirement that state interference "infringe substantially" or "heavily
burden" a right before heightened scrutiny is applied is not novel in our
fundamental-rights jurisprudence, or restricted to the abortion context. In San
Antonio Independent School District v. Rodriguez, 411 U.S. 1, 37-38 (1973), we
observed that we apply "strict judicial scrutiny" only when legislation may be
said to have "`deprived,' `infringed,' or `interfered' with the free exercise of
some such fundamental personal right or liberty." If the impact of the
regulation does not rise to the level appropriate for our strict scrutiny, then
our inquiry is limited to whether the state law bears "some rational
relationship to legitimate state purposes." Id., at 40. Even in the First
Amendment context, we have required in some circumstances that state laws
"infringe substantially" on protected conduct, Gibson v. Florida Legislative
Investigation Committee, 372 U.S. 539, 545 [462
U.S. 416, 463] (1963), or that there be "a significant encroachment upon
personal liberty," Bates v. City of Little Rock, 361 U.S. 516, 524 (1960).
In Carey v. Population Services International, 431 U.S. 678 (1977), we
eschewed the notion that state law had to meet the exacting "compelling state
interest" test "`whenever it implicates sexual freedom.'" Id., at 688, n. 5.
Rather, we required that before the "strict scrutiny" standard was employed, it
was necessary that the state law "impos[e] a significant burden" on a protected
right, id., at 689, or that it "burden an individual's right to decide to
prevent conception or terminate pregnancy by substantially limiting access to
the means of effectuating that decision . . . ." Id., at 688 (emphasis added).
The Court stressed that "even a burdensome regulation may be validated by a
sufficiently compelling state interest." Id., at 686. Finally, Griswold v.
Connecticut, 381 U.S. 479, 485 (1965), recognized that a law banning the use of
contraceptives by married persons had "a maximum destructive impact" on the
marital relationship.
Indeed, the Court today follows this approach. Although the Court does not
use the expression "undue burden," the Court recognizes that even a "significant
obstacle" can be justified by a "reasonable" regulation. See ante, at 434, 435,
438.
The "undue burden" required in the abortion cases represents the required
threshold inquiry that must be conducted before this Court can require a State
to justify its legislative actions under the exacting "compelling state
interest" standard. "[A] test so severe that legislation rarely can meet it
should be imposed by courts with deliberate restraint in view of the respect
that properly should be accorded legislative judgments." Carey, supra, at 705
(POWELL, J., concurring in part and concurring in judgment).
The "unduly burdensome" standard is particularly appropriate in the abortion
context because of the nature and scope of the right that is involved. The
privacy right involved in the abortion context "cannot be said to be absolute."
Roe, [462 U.S. 416, 464] 410 U.S., at 154. "Roe did
not declare an unqualified `constitutional right to an abortion.'" Maher, 432
U.S., at 473. Rather, the Roe right is intended to protect against state action
"drastically limiting the availability and safety of the desired service," id.,
at 472, against the imposition of an "absolute obstacle" on the abortion
decision, Danforth, 428 U.S., at 70-71, n. 11, or against "official
interference" and "coercive restraint" imposed on the abortion decision, Harris,
448 U.S., at 328 (WHITE, J., concurring). That a state regulation may "inhibit"
abortions to some degree does not require that we find that the regulation is
invalid. See H. L. v. Matheson, 450 U.S. 398, 413 (1981).
The abortion cases demonstrate that an "undue burden" has been found for the
most part in situations involving absolute obstacles or severe limitations on
the abortion decision. In Roe, the Court invalidated a Texas statute that
criminalized all abortions except those necessary to save the life of the
mother. In Danforth, the Court invalidated a state prohibition of abortion by
saline amniocentesis because the ban had "the effect of inhibiting . . . the
vast majority of abortions after the first 12 weeks." 428 U.S., at 79. The Court
today acknowledges that the regulation in Danforth effectively represented "a
complete prohibition on abortions in certain circumstances." Ante, at 429, n. 11
(emphasis added). In Danforth, the Court also invalidated state regulations
requiring parental or spousal consent as a prerequisite to a first-trimester
abortion because the consent requirements effectively and impermissibly
delegated a "veto power" to parents and spouses during the first trimester of
pregnancy. In both Bellotti I, 428 U.S. 132 (1977), and Bellotti v. Baird, 443
U.S. 622 (1979) (Bellotti II), the Court was concerned with effective parental
veto over the abortion decision.9 [462 U.S. 416, 465]
In determining whether the State imposes an "undue burden," we must keep in
mind that when we are concerned with extremely sensitive issues, such as the one
involved here, "the appropriate forum for their resolution in a democracy is the
legislature. We should not forget that `legislatures are ultimate guardians of
the liberties and welfare of the people in quite as great a degree as the
courts.' Missouri, K. & T. R. Co. v. May, 194 U.S. 267, 270 (1904) (Holmes,
J.)." Maher, 432 U.S., at 479-480 (footnote omitted). This does not mean that in
determining whether a regulation imposes an "undue burden" on the Roe right we
defer to the judgments made by state legislatures. "The point is, rather, that
when we face a complex problem with many hard questions and few easy answers we
do well to pay careful attention to how the other branches of Government have
addressed the same problem." Columbia Broadcasting System, Inc. v. Democratic
National Committee, 412 U.S. 94, 103 (1973).10
[462 U.S. 416, 466]
We must always be mindful that "[t]he Constitution does not compel a state to
fine-tune its statutes so as to encourage or facilitate abortions. To the
contrary, state action `encouraging childbirth except in the most urgent
circumstances' is `rationally related to the legitimate governmental objective
of protecting potential life.' Harris v. McRae, 448 U.S., at 325. Accord, Maher
v. Roe, supra, at 473-474." H. L. v. Matheson, supra, at 413 (footnote omitted).
IV
A
Section 1870.03 of the Akron ordinance requires that
second-trimester abortions be performed in hospitals. The Court holds that this
requirement imposes a "significant obstacle" in the form of increased costs and
decreased availability of abortions, ante, at 434-435, 435, and the Court
rejects the argument offered by the State that the requirement is a reasonable
health regulation under Roe, 410 U.S., at 163. See ante, at 435-436.
For the reasons stated above, I find no justification for the trimester
approach used by the Court to analyze this restriction. I would apply the
"unduly burdensome" test and find that the hospitalization requirement does not
impose an undue burden on that decision.
The Court's reliance on increased abortion costs and decreased availability
is misplaced. As the city of Akron points out, there is no evidence in this case
to show that the two Akron hospitals that performed second-trimester abortions
denied an abortion to any woman, or that they would not permit abortion by the
D&E procedure. See Reply Brief for Petitioner in No. 81-746, p. 3. In addition,
there was no evidence presented that other hospitals in nearby areas did not
provide second-trimester abortions. Further, almost any state regulation,
including the licensing requirements [462 U.S. 416, 467] that the Court would allow, see ante,
at 437-438, n. 26, inevitably and necessarily entails increased costs for any
abortion. In Simopoulos v. Virginia, post, p. 506, the Court upholds the State's
stringent licensing requirements that will clearly involve greater cost because
the State's licensing scheme "is not an unreasonable means of furthering the
State's compelling interest in" preserving maternal health. Post, at 519.
Although the Court acknowledges this indisputably correct notion in Simopoulos,
it inexplicably refuses to apply it in this case. A health regulation, such as
the hospitalization requirement, simply does not rise to the level of "official
interference" with the abortion decision. See Harris, supra, at 328 (WHITE, J.,
concurring).
Health-related factors that may legitimately be considered by the State go
well beyond what various medical organizations have to say about the physical
safety of a particular procedure. Indeed, "all factors - physical, emotional,
psychological, familial, and the woman's age - [are] relevant to the well-being
of the patient." Doe v. Bolton, 410 U.S. 179, 192 (1973). The ACOG Standards,
upon which the Court relies, state that "[r]egardless of advances in abortion
technology, midtrimester terminations will likely remain more hazardous,
expensive, and emotionally disturbing for a woman than early abortions."
American College of Obstetricians and Gynecologists, Technical Bulletin No. 56:
Methods of Midtrimester Abortion 4 (Dec. 1979).
The hospitalization requirement does not impose an undue burden, and it is
not necessary to apply an exacting standard of review. Further, the regulation
has a "rational relation" to a valid state objective of ensuring the health and
welfare of its citizens. See Williamson v. Lee Optical Co., 348 U.S. 483, 491
(1955).11
[462 U.S. 416, 468]
B
Section 1870.05(B)(2) of the Akron ordinance provides that no
physician shall perform an abortion on a minor under 15 years of age unless the
minor gives written consent, and the physician first obtains the informed
written consent of a parent or guardian, or unless the minor first obtains "an
order from a court having jurisdiction over her that the abortion be performed
or induced." Despite the fact that this regulation has yet to be construed in
the state courts, the Court holds that the regulation is unconstitutional
because it is not "reasonably susceptible of being construed to create an
`opportunity for case-by-case evaluations of the maturity of pregnant minors.'"
Ante, at 441 (quoting Bellotti II, 443 U.S., at 643-644, n. 23 (plurality
opinion)). I believe that the Court should have abstained from declaring the
ordinance unconstitutional.
In Bellotti I, the Court abstained from deciding whether a state parental
consent provision was unconstitutional as [462
U.S. 416, 469]
applied to mature minors. The Court recognized and respected the well-settled
rule that abstention is proper "where an unconstrued state statute is
susceptible of a construction by the state judiciary `which might avoid in whole
or in part the necessity for federal constitutional adjudication, or at least
materially change the nature of the problem.'" 428 U.S., at 147 (quoting
Harrison v. NAACP, 360 U.S. 167, 177 (1959)). While acknowledging the force of
the abstention doctrine, see ante, at 440-441, the Court nevertheless declines
to apply it. Instead, it speculates that a state juvenile court might inquire
into a minor's maturity and ability to decide to have an abortion in deciding
whether the minor is being provided "`surgical care . . . necessary for his
health, morals, or well being,'" ante at 441, n. 31 (quoting Ohio Rev. Code Ann.
2151.03 (1976)). The Court ultimately rejects this possible interpretation of
state law, however, because filing a petition in juvenile court requires
parental notification, an unconstitutional condition insofar as mature minors
are concerned.
Assuming, arguendo, that the Court is correct in holding that a parental
notification requirement would be unconstitutional as applied to mature minors,12 I see no reason to assume that the Akron ordinance and the
State Juvenile Court statute compel state judges to notify the parents of a
mature minor if such notification was contrary to the minor's best interests.
Further, there is no reason to believe that the state
[462 U.S. 416, 470] courts would construe the consent requirement to
impose any type of parental or judicial veto on the abortion decisions of mature
minors. In light of the Court's complete lack of knowledge about how the Akron
ordinance will operate, and how the Akron ordinance and the State Juvenile Court
statute interact, our "`scrupulous regard for the rightful independence of state
governments'" counsels against "unnecessary interference by the federal courts
with proper and validly administered state concerns, a course so essential to
the balanced working of our federal system." Harrison v. NAACP, supra, at 176
(quoting Matthews v. Rodgers, 284 U.S. 521, 525 (1932)).
C
The Court invalidates the informed-consent provisions of
1870.06(B) and 1870.06(C) of the Akron ordinance.13 Although it finds that subsections (1), (2), (6), and (7) of
1870.06(B) are "certainly . . . not objectionable," ante, at 445-446, n. 37, it
refuses to sever those provisions from subsections (3), (4), and (5) because the
city requires that the "acceptable" information be provided by the attending
physician when "much, if not all of it, could be given by a qualified person
assisting the physician," ibid. Despite the fact that the Court finds that
1870.06(C) "properly leaves the precise nature and amount of . . . disclosure to
the physician's discretion [462 U.S. 416, 471]
and `medical judgment,'" ante, at 447, the Court also finds 1870.06(C)
unconstitutional because it requires that the disclosure be made by the
attending physician, rather than by other "qualified persons" who work at
abortion clinics.
We have approved informed-consent provisions in the past even though the
physician was required to deliver certain information to the patient. In
Danforth, the Court upheld a state informed-consent requirement because "[t]he
decision to abort, indeed, is an important, and often a stressful one, and it is
desirable and imperative that it be made with full knowledge of its nature and
consequences." 428 U.S., at 67.14 In H.
L. v. Matheson, the Court noted that the state statute in the case required that
the patient "be advised at a minimum about available adoption services, about
fetal development, and about foreseeable complications and risks of an abortion.
See Utah Code Ann. 76-7-305 (1978). In Planned Parenthood of Central Mo. v.
Danforth, 428 U.S. 52, 65-67 (1976), we rejected a constitutional attack on
written consent provisions." 450 U.S., at 400-401, n. 1. Indeed, we have held
that an informed-consent provision does not "unduly burde[n] the right to seek
an abortion." Bellotti I, .15428 U.S., at
147
The validity of subsections (3), (4), and (5) is not before the Court because
it appears that the city of Akron conceded their unconstitutionality before the
court below. See Brief [462 U.S. 416, 472]
for City of Akron in No. 79-3757 (CA6), p. 35; Reply Brief for City of Akron in
No. 79-3757 (CA6), pp. 5-9. In my view, the remaining subsections of 1870.06(B)
are separable from the subsections conceded to be unconstitutional. Section
1870.19 contains a separability clause which creates a "`presumption of
divisibility'" and places "the burden . . . on the litigant who would escape its
operation." Carter v. Carter Coal Co., 298 U.S. 238, 335 (1936) (opinion of
Cardozo, J.). Akron Center has failed to show that severance of subsections (3),
(4), and (5) would "create a program quite different from the one the
legislature actually adopted." Sloan v. Lemon, 413 U.S. 825, 834 (1973).
The remainder of 1870.06(B), and 1870.06(C), impose no undue burden or
drastic limitation on the abortion decision. The city of Akron is merely
attempting to ensure that the decision to abort is made in light of that
knowledge that the city deems relevant to informed choice. As such, these
regulations do not impermissibly affect any privacy right under the Fourteenth
Amendment.16
D
Section 1870.07 of the Akron ordinance requires a 24-hour
waiting period between the signing of a consent form and the actual performance
of the abortion, except in cases of emergency. See 1870.12. The court below
invalidated this requirement because it affected abortion decisions during the
first trimester of pregnancy. The Court affirms the decision below, not on the
ground that it affects early abortions, but because "Akron has failed to
demonstrate that any legitimate state interest is furthered by an arbitrary and
inflexible waiting [462 U.S. 416, 473]
period." Ante, at 450. The Court accepts the arguments made by Akron Center that
the waiting period increases the costs of obtaining an abortion by requiring the
pregnant woman to make two trips to the clinic, and increases the risks of
abortion through delay and scheduling difficulties. The decision whether to
proceed should be left to the physician's "`discretion in the exercise of his
medical judgment.'" Ibid. (quoting Colautti, 439 U.S., at 387).
It is certainly difficult to understand how the Court believes that the
physician-patient relationship is able to accommodate any interest that the
State has in maternal physical and mental well-being in light of the fact that
the record in this case shows that the relationship is nonexistent. See 651
F.2d, at 1217 (Kennedy, J., concurring in part and dissenting in part). It is
also interesting to note that the American College of Obstetricians and
Gynecologists recommends that "[p]rior to abortion, the woman should have access
to special counseling that explores options for the management of an unwanted
pregnancy, examines the risks, and allows sufficient time for reflection prior
to making an informed decision." 1982 ACOG Standards for Obstetric-Gynecologic
Services, at 54.
The waiting period does not apply in cases of medical emergency. Therefore,
should the physician determine that the waiting period would increase risks
significantly, he or she need not require the woman to wait. The Court's concern
in this respect is simply misplaced. Although the waiting period may impose an
additional cost on the abortion decision, this increased cost does not unduly
burden the availability of abortions or impose an absolute obstacle to access to
abortions. Further, the State is not required to "fine-tune" its abortion
statutes so as to minimize the costs of abortions. H. L. v. Matheson, 450 U.S.,
at 413.
Assuming, arguendo, that any additional costs are such as to impose an undue
burden on the abortion decision, the State's compelling interests in maternal
physical and mental [462 U.S. 416, 474] health and protection of
fetal life clearly justify the waiting period. As we acknowledged in Danforth,
428 U.S., at 67, the decision to abort is "a stressful one," and the waiting
period reasonably relates to the State's interest in ensuring that a woman does
not make this serious decision in undue haste. The decision also has grave
consequences for the fetus, whose life the State has a compelling interest to
protect and preserve. "[N]o other [medical] procedure involves the purposeful
termination of a potential life." Harris, 448 U.S., at 325. The waiting period
is surely a small cost to impose to ensure that the woman's decision is well
considered in light of its certain and irreparable consequences on fetal life,
and the possible effects on her own.17
E
Finally, 1870.16 of the Akron ordinance requires that "[a]ny
physician who shall perform or induce an abortion upon a pregnant woman shall
insure that the remains of the unborn child are disposed of in a humane and
sanitary manner." The Court finds this provision void for vagueness. I disagree.
In Planned Parenthood Assn. v. Fitzpatrick, 401 F. Supp. 554 (ED Pa. 1975)
(three-judge court), summarily aff'd sub nom. Franklin v. Fitzpatrick, 428 U.S.
901 (1976), the District Court upheld a "humane disposal" provision against a
vagueness attack in light of the State's representation that the intent of the
Act "`is to preclude the mindless dumping of [462
U.S. 416, 475] aborted fetuses onto garbage piles.'" 401 F. Supp., at
573. The District Court held that different concerns would be implicated if the
statute were, at some point, determined to require "expensive burial." Ibid. In
the present cases, the city of Akron has informed this Court that the intent of
the "humane" portion of its statute, as distinguished from the "sanitary"
portion, is merely to ensure that fetuses will not be "`dump[ed] . . . on
garbage piles.'" Brief for Petitioner in No. 81-746, p. 48. In light of the fact
that the city of Akron indicates no intent to require that physicians provide
"decent burials" for fetuses, and that "humane" is no more vague than the term
"sanitary," the vagueness of which Akron Center does not question, I cannot
conclude that the statute is void for vagueness.
V
For the reasons set forth above, I dissent from the judgment
of the Court in these cases.
[Footnote 1] Roe recognized that the
State possesses important and legitimate interests in protecting maternal health
and the potentiality of human life. These "separate and distinct" interests were
held to grow "in substantiality as the woman approaches term and, at a point
during pregnancy, each becomes `compelling.'" 410 U.S., at 162-163. The state
interest in maternal health was said to become compelling "at approximately the
end of the first trimester." Id., at 163. Before that time, "the abortion
decision and its effectuation must be left to the medical judgment of the
pregnant woman's attending physician." Id., at 164. After the end of the first
trimester, "a State may regulate the abortion procedure to the extent that the
regulation reasonably relates to the preservation and protection of maternal
health." Id., at 163. The Court noted that "in the light of present [462 U.S. 416, 454] medical knowledge . . .
mortality in abortion may be less than mortality in normal childbirth" during
the first trimester of pregnancy. Ibid.
The state interest in potential human life was held to become compelling at
"viability," defined by the Court as that point "at which the fetus . . . [is]
potentially able to live outside the mother's womb, albeit with artificial aid."
Roe, 410 U.S., at 160 (footnote omitted). Based on the Court's review of the
contemporary medical literature, it placed viability at about 28 weeks, but
acknowledged that this point may occur as early as 24 weeks. After viability is
reached, the State may, according to Roe, proscribe abortion altogether, except
when it is necessary to preserve the life and health of the mother. See id., at
163-164. Since Roe, the Court has held that Roe "left the point [of viability]
flexible for anticipated advancements in medical skill." Colautti v. Franklin,
439 U.S. 379, 387 (1979).
The Court has also identified a state interest in protection of the young and
"familial integrity" in the abortion context. See, e. g., H. L. v. Matheson, 450
U.S. 398, 411 (1981).
[Footnote 2] Although the Court purports
to retain the trimester approach as "a reasonable legal framework for limiting"
state regulatory authority over abortions, ante at 429, n. 11, the Court
expressly abandons the Roe view that the relative rates of childbirth and
abortion mortality are relevant for determining whether second-trimester
regulations are reasonably related to maternal health. Instead, the Court
decides that a health regulation must not "depart from accepted medical
practice" if it is to be upheld. Ante, at 431. The State must now "make a
reasonable effort to limit the effect of its regulations to the period in the
trimester during which its health interest will be furthered." Ante, at 434
(emphasis added).
[Footnote 3] The Court holds that the
summary affirmance in Gary-Northwest Indiana Women's Services, Inc. v. Bowen,
496 F. Supp. 894 (ND Ind. 1980) (three-judge court), aff'd sub nom.
Gary-Northwest Indiana Women's Services, Inc. v. Orr, 451 U.S. 934 (1981), is
not, as the court below thought, binding precedent on the hospitalization issue.
See ante, at 433, n. 18. Although the Court reads Gary-Northwest to be decided
on the alternative ground that the plaintiffs failed to prove the safety of
second-trimester abortions, ante, at 433, n. 18, the Court simply ignores the
fact that the District Court in Gary-Northwest held that "even if the plaintiffs
could prove birth more dangerous than early second trimester D&E
[462 U.S. 416, 456]
abortions," that would not matter insofar as the constitutionality of the
regulations were concerned. See 496 F. Supp., at 903 (emphasis added).
[Footnote 4] Irrespective of the
difficulty of the task, legislatures, with their superior factfinding
capabilities, are certainly better able to make the necessary judgments than are
courts.
[Footnote 5] One study shows that
infants born alive with a gestational age of less than 25 weeks and weight
between 500 and 1,249 grams have a 20% chance of survival. See Phillip, Little,
Polivy, & Lucey, Neonatal Mortality Risk for the Eighties: The Importance of
Birth Weight/Gestational Age Groups, 68 Pediatrics 122 (1981). Another recent
comparative study shows that preterm infants with a weight of 1,000 grams or
less born in one hospital had a 42% rate of survival. Kopelman, The Smallest
Preterm Infants: Reasons for Optimism and New Dilemmas, 132 Am. J. Diseases of
Children 461 (1978). An infant weighing 484 grams and having a gestational age
of 22 weeks at birth is now thriving in a Los Angeles hospital, and the
attending physician has stated that the infant has a "95% chance of survival."
Washington Post, Mar. 31, 1983, p. A2, col. 2. The aborted fetus in Simopoulos
v. Virginia, post, p. 506, weighed 495 grams and had a gestational age of
approximately 22 weeks.
Recent developments promise even greater success in overcoming the various
respiratory and immunological neonatal complications that stand in the way of
increased fetal viability. See, e. g., Beddis, Collins, Levy, Godfrey, &
Silverman, New Technique for Servo-Control of Arterial Oxygen Tension in Preterm
Infants, 54 Archives of Disease in Childhood 278 (1979). "There is absolutely no
question that in the current era there has been a sustained and progressive
improvement in the outlook for survival of small premature infants." Stern,
Intensive Care of the Pre-Term Infant, 26 Danish Med. Bull. 144 (1979).
[Footnote 6] Interestingly, the Court in
Planned Parenthood of Central Missouri v. Danforth, 428 U.S. 52 (1976), upheld a
recordkeeping requirement as well as the consent provision even though these
requirements were imposed on first-trimester abortions and although the State
did not impose comparable requirements on most other medical procedures. See
id., at 65-67, 79-81. Danforth, then, must be understood as a retreat from the
position ostensibly adopted in Roe that the State had no compelling interest in
regulation during the first trimester of pregnancy that would justify
restrictions imposed on the abortion decision.
[Footnote 7] For example, the 1982 ACOG
Standards, on which the Court relies so heavily in its analysis, provide that
physicians performing first-trimester abortions in their offices should provide
for prompt emergency treatment or hospitalization in the event of any
complications. See ACOG Standards, at 54. ACOG also prescribes that certain
equipment be available for office abortions. See id., at 57. I have no doubt
that the State has a compelling interest to ensure that these or other
requirements are met, and that this legitimate concern would justify state
regulation for health reasons even in the first trimester of pregnancy.
[Footnote 8] See Bellotti v. Baird, 428
U.S. 132, 147 (1976) (Bellotti I) (State may not "impose undue burdens upon a
minor capable of giving an informed consent." In Bellotti I, the Court left open
the question whether a judicial hearing would unduly burden the Roe right of an
adult woman. See 428 U.S., at 147); Bellotti v. Baird, 443 U.S. 622, 640 (1979)
(Bellotti II) [462 U.S. 416, 461]
(opinion of POWELL, J.) (State may not "unduly burden the right to seek an
abortion"); Harris v. McRae, 448 U.S. 297, 314 (1980) ("The doctrine of Roe v.
Wade, the Court held in Maher, `protects the woman from unduly burdensome
interference with her freedom to decide whether to terminate her pregnancy,'
[432 U.S.], at 473-474, such as the severe criminal sanctions at issue in Roe v.
Wade, supra, or the absolute requirement of spousal consent for an abortion
challenged in Planned Parenthood of Central Missouri v. Danforth, 428 U.S. 52");
Beal v. Doe, 432 U.S. 438, 446 (1977) (The state interest in protecting
potential human life "does not, at least until approximately the third
trimester, become sufficiently compelling to justify unduly burdensome state
interference . . ."); Carey v. Population Services International, 431 U.S. 678,
705 (1977) (POWELL, J., concurring in part and concurring in judgment) ("In my
view, [Roe and Griswold v. Connecticut, 381 U.S. 479 (1965),] make clear that
the [compelling state interest] standard has been invoked only when the state
regulation entirely frustrates or heavily burdens the exercise of constitutional
rights in this area. See Bellotti v. Baird, 428 U.S. 132, 147 (1976)"). Even
though the Court did not explicitly use the "unduly burdensome" standard in
evaluating the informed-consent requirement in Planned Parenthood of Central
Missouri v. Danforth, supra, the informed-consent requirement for
first-trimester abortions in Danforth was upheld because it did not "unduly
burde[n] the right to seek an abortion." Bellotti I, supra, at 147.
[Footnote 9] The only case in which the
Court invalidated regulations that were not "undue burdens" was Doe v. Bolton,
410 U.S. 179 (1973), which was decided on the same day as Roe. In Doe, the Court
invalidated a hospitalization requirement because it covered first-trimester
abortion. The Court [462 U.S. 416, 465] also invalidated a hospital
accreditation requirement, a hospital-committee approval requirement, and a
two-doctor concurrence requirement. The Court clearly based its disapproval of
these requirements on the fact that the State did not impose them on any other
medical procedure apart from abortion. But the Court subsequent to Doe has
expressly rejected the view that differential trea428 U.S., at 67tment of
abortion requires invalidation of regulations. See Danforth, , 80-81; Maher v.
Roe, 432 U.S. 464, 480 (1977); Harris, 448 U.S., at 325. See also Planned
Parenthood Assn. of Kansas City, Mo., Inc. v. Ashcroft, post, p. 476.
[Footnote 10] In his amicus curiae
brief in support of the city of Akron, the Solicitor General of the United
States argues that we should adopt the "unduly burdensome" standard and in doing
so, we should "accord heavy deference to the legislative judgment" in
determining what constitutes an "undue burden." See Brief for the United States
as Amicus Curiae 10. The "unduly burdensome" standard is appropriate not because
it incorporates deference to legislative judgment at the threshold stage of
analysis, but rather because of the limited nature of the fundamental right that
has been recognized in the abortion cases. Although our cases do require that we
"pay careful attention" to the legislative judgment before we invoke strict
scrutiny, see e. g., Columbia Broadcasting System, Inc. v. Democratic
[462 U.S. 416, 466] National Committee, 412 U.S., at 103, it is not
appropriate to weigh the state interests at the threshold stage.
[Footnote 11] The Court has never
required that state regulation that burdens the abortion decision be "narrowly
drawn" to express only the relevant state interest. In Roe, the Court mentioned
"narrowly drawn" legislative enactments, 410 U.S., at 155, but the Court never
actually adopted this [462 U.S. 416, 468]
standard in the Roe analysis. In its decision today, the Court fully endorses
the Roe requirement that a burdensome health regulation, or as the Court appears
to call it, a "significant obstacle," ante, at 434, be "reasonably related" to
the state compelling interest. See ante, at 430-431, 435, 438. The Court
recognizes that "[a] State necessarily must have latitude in adopting
regulations of general applicability in this sensitive area." Ante, at 434. See
also Simopoulos v. Virginia, post, at 516. Nevertheless, the Court fails to
apply the "reasonably relates" standard. The hospitalization requirement
"reasonably relates" to its compelling interest in protection and preservation
of maternal health under any normal understanding of what "reasonably relates"
signifies.
The Court concludes that the regulation must fall because "it appears that
during a substantial portion of the second trimester the State's regulation
`depart[s] from accepted medical practice.'" Ante, at 434. It is difficult to
see how the Court concludes that the regulation "depart[s] from accepted medical
practice" during "a substantial portion of the second trimester," ibid., in
light of the fact that the Court concludes that D&E abortions may be performed
safely in an outpatient clinic through 16 weeks, or 4 weeks into the second
trimester. Ante, at 436-437. Four weeks is hardly a "substantial portion" of the
second trimester.
[Footnote 12] In my view, no decision
of this Court has yet held that parental notification in the case of mature
minors is unconstitutional. Although the plurality opinion of JUSTICE POWELL in
Bellotti II suggested that the state statute in that case was unconstitutional
because, inter alia, it failed to provide all minors with an opportunity "to go
directly to a court without first consulting or notifying her parents," 443
U.S., at 647, the Court in H. L. v. Matheson held that unemancipated and
immature minors had "no constitutional right to notify a court in lieu of
notifying their parents." 450 U.S., at 412, n. 22. Furthermore, the Court in H.
L. v. Matheson expressly did not decide that a parental notification requirement
would be unconstitutional if the State otherwise permitted mature minors to make
abortion decisions free of parental or judicial "veto." See id., at 406-407.
[Footnote 13] Section 1870.06(B)
requires that the attending physician orally inform the pregnant woman: (1) that
she is pregnant; (2) of the probable number of weeks since conception; (3) that
the unborn child is a human being from the moment of conception, and has certain
anatomical and physiological characteristics; (4) that the unborn child may be
viable and, if so, the physician has a legal responsibility to try to save the
child; (5) that abortion is a major surgical procedure that can result in
serious physical and psychological complications; (6) that various agencies
exist that will provide the pregnant woman with information about birth control;
and (7) that various agencies exist that will assist the woman through pregnancy
should she decide not to undergo the abortion. Section 1870.06(C) requires the
attending physician to inform the woman of risks associated with her particular
pregnancy and proposed abortion technique, as well as to furnish information
that the physician deems relevant "in his own medical judgment."
[Footnote 14] The Court in Danforth
did not even view the informed-consent requirement as having a "legally
significant impact" on first-trimester abortions that would trigger the Roe and
Doe proscriptions against state interference in the decision to seek a
first-trimester abortion. See 428 U.S., at 81 (recordkeeping requirements).
[Footnote 15] Assuming, arguendo, that
the Court now decides that Danforth, Bellotti II, and H. L. v. Matheson were
incorrect, and that the informed-consent provisions do burden the right to seek
an abortion, the Court inexplicably refuses to determine whether this "burden"
"reasonably relates" to legitimate state interests. Ante, at 430 (quoting Roe,
410 U.S., at 163). Rather, the Court now decides that an informed-consent
provision must be justified by a "vital state need" before it can be upheld. See
ante, at 448.
[Footnote 16] This is not to say that
the informed-consent provisions may not violate the First Amendment rights of
the physician if the State requires him or her to communicate its ideology. See
Wooley v. Maynard, 430 U.S. 705 (1977). However, it does not appear that Akron
Center raised any First Amendment argument in the court below. See Brief for
Akron Center for Reproductive Health, Inc., in No. 79-3701 (CA6), pp. 18-23;
Reply Brief for Akron Center for Reproductive Health, Inc., in No. 79-3701
(CA6), pp. 26-33.
[Footnote 17] On the basis of this
analysis of the waiting-period requirement, the Court charges that "the dissent
would uphold virtually any abortion-inhibiting regulation . . . ." Ante, at 421,
n. 1. The waiting-period requirement is valid because it imposes a small cost
when all relevant factors are taken into consideration. This is precisely the
reasoning that JUSTICE POWELL employs in upholding the pathology-report
requirement in Planned Parenthood Assn. of Kansas City, Mo., Inc. v. Ashcroft,
post, p. 476 (report requirement imposes a "comparatively small additional
cost," post, at 489). [462 U.S. 416, 476]
Copyright © 1994-1999 FindLaw Inc.

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